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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:14 AM ET

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William Waters

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 16, 2009 → Oct 1, 2018

32deals (issuers)
$27.99Breported sold
5,340investors
210Form D filings
2009–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

William Waters is listed as a director on 210 SEC Form D filings by 32 issuers between Mar 2009 and Oct 2018. Largest by amount reported sold: EnTrust Global Macro Holdings Ltd. (Tortola, Virgin Islands, British (as filed: D8) — pooled investment fund — 2009–2018; $7.56B reported sold to 1,145 investors), EnTrust Global Fixed Income Holdings N.V. (Curacao, Netherlands Antilles (as filed: P8) — pooled investment fund — 2009–2018; $6.91B reported sold to 1,243 investors), EnTrust Global Investment Holdings N.V. (Curacao, Netherlands Antilles (as filed: P8) — pooled investment fund — 2009–2018; $4.96B reported sold to 707 investors), EnTrustPermal Japan Holdings NV (9 Curacao Netherlands Antilles, Netherlands Antilles (as filed: P8) — pooled investment fund — 2009–2018; $1.38B reported sold to 246 investors), EnTrust Global Fixed Income Special Opportunities Ltd. (Tortola, Virgin Islands, British (as filed: D8) — pooled investment fund — 2009–2018; $873.2M reported sold to 174 investors) and 27 more (all listed below).

What this means That is a lot of deals — 32 separate companies raised money with this person listed as director, over about 9 years. Across those companies the filings report $27.99B sold in total.

Listed alongside Gary Gladstein (207 shared filings), Isaac Souede (193 shared filings), Edmond de la Haye Jousselin (175 shared filings), Raymond A Mason (170 shared filings), Christopher Gruninger (39 shared filings) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.

The issuers belong to 4 sponsor groups: Scp (43 issuers, $7.22B reported sold, 2009–2026), Entrust (64 issuers, $13.3B reported sold, 2009–2026), Epip (2 issuers, $158.8M reported sold, 2010–2018) and Tt Long Short Focus (13 issuers, $2.07B reported sold, 2009–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 76 bankruptcy cases matching the name listed in Key records below.

What this means 77 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 210 public filings for William Waters and found 10 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for William Waters has not run yet — it is joining a line of 10,624 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

William Waters v. Multivest Options, i closed
District Court, N.D. California · No. 3:90-cv-01189 · Filed Apr 24, 1990 · Closed Oct 17, 1990 · Nature of suit: 850 Securities, Commodities, Exchange
Role of William Waters: Plaintiff · Outcome: Terminated 1990-10-17 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William Waters..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

76 cases: 2 open, 74 closed (disposition not in docket feed)

