PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:53 AM ET

Sponsor Check › Cm Notes Program › Issuer

CN

CM Notes Program I, LLC

Limited Liability Company · organized in Delaware · formed 2008 · Henderson, NV

Part of the sponsor group Cm Notes Program (2 issuers, 7 filings) · linked by shared people · not the same sponsor?

$1.24Mreported sold (max)
24investors (max)
1offering
6Form D filings
2009filing year
0new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer Nov 19, 2009 · Courts (RECAP) last checked: Oct 24, 2026, 2:11 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

CM Notes Program I, LLC is a limited liability company organized in Delaware (formed 2008), based in Henderson, NV, one of 2 issuers in the sponsor group Cm Notes Program.

What this means This is one deal company run by a team with 2 companies on file. The group page shows the whole team's track record; this page is the one deal.

It has filed 6 Form D filings (1 original and 5 amendments, Feb 6, 2009 to Nov 19, 2009) for 1 offering, reits and finance under Rule 506: $1.24M sold of $25M offered to 24 investors, minimum investment $50K, first sale Jan 30, 2009.

What this means 5% of the target was sold by the filing date — about $51K per investor.

Key people as listed: Erin C. Ackerman (executive officer), Jeffrey D. Barton (executive officer), Kevin E. Greene (executive officer), Rocky R. Derrick (executive officer), Stacy M. Riffe (executive officer) and 1 more.

What this means These are the people the company itself named as running or promoting it. Tap a name to see every other deal they are on.

Reported money out: $875K in sales commissions (latest filing per offering). Paid to sell it: Andrew Bolt, Brian H. Breuel, Charles E. Delao, David Seth Harris and 13 more.

What this means $875K went to brokers for selling it (about 70.9% of what was sold).

Sister issuers in the group include Connect Invest Corp.

Activity: 0 new offerings in the last 12 months; latest amendment Nov 19, 2009; latest filing Nov 19, 2009.

What this means No new raise filed in the past year — this deal company may be done raising, or simply quiet.

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched CM Notes Program I, LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 6 public filings for CM Notes Program I, LLC and found 2 differences: Last filing Nov 19, 2009 with 5% of the target sold; No amendment in the last 12 months on an offering that may still be open.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for CM Notes Program I, LLC has not run yet — it is joining a line of 21,363 names; searches run around the clock at the hosts' allowed rate. Searched so far: 347 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:11 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched CM Notes Program I, LLC..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:11 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.

2 differences found between the filings for CM Notes Program I, LLC (compared 6 filings on Oct 24, 2026)

Note · Nov 19, 2009

Last filing Nov 19, 2009 with 5% of the target sold — CM Notes Program I, LLC

CM Notes Program I, LLC (last filing Nov 19, 2009; $1,235,000 sold of $25,000,000). There is no filing in more than two years and the last one reported under half the target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Jan 30, 2009 – Nov 19, 2009

No amendment in the last 12 months on an offering that may still be open — CM Notes Program I, LLC (latest filing Nov 19, 2009)

The latest filing for this offering is dated Nov 19, 2009 (first sale Jan 30, 2009). It reports $1,235,000 sold of $25,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $875,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 19, 2009 D/A
File 021-126651
$875,000$0$0Charles E. Delao BrokerCheck CRD 1368310 ↗
via Harrison Douglas, Inc. (CRD 16515 ↗)

Robert K. Gump BrokerCheck CRD 231970 ↗
via Harrison Douglas, Inc. (CRD 16515 ↗)

Rex Bland BrokerCheck CRD 2442941 ↗
via CapWest Securities, Inc. (CRD 30002 ↗)

Andrew Bolt BrokerCheck CRD 1594587 ↗
via Harrison Douglas, Inc. (CRD 16515 ↗)

George K. Jeffers BrokerCheck CRD 1458438 ↗
via Harrison Douglas, Inc. (CRD 16515 ↗)

Lawrence W. Lambert Sr. BrokerCheck CRD 301059 ↗
via CapWest Securities, Inc. (CRD 30002 ↗)

James M. Lamont BrokerCheck CRD 2846228 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Stephen J. Hoshimi BrokerCheck CRD 1977772 ↗
via CapWest Securities, Inc. (CRD 30002 ↗)

Jeffrey C. Young BrokerCheck CRD 1111994 ↗
via First Financial Equity Corporation (CRD 16507 ↗)

