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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:29 AM ET

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YL
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Yi Lu

Named as an officer, director or promoter on SEC Form D filings · IL · Jan 31, 2012 → Jul 22, 2016

2deals (issuers)
$2.21Mreported sold
13investors
8Form D filings
2012–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Yi Lu is listed as an executive officer, director, and promoter on 8 SEC Form D filings by 2 issuers between Jan 2012 and Jul 2016: ANDalyze, Inc. (Champaign, IL — other technology — 2012–2016; $2.15M reported sold to 11 investors) and GlucoSentient, Inc. (Champaign, IL — other health care — 2012; $60K reported sold to 2 investors).

What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 4 years. Across those companies the filings report $2.21M sold in total.

Listed alongside Ralph Dumke (7 shared filings), Ron van Os (6 shared filings), John Regan (5 shared filings), William Thalheimer (5 shared filings), Kevin Brophy (4 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Yi. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 8 public filings for Yi Lu and found 9 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Yi Lu has not run yet — it is joining a line of 17,374 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Yi Lu..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Yi Lu — 1 worth asking about (compared 8 filings on Oct 24, 2026)

Worth asking · Jan 13, 2012 – Jul 22, 2016

4 Form Ds were filed more than 15 days after the first sale

Form D filed 196 days after the first sale — ANDalyze, Inc. · Form D filed 195 days after the first sale — ANDalyze, Inc. · Form D filed 17 days after the first sale — ANDalyze, Inc. · Form D filed 18 days after the first sale — ANDalyze, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jul 22, 2016 ↗ANDalyze, Inc. — PartnerFacts page ↗Form D · Jul 21, 2016 ↗Form D · Dec 22, 2014 ↗
Sources
Note · Jan 31, 2012 – Jul 21, 2016

4 role changes for the same people across filings

Yi Lu's role changed at ANDalyze, Inc.: executive officer, director → director · Yi Lu's role changed at ANDalyze, Inc.: director → executive officer, director · Yi Lu's role changed at ANDalyze, Inc.: executive officer, director → director · Yi Lu's role changed at ANDalyze, Inc.: director, promoter → executive officer, director

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D · Dec 22, 2014 ↗Form D · Jul 21, 2016 ↗Yi Lu — PartnerFacts page ↗ANDalyze, Inc. — PartnerFacts page ↗
Sources
Note · Nov 5, 2013 – Oct 28, 2014

Offering amount changed between filings — ANDalyze, Inc.

The Nov 5, 2013 filing says $2,000,000 offered; the Oct 28, 2014 Form D/A says $4,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Nov 5, 2013 ↗Form D/A (later) · Oct 28, 2014 ↗ANDalyze, Inc. — PartnerFacts page ↗
Sources
Note · Jun 28, 2013 – Nov 5, 2013

Offering amount changed between filings — ANDalyze, Inc.

The Jun 28, 2013 filing says $1,000,000 offered; the Nov 5, 2013 Form D/A says $2,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 28, 2013 ↗Form D/A (later) · Nov 5, 2013 ↗ANDalyze, Inc. — PartnerFacts page ↗
Sources
Note · Dec 5, 2014 – Dec 22, 2014

No amendment in the last 12 months on an offering that may still be open — ANDalyze, Inc. (latest filing Dec 22, 2014)

The latest filing for this offering is dated Dec 22, 2014 (first sale Dec 5, 2014). It reports $266,732 sold of $750,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 22, 2014 ↗ANDalyze, Inc. — PartnerFacts page ↗
Sources
Note · Jun 19, 2013 – Oct 28, 2014

No amendment in the last 12 months on an offering that may still be open — ANDalyze, Inc. (latest filing Oct 28, 2014)

The latest filing for this offering is dated Oct 28, 2014 (first sale Jun 19, 2013). It reports $2,145,000 sold of $4,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 28, 2014 ↗ANDalyze, Inc. — PartnerFacts page ↗
Sources
Note · Jan 13, 2012 – Jan 31, 2012

No amendment in the last 12 months on an offering that may still be open — ANDalyze, Inc. (latest filing Jan 31, 2012)