WILLIAM J WATERS open
United States Bankruptcy Court, D. Arizona · No. 2:25-bk-09764 · Filed Oct 14, 2025
Role of WILLIAM J WATERS: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in AR (not a filing state)
William E. Waters, Jr. and Meridith R. Waters closed
United States Bankruptcy Court, M.D. Florida · No. 3:24-bk-01101 · Filed Apr 18, 2024 · Closed Dec 6, 2024
Role of William E. Waters, Jr.: Debtor · Outcome: Case closed 2024-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in FL (not a filing state)
Mary Waters and William C. Waters open
United States Bankruptcy Court, S.D. New York · No. 20-35713 · Filed Jul 2, 2020
Role of William C. Waters: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in the person's filing state (NY)
William A. Waters closed
United States Bankruptcy Court, D. Connecticut · No. 19-20973 · Filed Jun 3, 2019 · Closed Oct 23, 2019
Role of William A. Waters: Debtor · Outcome: Case closed 2019-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in CT (not a filing state)
William C. Waters closed
United States Bankruptcy Court, M.D. Louisiana · No. 18-10477 · Filed May 4, 2018 · Closed Oct 17, 2018
Role of William C. Waters: Debtor · Outcome: Case closed 2018-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in LA (not a filing state)
William S. Waters closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 18-10268 · Filed Jan 16, 2018 · Closed Jan 31, 2018
Role of William S. Waters: Debtor · Outcome: Case closed 2018-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in PA (not a filing state)
William S. Waters closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 17-16195 · Filed Sep 11, 2017 · Closed Nov 7, 2017
Role of William S. Waters: Debtor · Outcome: Case closed 2017-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in PA (not a filing state)
William B Waters and Mary E. Waters closed
United States Bankruptcy Court, D. Maryland · No. 11-31807 · Filed Nov 2, 2011 · Closed Feb 13, 2012
Role of William B Waters and Mary E. Waters: Debtor · Outcome: Case closed 2012-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in MD (not a filing state)
William J. Waters, Jr. and Lori Rose Waters closed
United States Bankruptcy Court, C.D. California · No. 8:11-bk-24519 · Filed Oct 19, 2011 · Closed Aug 5, 2013
Role of William J. Waters, Jr.: Debtor · Outcome: Case closed 2013-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in CA (not a filing state)
William J Waters and Lorna M Waters closed
United States Bankruptcy Court, M.D. Florida · No. 8:11-bk-18333 · Filed Sep 29, 2011 · Closed Oct 28, 2013
Role of William J Waters and Lorna M Waters: Debtor · Outcome: Case closed 2013-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in FL (not a filing state)
William L. Waters and Karen J. Waters closed
United States Bankruptcy Court, N.D. California · No. 11-55858 · Filed Jun 22, 2011 · Closed Sep 28, 2011
Role of William L. Waters and Karen J. Waters: Debtor · Outcome: Case closed 2011-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in CA (not a filing state)
Mary Waters and William C. Waters closed
United States Bankruptcy Court, S.D. New York · No. 11-35513 · Filed Mar 1, 2011 · Closed Jun 14, 2017
Role of William C. Waters: Debtor · Outcome: Case closed 2017-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in the person's filing state (NY)
William Waters closed
United States Bankruptcy Court, W.D. Louisiana · No. 10-12834 · Filed Sep 15, 2010 · Closed Mar 2, 2016
Role of William Waters: Debtor · Outcome: Case closed 2016-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in LA (not a filing state)
William E. Waters, Jr. closed
United States Bankruptcy Court, D. New Mexico · No. 10-12297 · Filed May 4, 2010 · Closed Aug 16, 2010
Role of William E. Waters, Jr.: Debtor · Outcome: Case closed 2010-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in NM (not a filing state)
William A Waters closed
United States Bankruptcy Court, M.D. Florida · No. 3:09-bk-10343 · Filed Dec 8, 2009 · Closed Aug 21, 2012
Role of William A Waters: Debtor · Outcome: Case closed 2012-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in FL (not a filing state)
William D. Waters closed
United States Bankruptcy Court, C.D. California · No. 1:09-bk-24594 · Filed Nov 2, 2009 · Closed Mar 2, 2010
Role of William D. Waters: Debtor · Outcome: Case closed 2010-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in CA (not a filing state)
William D. Waters and Jessica N. Waters closed
United States Bankruptcy Court, M.D. Georgia · No. 09-53482 · Filed Oct 28, 2009 · Closed Oct 29, 2010