Jack T. Kennebeck BrokerCheck CRD 267683 ↗
via QA3 Financial Corp. (CRD 14754 ↗)

David Seth Harris BrokerCheck CRD 1618282 ↗
via Lighthouse Capital Corporation (CRD 41812 ↗)

Brian H. Breuel BrokerCheck CRD 813742 ↗
via QA3 Financial Corp. (CRD 14754 ↗)

Dennis A. Larson BrokerCheck CRD 302868 ↗
via Oak Tree Securities, Inc. (CRD 18126 ↗)

Kent W. Pridey BrokerCheck CRD 1223841 ↗
via CapWest Securities, Inc. (CRD 30002 ↗)

James O. Conaway BrokerCheck CRD 1920946 ↗
via QA3 Financial Corp. (CRD 14754 ↗)

Heide M. Becker BrokerCheck CRD 2123953 ↗
via QA3 Financial Corp. (CRD 14754 ↗)

Robert J. Zamecki BrokerCheck CRD 475757 ↗
via Lighthouse Capital Corporation (CRD 41812 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 6:52 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to CM Notes Program I, LLC in the sources searched.

Not found in sources searched as of Oct 24, 2026, 6:52 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2023–2026) — 430,446 records, loaded Oct 24, 2026, 6:52 AM ET; Dallas County TX (DCAD ownership roll 2026) — 173,688 records, loaded Oct 23, 2026, 8:58 PM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll) — 294,950 records, loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this issuer: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2023–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership roll 2026); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed). Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, King County WA (loader ready; first load not finished), Cook County IL bulk pass (not finished; per-issuer lookups only so far), New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Harris County Appraisal District real_acct.txt Oct 24, 2026, 6:52 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Offerings (SEC Form D)

Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.

Offerings at a glance — 1 offering, 6 filings (one row per SEC file number)
File no.Original Form DLatest filingAmendmentsOffered (latest)Sold (latest)Industry (latest)
021-126651Feb 6, 2009 EDGAR ↗Nov 19, 2009 D/A EDGAR ↗5
latest Nov 19, 2009
$25,000,000$1,235,000REITS and Finance

Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.

