Yan Chen is listed as a director on 2 SEC Form D filings by 1 issuer in Jun 2016: INNOVATION PLUS LLC (Wayne, PA — other technology — 2016; $400K reported sold to 4 investors).
What this means One deal on file with the SEC, filed Jun 2016. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Claude Mercier (2 shared filings) and Ian E Kibblewhite (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Yan. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 9 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 14 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Yan Chen and found 5 differences, 1 worth asking the sponsor about: Form D filed 227 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.