Role of William D. Waters and Jessica N. Waters: Debtor · Outcome: Case closed 2010-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in GA (not a filing state)
William K. Waters and Kay H. Waters closed
United States Bankruptcy Court, E.D. North Carolina · No. 07-04157 · Filed Nov 2, 2007 · Closed Sep 14, 2012
Role of William K. Waters and Kay H. Waters: Debtor · Outcome: Case closed 2012-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in NC (not a filing state)
William E Waters and Meridith R. Waters closed
United States Bankruptcy Court, M.D. Florida · No. 3:07-bk-03374 · Filed Aug 7, 2007 · Closed Feb 12, 2008
Role of William E Waters and Meridith R. Waters: Debtor · Outcome: Case closed 2008-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in FL (not a filing state)
William Waters closed
United States Bankruptcy Court, N.D. Alabama · No. 06-00873 · Filed Mar 20, 2006 · Closed Jul 14, 2006
Role of William Waters: Debtor · Outcome: Case closed 2006-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in AL (not a filing state)
William A. Waters closed
United States Bankruptcy Court, S.D. Georgia · No. 05-51839 · Filed Nov 7, 2005 · Closed Apr 5, 2006
Role of William A. Waters: Debtor · Outcome: Case closed 2006-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in GA (not a filing state)
William M. Waters closed
United States Bankruptcy Court, M.D. North Carolina · No. 05-83157 · Filed Oct 7, 2005 · Closed Feb 10, 2006
Role of William M. Waters: Debtor · Outcome: Case closed 2006-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in NC (not a filing state)
William Waters and Andrea Waters closed
United States Bankruptcy Court, D. Delaware · No. 05-11738 · Filed Jun 21, 2005 · Closed Oct 27, 2005
Role of William Waters and Andrea Waters: Debtor · Outcome: Case closed 2005-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in DE (not a filing state)
William E Waters closed
United States Bankruptcy Court, D. Maryland · No. 05-14800 · Filed Mar 4, 2005 · Closed Jun 16, 2005
Role of William E Waters: Debtor · Outcome: Case closed 2005-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in MD (not a filing state)
William J. Waters closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:05-bk-30638 · Filed Feb 7, 2005 · Closed Feb 9, 2006
Role of William J. Waters: Debtor · Outcome: Case closed 2006-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in TN (not a filing state)
William Waters, III closed
United States Bankruptcy Court, N.D. Illinois · No. 04-35648 · Filed Sep 27, 2004 · Closed Jun 22, 2005
Role of William Waters, III: Debtor · Outcome: Case closed 2005-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in IL (not a filing state)
William H Waters Jr and Mary D Waters closed
United States Bankruptcy Court, C.D. California · No. 1:04-bk-15896 · Filed Sep 3, 2004 · Closed Dec 28, 2004
Role of William H Waters Jr and Mary D Waters: Debtor · Outcome: Case closed 2004-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in CA (not a filing state)
William J. Waters and Mary Beth Waters closed
United States Bankruptcy Court, D. Massachusetts · No. 04-44685 · Filed Aug 17, 2004 · Closed Dec 17, 2004
Role of William J. Waters and Mary Beth Waters: Debtor · Outcome: Case closed 2004-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in MA (not a filing state)
William B. Waters closed
United States Bankruptcy Court, M.D. Louisiana · No. 04-11714 · Filed May 24, 2004 · Closed Jul 24, 2009
Role of William B. Waters: Debtor · Outcome: Case closed 2009-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in LA (not a filing state)
William L Waters closed
United States Bankruptcy Court, N.D. Illinois · No. 04-11883 · Filed Mar 25, 2004 · Closed Jul 7, 2004
Role of William L Waters: Debtor · Outcome: Case closed 2004-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in IL (not a filing state)
William J. Waters, III closed
United States Bankruptcy Court, S.D. Ohio · No. 1:06-bk-10682 · Filed Dec 3, 2003 · Closed Aug 9, 2007
Role of William J. Waters, III: Debtor · Outcome: Case closed 2007-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in OH (not a filing state)
William B. Waters closed
United States Bankruptcy Court, M.D. Louisiana · No. 03-11923 · Filed Jun 25, 2003 · Closed Jun 25, 2004
Role of William B. Waters: Debtor · Outcome: Case closed 2004-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in LA (not a filing state)
William L. Waters closed
United States Bankruptcy Court, N.D. Georgia · No. 03-95232 · Filed May 12, 2003 · Closed Sep 22, 2003