Nov 19, 2009 D/A REITS and Finance — $1,235,000 sold of $25,000,000 · 24 investors EDGAR ↗
FilingForm D/A (amendment) filed Nov 19, 2009 · amends 0001455473-09-000006 ↗
SEC file no. 021-126651 · accession 0001455473-09-000007 · filing 6 of 6 in this offering
Raise progress$1,235,000 sold of $25,000,000 offered (5%) · $23,765,000 remaining · first sale Jan 30, 2009
Filing timingDate of first sale: Jan 30, 2009 · Original Form D filed: Feb 6, 2009 (7 days after first sale) · This amendment (Form D/A) filed: Nov 19, 2009
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale6,476 days (17.7 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. This filing is an amendment dated Nov 19, 2009. Most recent amendment for this offering in our index: this filing, Nov 19, 2009.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors24 total · issuer reported no non-accredited investors
Exemption claimedRule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(5) — fund mainly holding mortgages or real-estate interests
Minimum investment accepted$50,000
Securities offeredDebt
Entity detailsOrganized in DELAWARE · formed 2008 · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryREITS and Finance
Who is paid to sell itCharles E. Delao — FINRA BrokerCheck CRD 1368310 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Robert K. Gump — FINRA BrokerCheck CRD 231970 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Rex Bland — FINRA BrokerCheck CRD 2442941 ↗ · associated broker-dealer: CapWest Securities, Inc. (CRD 30002 ↗)
Andrew Bolt — FINRA BrokerCheck CRD 1594587 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
George K. Jeffers — FINRA BrokerCheck CRD 1458438 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Lawrence W. Lambert Sr. — FINRA BrokerCheck CRD 301059 ↗ · associated broker-dealer: CapWest Securities, Inc. (CRD 30002 ↗)
James M. Lamont — FINRA BrokerCheck CRD 2846228 ↗ · associated broker-dealer: Independent Financial Group, LLC (CRD 7717 ↗)
Stephen J. Hoshimi — FINRA BrokerCheck CRD 1977772 ↗ · associated broker-dealer: CapWest Securities, Inc. (CRD 30002 ↗)
Jeffrey C. Young — FINRA BrokerCheck CRD 1111994 ↗ · associated broker-dealer: First Financial Equity Corporation (CRD 16507 ↗)
Jack T. Kennebeck — FINRA BrokerCheck CRD 267683 ↗ · associated broker-dealer: QA3 Financial Corp. (CRD 14754 ↗)
David Seth Harris — FINRA BrokerCheck CRD 1618282 ↗ · associated broker-dealer: Lighthouse Capital Corporation (CRD 41812 ↗)
Brian H. Breuel — FINRA BrokerCheck CRD 813742 ↗ · associated broker-dealer: QA3 Financial Corp. (CRD 14754 ↗)
Dennis A. Larson — FINRA BrokerCheck CRD 302868 ↗ · associated broker-dealer: Oak Tree Securities, Inc. (CRD 18126 ↗)
Kent W. Pridey — FINRA BrokerCheck CRD 1223841 ↗ · associated broker-dealer: CapWest Securities, Inc. (CRD 30002 ↗)
James O. Conaway — FINRA BrokerCheck CRD 1920946 ↗ · associated broker-dealer: QA3 Financial Corp. (CRD 14754 ↗)
Heide M. Becker — FINRA BrokerCheck CRD 2123953 ↗ · associated broker-dealer: QA3 Financial Corp. (CRD 14754 ↗)
Robert J. Zamecki — FINRA BrokerCheck CRD 475757 ↗ · associated broker-dealer: Lighthouse Capital Corporation (CRD 41812 ↗)
Money to insidersSales commissions: $875,000 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJeffrey D. Barton, Corp. Secretary and Treas. of Manager-CM Notes Manager, LLC (Nov 19, 2009)
Changes vs previous filing
  • total sold: $905,000 (Sep 3, 2009) → $1,235,000 (Nov 19, 2009)
  • remaining: $24,095,000 (Sep 3, 2009) → $23,765,000 (Nov 19, 2009)
  • investors: 16 (Sep 3, 2009) → 24 (Nov 19, 2009)
  • sales-compensation recipients added (Nov 19, 2009): Dennis A. Larson, Kent W. Pridey, James O. Conaway, Heide M. Becker, Robert J. Zamecki
Compared with the D/A filed Sep 3, 2009 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextNot computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Sep 3, 2009 D/A REITS and Finance — $905,000 sold of $25,000,000 · 16 investors EDGAR ↗
FilingForm D/A (amendment) filed Sep 3, 2009 · amends 0001455473-09-000005 ↗
SEC file no. 021-126651 · accession 0001455473-09-000006 · filing 5 of 6 in this offering
Raise progress$905,000 sold of $25,000,000 offered (4%) · $24,095,000 remaining · first sale Jan 30, 2009
Filing timingDate of first sale: Jan 30, 2009 · Original Form D filed: Feb 6, 2009 (7 days after first sale) · This amendment (Form D/A) filed: Sep 3, 2009
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale6,476 days (17.7 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. This filing is an amendment dated Sep 3, 2009. Most recent amendment for this offering in our index: Nov 19, 2009 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors16 total · issuer reported no non-accredited investors
