Code Ocean, Inc. is a corporation organized in Delaware (formed more than five years before filing), based in New York, NY.
What this means A deal company is usually set up for one investment; its Form D is the notice it files after selling to investors.
It has filed 6 Form D filings (6 originals, 0 amendments) for 6 offerings between Nov 2016 and Jun 2022. The latest filing of each offering reports a combined $35.6M sold of $42.6M offered to 51 investors; industry as reported: other technology, industry reported as "Other"; latest exemption Rule 506(b).
What this means A repeat filer — 6 separate raises over about 6 years. Amendments are routine updates (an ongoing raise must update its Form D at least once a year).
Key people as listed: Joshua Ruch (director), Martin Kahn (director), Scott Tobin (director), Simon Adar (executive officer and director), Marty Kahn (director) and 1 more.
What this means These are the people the company itself named as running or promoting it. Tap a name to see every other deal they are on.
No sales commissions, finder's fees or proceeds to insiders are reported. No sales-compensation recipients are listed.
What this means No broker was paid — the sponsor sold it directly to investors.
Activity: 0 new offerings in the last 12 months; no amendment on file; latest filing Jun 1, 2022.
What this means No new raise filed in the past year — this deal company may be done raising, or simply quiet.
Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Code Ocean, Inc..
State business registry: NY registry lists CODE OCEAN, INC. as active ("Active (listed in the registry's Active Corporations dataset)" as printed), formed Feb 9, 2015.
What this means Formation date, status and registered agent as the state prints them; a registry listing says nothing about the offering itself.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.
What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Code Ocean, Inc. and found 9 differences, 1 worth asking the sponsor about: Form D filed 68 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.