Role of William L. Waters: Debtor · Outcome: Case closed 2003-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in GA (not a filing state)
William A. Waters and Ruth J. Waters closed
United States Bankruptcy Court, S.D. Georgia · No. 02-51905 · Filed Nov 12, 2002 · Closed Mar 21, 2003
Role of William A. Waters and Ruth J. Waters: Debtor · Outcome: Case closed 2003-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in GA (not a filing state)
William D. Waters closed
United States Bankruptcy Court, N.D. Mississippi · No. 02-13451 · Filed Jun 3, 2002 · Closed Nov 16, 2005
Role of William D. Waters: Debtor · Outcome: Case closed 2005-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in MS (not a filing state)
William W. Waters closed
United States Bankruptcy Court, W.D. Michigan · No. 02-04892 · Filed Apr 25, 2002 · Closed Sep 30, 2002
Role of William W. Waters: Debtor · Outcome: Case closed 2002-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in MI (not a filing state)
William Waters and Denise Waters closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:02-bk-01025 · Filed Mar 14, 2002 · Closed Jul 22, 2002
Role of William Waters and Denise Waters: Debtor · Outcome: Case closed 2002-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in PA (not a filing state)
William B. Waters and Theresa Waters closed
United States Bankruptcy Court, M.D. Louisiana · No. 02-10244 · Filed Feb 1, 2002 · Closed Oct 23, 2003
Role of William B. Waters and Theresa Waters: Debtor · Outcome: Case closed 2003-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in LA (not a filing state)
William A. Waters closed
United States Bankruptcy Court, S.D. Georgia · No. 01-61312 · Filed Dec 26, 2001 · Closed Apr 11, 2002
Role of William A. Waters: Debtor · Outcome: Case closed 2002-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in GA (not a filing state)
William R. Waters and Patricia Waters closed
United States Bankruptcy Court, M.D. Florida · No. 8:01-bk-22845 · Filed Dec 10, 2001 · Closed Mar 14, 2002
Role of William R. Waters and Patricia Waters: Debtor · Outcome: Case closed 2002-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in FL (not a filing state)
William B. Waters and Theresa Waters closed
United States Bankruptcy Court, M.D. Louisiana · No. 01-12476 · Filed Sep 29, 2001 · Closed Jan 28, 2002
Role of William B. Waters and Theresa Waters: Debtor · Outcome: Case closed 2002-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in LA (not a filing state)
William J Waters and Jeanne A Waters closed
United States Bankruptcy Court, C.D. California · No. 1:01-bk-16493 · Filed Jul 5, 2001 · Closed Jan 10, 2002
Role of William J Waters and Jeanne A Waters: Debtor · Outcome: Case closed 2002-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in CA (not a filing state)
William M Waters and Penny Waters closed
United States Bankruptcy Court, C.D. California · No. 6:00-bk-25062 · Filed Oct 18, 2000 · Closed Feb 13, 2001
Role of William M Waters and Penny Waters: Debtor · Outcome: Case closed 2001-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in CA (not a filing state)
Gwendolyn M. Waters and William D. Waters closed
United States Bankruptcy Court, N.D. New York · No. 99-14714 · Filed Aug 11, 1999 · Closed Dec 18, 2007
Role of William D. Waters: Debtor · Outcome: Case closed 2007-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in the person's filing state (NY)
WILLIAM L. WATERS closed
United States Bankruptcy Court, S.D. Mississippi · No. 99-52958 · Filed Jul 23, 1999 · Closed Nov 23, 1999
Role of WILLIAM L. WATERS: Debtor · Outcome: Case closed 1999-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in MS (not a filing state)
William R. Waters and Judy W. Waters closed
United States Bankruptcy Court, E.D. Michigan · No. 99-45178 · Filed Mar 30, 1999 · Closed Jul 20, 1999
Role of William R. Waters and Judy W. Waters: Debtor · Outcome: Case closed 1999-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in MI (not a filing state)
William L. Waters closed
United States Bankruptcy Court, M.D. Florida · No. 8:98-bk-10579 · Filed Jun 17, 1998 · Closed Oct 30, 1998
Role of William L. Waters: Debtor · Outcome: Case closed 1998-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in FL (not a filing state)
William C. Waters closed
United States Bankruptcy Court, N.D. New York · No. 98-12366 · Filed Apr 7, 1998 · Closed Aug 10, 1998
Role of William C. Waters: Debtor · Outcome: Case closed 1998-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in the person's filing state (NY)