Exemption claimedRule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(5) — fund mainly holding mortgages or real-estate interests
Minimum investment accepted$50,000
Securities offeredDebt
Entity detailsOrganized in DELAWARE · formed 2008 · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryREITS and Finance
Who is paid to sell itCharles E. Delao — FINRA BrokerCheck CRD 1368310 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Robert K. Gump — FINRA BrokerCheck CRD 231970 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Rex Bland — FINRA BrokerCheck CRD 2442941 ↗ · associated broker-dealer: CapWest Securities, Inc. (CRD 30002 ↗)
Andrew Bolt — FINRA BrokerCheck CRD 1594587 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
George K. Jeffers — FINRA BrokerCheck CRD 1458438 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Lawrence W. Lambert Sr. — FINRA BrokerCheck CRD 301059 ↗ · associated broker-dealer: CapWest Securities, Inc. (CRD 30002 ↗)
James M. Lamont — FINRA BrokerCheck CRD 2846228 ↗ · associated broker-dealer: Independent Financial Group, LLC (CRD 7717 ↗)
Stephen J. Hoshimi — FINRA BrokerCheck CRD 1977772 ↗ · associated broker-dealer: CapWest Securities, Inc. (CRD 30002 ↗)
Jeffrey C. Young — FINRA BrokerCheck CRD 1111994 ↗ · associated broker-dealer: First Financial Equity Corporation (CRD 16507 ↗)
Jack T. Kennebeck — FINRA BrokerCheck CRD 267683 ↗ · associated broker-dealer: QA3 Financial Corp. (CRD 14754 ↗)
David Seth Harris — FINRA BrokerCheck CRD 1618282 ↗ · associated broker-dealer: Lighthouse Capital Corporation (CRD 41812 ↗)
Brian H. Breuel — FINRA BrokerCheck CRD 813742 ↗ · associated broker-dealer: QA3 Financial Corp. (CRD 14754 ↗)
Money to insidersSales commissions: $875,000 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJeffrey D. Barton, Corp. Secretary and Treas. of Manager-CM Notes Manager, LLC (Sep 3, 2009)
Changes vs previous filing
  • total sold: $855,000 (Aug 5, 2009) → $905,000 (Sep 3, 2009)
  • remaining: $24,145,000 (Aug 5, 2009) → $24,095,000 (Sep 3, 2009)
  • investors: 15 (Aug 5, 2009) → 16 (Sep 3, 2009)
  • sales-compensation recipients added (Sep 3, 2009): Brian H. Breuel
Compared with the D/A filed Aug 5, 2009 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextNot computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Aug 5, 2009 D/A REITS and Finance — $855,000 sold of $25,000,000 · 15 investors EDGAR ↗
FilingForm D/A (amendment) filed Aug 5, 2009 · amends 0001455473-09-000004 ↗
SEC file no. 021-126651 · accession 0001455473-09-000005 · filing 4 of 6 in this offering
Raise progress$855,000 sold of $25,000,000 offered (3%) · $24,145,000 remaining · first sale Jan 30, 2009
Filing timingDate of first sale: Jan 30, 2009 · Original Form D filed: Feb 6, 2009 (7 days after first sale) · This amendment (Form D/A) filed: Aug 5, 2009
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale6,476 days (17.7 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. This filing is an amendment dated Aug 5, 2009. Most recent amendment for this offering in our index: Nov 19, 2009 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors15 total · issuer reported no non-accredited investors
Exemption claimedRule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(5) — fund mainly holding mortgages or real-estate interests
Minimum investment accepted$50,000
Securities offeredDebt
Entity detailsOrganized in DELAWARE · formed 2008 · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryREITS and Finance
Who is paid to sell itCharles E. Delao — FINRA BrokerCheck CRD 1368310 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Robert K. Gump — FINRA BrokerCheck CRD 231970 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Rex Bland — FINRA BrokerCheck CRD 2442941 ↗ · associated broker-dealer: CapWest Securities, Inc. (CRD 30002 ↗)
Andrew Bolt — FINRA BrokerCheck CRD 1594587 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
George K. Jeffers — FINRA BrokerCheck CRD 1458438 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Lawrence W. Lambert Sr. — FINRA BrokerCheck CRD 301059 ↗ · associated broker-dealer: CapWest Securities, Inc. (CRD 30002 ↗)
James M. Lamont — FINRA BrokerCheck CRD 2846228 ↗ · associated broker-dealer: Independent Financial Group, LLC (CRD 7717 ↗)
Stephen J. Hoshimi — FINRA BrokerCheck CRD 1977772 ↗ · associated broker-dealer: CapWest Securities, Inc. (CRD 30002 ↗)