The latest filing for this offering is dated Jan 31, 2012 (first sale Jan 13, 2012). It reports $1,577,608 sold of $2,577,608 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 31, 2012 ↗ANDalyze, Inc. — PartnerFacts page ↗
Sources
Note · Jun 14, 2010 – May 21, 2013

Same name, different state: "Yi Lu" (F4) is a separate record

This page covers filings where the address state is IL. A separate record, "Yi Lu" with address state F4, is listed on 2 filings — most recently by China Gerui Advanced Materials Group Ltd (May 21, 2013). Both records have filings in the same period (Jan 31, 2012 to May 21, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Yi Lu (F4) — PartnerFacts page ↗Form D · May 21, 2013 ↗China Gerui Advanced Materials Group Ltd — PartnerFacts page ↗Yi Lu (IL) — this page ↗
Sources
Note · Jan 31, 2012 – Jun 28, 2013

Address moved from Chicago, IL to Champaign, IL — ANDalyze, Inc.

The people listed on the Jan 31, 2012 filing give Chicago, IL; on the Jun 28, 2013 filing they give Champaign, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 31, 2012 ↗Form D · Jun 28, 2013 ↗ANDalyze, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 22, 2016 D
ANDalyze, Inc.
File 021-267595
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2016 D
ANDalyze, Inc.
File 021-267482
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2014 D
ANDalyze, Inc.
File 021-230665
$0$0$0None listed on this filingEDGAR ↗
Oct 28, 2014 D/A
ANDalyze, Inc.
File 021-198777
$0$0$0None listed on this filingEDGAR ↗
Oct 24, 2012 D
GlucoSentient, Inc.
File 021-186004
$0$0$0None listed on this filingEDGAR ↗
Jan 31, 2012 D
ANDalyze, Inc.
File 021-172648
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Yi Lu on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

A
Other Technology

ANDalyze, Inc.

Champaign, IL · Jan 31, 2012 → Jul 22, 2016 · 7 filings
  • Jul 22, 2016 · D · $81,667 sold of $81,667 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 21, 2016 · D · $200,333 sold of $200,333 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2014 · D · $266,732 sold of $750,000 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 28, 2014 · D/A · $2,145,000 sold of $4,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 5, 2013 · D/A · $1,545,000 sold of $2,000,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 28, 2013 · D · $375,000 sold of $1,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 31, 2012 · D · $1,577,608 sold of $2,577,608 · 7 investors · min. $10,000 · role: Director, Promoter EDGAR ↗

Raised $2.15M from 11 investors (100% of the $82K target) as of the latest filing. Yi is listed as director, executive officer, promoter on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

G
Other Health Care

GlucoSentient, Inc.

Champaign, IL · Oct 24, 2012
  • Oct 24, 2012 · D · $60,000 sold of $60,000 · 2 investors · min. $30,000 · role: Director, Promoter EDGAR ↗

Raised $60K from 2 investors (100% of the $60K target) as of the latest filing. Yi is listed as director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Yi Lu — China (as filed: F4), 1 issuer, Jun 14, 2010 → May 21, 2013 · no shared issuer

People around Yi 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WI
Management entity

W. Illinois Ventures, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Yi Lu. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Ralph Dumke

Director · 7 shared filings (1 issuer)

Listed on the same filings as Yi Lu. Their page shows their other deals.

RO
No photo found yet (own website and image search run after this page is viewed)
Person

Ron van Os

Executive Officer, Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Yi Lu. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John Regan

Executive Officer, Director · 5 shared filings (1 issuer) · also on 6 other issuers

John Regan is on 7 issuers in total — a repeat sponsor. Their page lists every one.

WT
No photo found yet (own website and image search run after this page is viewed)
Person

William Thalheimer

Executive Officer, Director, Promoter · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Yi Lu. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Brophy

Director · 4 shared filings (1 issuer)

Listed on the same filings as Yi Lu. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Curt Burwell

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Yi Lu. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Nancy Sullivan

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Yi Lu. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Routh

Director · 2 shared filings (1 issuer)

Listed on the same filings as Yi Lu. Their page shows their other deals.

The team behind the deals

Same business address

16 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Yi Lu by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Yi Lu is listed on: none on file. No website or social profile named in ANDalyze, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #285,455 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Champaign, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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