William T Waters and Donna M Waters closed
United States Bankruptcy Court, C.D. California · No. 1:98-bk-11518 · Filed Feb 4, 1998 · Closed May 29, 1998
Role of William T Waters and Donna M Waters: Debtor · Outcome: Case closed 1998-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in CA (not a filing state)
William E. Waters, Jr. closed
United States Bankruptcy Court, W.D. Kentucky · No. 97-51326 · Filed Dec 17, 1997 · Closed Jun 23, 1998
Role of William E. Waters, Jr.: Debtor · Outcome: Case closed 1998-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in KY (not a filing state)
William S. Waters and Mia James Waters closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 97-35008 · Filed Dec 9, 1997 · Closed Nov 20, 2001
Role of William S. Waters and Mia James Waters: Debtor · Outcome: Case closed 2001-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in PA (not a filing state)
William K. Waters and Cynthia A. Waters closed
United States Bankruptcy Court, D. South Carolina · No. 97-09682 · Filed Nov 12, 1997 · Closed Mar 12, 1998
Role of William K. Waters and Cynthia A. Waters: Debtor · Outcome: Case closed 1998-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in SC (not a filing state)
William H. Waters closed
United States Bankruptcy Court, S.D. Florida. · No. 97-25755 · Filed Sep 15, 1997 · Closed Jan 21, 1998
Role of William H. Waters: Debtor · Outcome: Case closed 1998-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in FL (not a filing state)
WILLIAM H. WATERS closed
United States Bankruptcy Court, N.D. Alabama · No. 97-06362 · Filed Aug 28, 1997 · Closed Jan 22, 1998
Role of WILLIAM H. WATERS: Debtor · Outcome: Case closed 1998-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in AL (not a filing state)
William H. Waters and Mary A. Waters closed
United States Bankruptcy Court, M.D. Florida · No. 3:97-bk-05895 · Filed Aug 7, 1997 · Closed Mar 11, 1998
Role of William H. Waters and Mary A. Waters: Debtor · Outcome: Case closed 1998-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in FL (not a filing state)
Mary Waters and William D. Waters closed
United States Bankruptcy Court, W.D. Louisiana · No. 97-80921 · Filed Jun 6, 1997 · Closed Feb 27, 2002
Role of William D. Waters: Debtor · Outcome: Case closed 2002-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in LA (not a filing state)
William P. Waters and Patricia Diane Waters closed
United States Bankruptcy Court, S.D. Georgia · No. 97-20594 · Filed May 16, 1997 · Closed Oct 23, 2002
Role of William P. Waters and Patricia Diane Waters: Debtor · Outcome: Case closed 2002-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in GA (not a filing state)
William D. Waters and Mary Waters closed
United States Bankruptcy Court, W.D. Louisiana · No. 97-80040 · Filed Jan 9, 1997 · Closed Sep 5, 1997
Role of William D. Waters and Mary Waters: Debtor · Outcome: Case closed 1997-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in LA (not a filing state)
William G. Waters closed
United States Bankruptcy Court, W.D. North Carolina · No. 96-10771 · Filed Nov 22, 1996 · Closed Apr 22, 1997
Role of William G. Waters: Debtor · Outcome: Case closed 1997-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in NC (not a filing state)
William S. Waters and Mia James Waters closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 96-16675 · Filed Jul 18, 1996 · Closed Apr 21, 1997
Role of William S. Waters and Mia James Waters: Debtor · Outcome: Case closed 1997-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in PA (not a filing state)
William T Waters closed
United States Bankruptcy Court, N.D. Illinois · No. 95-04467 · Filed Mar 7, 1995 · Closed Jun 30, 1995
Role of William T Waters: Debtor · Outcome: Case closed 1995-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in IL (not a filing state)
William E. Waters, Jr. closed
United States Bankruptcy Court, W.D. Kentucky · No. 94-50545 · Filed Nov 28, 1994 · Closed Jan 16, 1998
Role of William E. Waters, Jr.: Debtor · Outcome: Case closed 1998-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in KY (not a filing state)
William D. Waters and Claire R. Waters closed
United States Bankruptcy Court, D. Maryland · No. 94-54234 · Filed Jul 1, 1994 · Closed Dec 22, 1994
Role of William D. Waters and Claire R. Waters: Debtor · Outcome: Case closed 1994-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in MD (not a filing state)
William R. Waters closed
United States Bankruptcy Court, N.D. New York · No. 94-12134 · Filed Jun 10, 1994 · Closed Nov 30, 1994