Jeffrey C. Young — FINRA BrokerCheck CRD 1111994 ↗ · associated broker-dealer: First Financial Equity Corporation (CRD 16507 ↗)
Jack T. Kennebeck — FINRA BrokerCheck CRD 267683 ↗ · associated broker-dealer: QA3 Financial Corp. (CRD 14754 ↗)
David Seth Harris — FINRA BrokerCheck CRD 1618282 ↗ · associated broker-dealer: Lighthouse Capital Corporation (CRD 41812 ↗)
Money to insidersSales commissions: $875,000 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJeffrey D. Barton, Corp. Secretary and Treas. of Manager-CM Notes Manager, LLC (Aug 5, 2009)
Changes vs previous filing
  • total sold: $690,000 (Jul 9, 2009) → $855,000 (Aug 5, 2009)
  • remaining: $24,310,000 (Jul 9, 2009) → $24,145,000 (Aug 5, 2009)
  • investors: 11 (Jul 9, 2009) → 15 (Aug 5, 2009)
  • sales-compensation recipients added (Aug 5, 2009): Jack T. Kennebeck, David Seth Harris
Compared with the D/A filed Jul 9, 2009 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextNot computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jul 9, 2009 D/A REITS and Finance — $690,000 sold of $25,000,000 · 11 investors EDGAR ↗
FilingForm D/A (amendment) filed Jul 9, 2009 · amends 0001455473-09-000003 ↗
SEC file no. 021-126651 · accession 0001455473-09-000004 · filing 3 of 6 in this offering
Raise progress$690,000 sold of $25,000,000 offered (3%) · $24,310,000 remaining · first sale Jan 30, 2009
Filing timingDate of first sale: Jan 30, 2009 · Original Form D filed: Feb 6, 2009 (7 days after first sale) · This amendment (Form D/A) filed: Jul 9, 2009
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale6,476 days (17.7 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. This filing is an amendment dated Jul 9, 2009. Most recent amendment for this offering in our index: Nov 19, 2009 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors11 total · issuer reported no non-accredited investors
Exemption claimedRule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(5) — fund mainly holding mortgages or real-estate interests
Minimum investment accepted$50,000
Securities offeredDebt
Entity detailsOrganized in DELAWARE · formed 2008 · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryREITS and Finance
Who is paid to sell itCharles E. Delao — FINRA BrokerCheck CRD 1368310 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Robert K. Gump — FINRA BrokerCheck CRD 231970 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Rex Bland — FINRA BrokerCheck CRD 2442941 ↗ · associated broker-dealer: CapWest Securities, Inc. (CRD 30002 ↗)
Andrew Bolt — FINRA BrokerCheck CRD 1594587 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
George K. Jeffers — FINRA BrokerCheck CRD 1458438 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Lawrence W. Lambert Sr. — FINRA BrokerCheck CRD 301059 ↗ · associated broker-dealer: CapWest Securities, Inc. (CRD 30002 ↗)
James M. Lamont — FINRA BrokerCheck CRD 2846228 ↗ · associated broker-dealer: Independent Financial Group, LLC (CRD 7717 ↗)
Stephen J. Hoshimi — FINRA BrokerCheck CRD 1977772 ↗ · associated broker-dealer: CapWest Securities, Inc. (CRD 30002 ↗)
Jeffrey C. Young — FINRA BrokerCheck CRD 1111994 ↗ · associated broker-dealer: First Financial Equity Corporation (CRD 16507 ↗)
Money to insidersSales commissions: $875,000 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJeffrey D. Barton, Corp. Secretary and Treas. of Manager-CM Notes Manager, LLC (Jul 9, 2009)
Changes vs previous filing
  • total sold: $425,000 (Apr 14, 2009) → $690,000 (Jul 9, 2009)
  • remaining: $24,575,000 (Apr 14, 2009) → $24,310,000 (Jul 9, 2009)
  • investors: 5 (Apr 14, 2009) → 11 (Jul 9, 2009)
  • sales-compensation recipients added (Jul 9, 2009): Lawrence W. Lambert Sr., James M. Lamont, Stephen J. Hoshimi, Jeffrey C. Young
Compared with the D/A filed Apr 14, 2009 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextNot computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Apr 14, 2009 D/A REITS and Finance — $425,000 sold of $25,000,000 · 5 investors EDGAR ↗
FilingForm D/A (amendment) filed Apr 14, 2009 · amends 0001455473-09-000001 ↗
SEC file no. 021-126651 · accession 0001455473-09-000003 · filing 2 of 6 in this offering
Raise progress$425,000 sold of $25,000,000 offered (2%) · $24,575,000 remaining · first sale Jan 30, 2009
Issuer's note: $325,000 sold of Series A $100,000 sold of Series C
Filing timingDate of first sale: Jan 30, 2009 · Original Form D filed: Feb 6, 2009 (7 days after first sale) · This amendment (Form D/A) filed: Apr 14, 2009
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale6,476 days (17.7 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. This filing is an amendment dated Apr 14, 2009. Most recent amendment for this offering in our index: Nov 19, 2009 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors5 total · issuer reported no non-accredited investors
Exemption claimedRule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(5) — fund mainly holding mortgages or real-estate interests
Minimum investment accepted$50,000
Securities offeredDebt
Entity detailsOrganized in DELAWARE · formed 2008 · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryREITS and Finance
Who is paid to sell itCharles E. Delao — FINRA BrokerCheck CRD 1368310 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Robert K. Gump — FINRA BrokerCheck CRD 231970 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Rex Bland — FINRA BrokerCheck CRD 2442941 ↗ · associated broker-dealer: CapWest Securities, Inc. (CRD 30002 ↗)
Andrew Bolt — FINRA BrokerCheck CRD 1594587 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
George K. Jeffers — FINRA BrokerCheck CRD 1458438 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Money to insidersSales commissions: $875,000 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJeffrey D. Barton, Corporate Secretary and Treasurer of Manager (Apr 14, 2009)
Changes vs previous filing
  • total sold: $325,000 (Feb 6, 2009) → $425,000 (Apr 14, 2009)
  • remaining: $24,675,000 (Feb 6, 2009) → $24,575,000 (Apr 14, 2009)
  • investors: 2 (Feb 6, 2009) → 5 (Apr 14, 2009)
  • sales-compensation recipients added (Apr 14, 2009): Rex Bland, Andrew Bolt, George K. Jeffers
Compared with the D filed Feb 6, 2009 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextNot computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Feb 6, 2009 D REITS and Finance — $325,000 sold of $25,000,000 · 2 investors EDGAR ↗
FilingForm D filed Feb 6, 2009
SEC file no. 021-126651 · accession 0001455473-09-000001 · filing 1 of 6 in this offering
Raise progress$325,000 sold of $25,000,000 offered (1%) · $24,675,000 remaining · first sale Jan 30, 2009
Filing timingDate of first sale: Jan 30, 2009 · Form D filed: Feb 6, 2009 (7 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale6,476 days (17.7 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Nov 19, 2009 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors2 total · issuer reported no non-accredited investors
Exemption claimedRule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(5) — fund mainly holding mortgages or real-estate interests
Minimum investment accepted$50,000
Securities offeredDebt
Entity detailsOrganized in DELAWARE · formed 2008 · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryREITS and Finance
Who is paid to sell itCharles E. Delao — FINRA BrokerCheck CRD 1368310 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Robert K. Gump — FINRA BrokerCheck CRD 231970 ↗ · associated broker-dealer: Harrison Douglas, Inc. (CRD 16515 ↗)
Money to insidersSales commissions: $875,000 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJeffrey D. Barton, Corporate Secretary and Treasurer of Manager (Feb 6, 2009)
Market contextNot computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Amendment history — 5 amendments on this page, each compared with the filing before it in the same offering
Amendment filedFile no.Compared withWhat changed (both values as filed)
Nov 19, 2009 EDGAR ↗021-126651Sep 3, 2009 D/Atotal sold: $905,000 (Sep 3, 2009) → $1,235,000 (Nov 19, 2009) · remaining: $24,095,000 (Sep 3, 2009) → $23,765,000 (Nov 19, 2009) · investors: 16 (Sep 3, 2009) → 24 (Nov 19, 2009) · and 1 more (open the filing above)
Sep 3, 2009 EDGAR ↗021-126651Aug 5, 2009 D/Atotal sold: $855,000 (Aug 5, 2009) → $905,000 (Sep 3, 2009) · remaining: $24,145,000 (Aug 5, 2009) → $24,095,000 (Sep 3, 2009) · investors: 15 (Aug 5, 2009) → 16 (Sep 3, 2009) · and 1 more (open the filing above)
Aug 5, 2009 EDGAR ↗021-126651Jul 9, 2009 D/Atotal sold: $690,000 (Jul 9, 2009) → $855,000 (Aug 5, 2009) · remaining: $24,310,000 (Jul 9, 2009) → $24,145,000 (Aug 5, 2009) · investors: 11 (Jul 9, 2009) → 15 (Aug 5, 2009) · and 1 more (open the filing above)
Jul 9, 2009 EDGAR ↗021-126651Apr 14, 2009 D/Atotal sold: $425,000 (Apr 14, 2009) → $690,000 (Jul 9, 2009) · remaining: $24,575,000 (Apr 14, 2009) → $24,310,000 (Jul 9, 2009) · investors: 5 (Apr 14, 2009) → 11 (Jul 9, 2009) · and 1 more (open the filing above)
Apr 14, 2009 EDGAR ↗021-126651Feb 6, 2009 Dtotal sold: $325,000 (Feb 6, 2009) → $425,000 (Apr 14, 2009) · remaining: $24,675,000 (Feb 6, 2009) → $24,575,000 (Apr 14, 2009) · investors: 2 (Feb 6, 2009) → 5 (Apr 14, 2009) · and 1 more (open the filing above)

Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.

All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Nov 19, 2009. Industry as reported, by offering: One offering, reported as REITS and Finance (Feb 6, 2009).

Key people 6

Officers, directors and promoters the issuer itself named on its Form D. Tap a name for every other deal they are on.

NameRelationshipAddress stateOn filings (first → last)Also listed on
EA Erin C. AckermanExecutive Officer
Issuer's note: Executive Officer of CM Notes Manager, LLC, the Manager
NVFeb 6, 2009 → Nov 19, 2009
on 6 of 6 filings
listed on the latest filing
—
JB Jeffrey D. BartonExecutive Officer
Issuer's note: Executive Officer of CM Notes Manager, LLC, the Manager
NVFeb 6, 2009 → Nov 19, 2009
on 6 of 6 filings
listed on the latest filing
—
KG Kevin E. GreeneExecutive Officer
Issuer's note: Executive Officer of CM Notes Manager, LLC, the Manger
NVFeb 6, 2009 → Nov 19, 2009
on 6 of 6 filings
listed on the latest filing
—
RD Rocky R. DerrickExecutive Officer
Issuer's note: Executive Officer of CM Notes Manager, LLC, the Manager
NVFeb 6, 2009 → Nov 19, 2009
on 6 of 6 filings
listed on the latest filing
—
SR Stacy M. RiffeExecutive Officer
Issuer's note: Executive Officer of CM Notes Manager, LLC, the Manager
NVFeb 6, 2009 → Nov 19, 2009
on 6 of 6 filings
listed on the latest filing
—
TP Todd B. ParriottExecutive Officer, Promoter
Issuer's note: Executive Officer of CM Notes Manager, LLC, the Manger
NVFeb 6, 2009 → Nov 19, 2009
on 6 of 6 filings
listed on the latest filing
1 other issuer

Executive officers, directors and promoters as self-reported by the issuer, one row per person. Spellings of the same name (same first and last name, or the same full name that EDGAR split differently into middle and last name) with no conflicting middle initial are shown on one row (none on this issuer); dates and counts come from the filings that list each name. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.

Connections

Other issuers listing the same people:

Shared address: this business address appears on no other issuer's filings in our index. As of Oct 23, 2026, 5:45 PM ET.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched CM Notes Program I, LLC.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for CM Notes Program I, LLC as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Public profiles

Public profiles official links and public statements, each with its source and date

No website or social profile named in CM Notes Program I, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #367,283 of 374,652 in line (554 issuers searched so far).

Sources searched for a website: Form C data set (issuer websites as filed), Form ADV data set (Item 1.I of matched advisers) — as of Oct 23, 2026, 11:20 PM ET: none on file for this issuer. The sponsor website, the Internet Archive and GDELT news index are read only once a site is on file; a sponsor's website comes from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim, Form ADV Item 1.I of its matched adviser, or a web search for the issuer name confirmed on the site's own homepage. We never collect personal or family accounts.

Entity standing: not checked (no official programmatic source for NV yet).

Export this report as PDF (all source links + data timestamp) · Premium

Request diligence pack (Premium) PartnerFacts asks the sponsor for the standard information pack and delivers it to you labelled "provided by the sponsor".

Corrections log

No corrections have been requested for this page.

Filing-to-filing changes are in Amendment history above.

Facts from public records only, each linked to its source. No ratings, no opinions. Request a correction · Claim this profile · Facts policy

Email me the full report

The complete public-record profile for CM Notes Program I, LLC, plus the weekly new-filings list.

What do you want to do?

Only "Connect me" shares your details — with this sponsor, at a flat price we charge them, never tied to whether you invest. "Just researching" shares nothing.

Request a correction

Free. Tell us what's wrong and, if you can, where the correct public record is. Every request is logged with its status (received → under review → fixed / confirmed with source).

Sponsor response

Sponsors may add a sourced explanation next to any fact on this page. Reviewed before publishing; never edits the public record.

Claim this profile (sponsors)

Free. Get the "Claimed by sponsor" chip and a confirmed contact for corrections. Claiming never changes the public-record section.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Henderson, NV). Each opens in a new tab; what you find there is not verified by PartnerFacts.