Role of William R. Waters: Debtor · Outcome: Case closed 1994-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in the person's filing state (NY)
William Waters and Margaret Waters closed
United States Bankruptcy Court, E.D. Arkansas · No. 1:93-bk-10119 · Filed Jun 14, 1993 · Closed Sep 29, 1993
Role of William Waters and Margaret Waters: Debtor · Outcome: Case closed 1993-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in AR (not a filing state)
William A. Waters and Debbie W. Waters closed
United States Bankruptcy Court, S.D. Georgia · No. 93-60007 · Filed Jan 7, 1993 · Closed May 8, 1995
Role of William A. Waters and Debbie W. Waters: Debtor · Outcome: Case closed 1995-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in GA (not a filing state)
William D. Waters and Beverly L. Waters closed
United States Bankruptcy Court, M.D. Florida · No. 8:92-bk-10027 · Filed Jul 28, 1992 · Closed Mar 25, 1993
Role of William D. Waters and Beverly L. Waters: Debtor · Outcome: Case closed 1993-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in FL (not a filing state)
William F. Waters and Judith M. Waters closed
United States Bankruptcy Court, D. Connecticut · No. 92-52273 · Filed Jul 6, 1992 · Closed Jan 29, 1993
Role of William F. Waters and Judith M. Waters: Debtor · Outcome: Case closed 1993-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in CT (not a filing state)
William E. Waters and Mary aru Waters closed
United States Bankruptcy Court, S.D. Ohio · No. 1:91-bk-17497 · Filed Dec 20, 1991 · Closed Jun 8, 1992
Role of William E. Waters and Mary aru Waters: Debtor · Outcome: Case closed 1992-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in OH (not a filing state)
William J. Waters and Lois A. Waters closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:91-bk-01408 · Filed Sep 6, 1991 · Closed May 14, 1992
Role of William J. Waters and Lois A. Waters: Debtor · Outcome: Case closed 1992-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in PA (not a filing state)
WILLIAM WATERS closed
United States Bankruptcy Court, N.D. Alabama · No. 90-13565 · Filed Jul 3, 1990 · Closed Feb 6, 1991
Role of WILLIAM WATERS: Debtor · Outcome: Case closed 1991-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in AL (not a filing state)
William D. Waters closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:90-bk-41184 · Filed Jun 1, 1990 · Closed Aug 30, 1991
Role of William D. Waters: Debtor · Outcome: Case closed 1991-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in AR (not a filing state)
William Waters and Judith Waters closed
United States Bankruptcy Court, D. Connecticut · No. 90-00938 · Filed May 22, 1990 · Closed Jun 28, 1991
Role of William Waters and Judith Waters: Debtor · Outcome: Case closed 1991-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in CT (not a filing state)
William J Waters closed
United States Bankruptcy Court, N.D. Illinois · No. 88-00721 · Filed Jan 20, 1988 · Closed Dec 15, 1988
Role of William J Waters: Debtor · Outcome: Case closed 1988-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in IL (not a filing state)
William C. Waters and Elaine M. Waters closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:87-bk-00112 · Filed Feb 11, 1987 · Closed Oct 5, 1987
Role of William C. Waters and Elaine M. Waters: Debtor · Outcome: Case closed 1987-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in PA (not a filing state)
William Waters and Betty J. Waters closed
United States Bankruptcy Court, W.D. Louisiana · No. 86-10683 · Filed Mar 11, 1986 · Closed Jul 10, 1986
Role of William Waters and Betty J. Waters: Debtor · Outcome: Case closed 1986-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 174 federal dockets); court in LA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for William Waters — 6 worth asking about (compared the newest 50 of 210 filings on Oct 24, 2026; older filings not covered)

Worth asking · Mar 23, 2018 – Apr 23, 2019

Amount sold went down between filings — EnTrustPermal European Holdings NV

The Mar 23, 2018 filing says $531,941,972 sold; the Apr 23, 2019 Form D/A says $417,131,206 sold — $114,810,766 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 23, 2018 ↗Form D/A (later) · Apr 23, 2019 ↗EnTrustPermal European Holdings NV — PartnerFacts page ↗
Sources
Worth asking · Mar 14, 2016 – Mar 16, 2017

Amount sold went down between filings — EPIP HOLDINGS LTD

The Mar 14, 2016 filing says $12,606,914 sold; the Mar 16, 2017 Form D/A says $8,785,057 sold — $3,821,857 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 14, 2016 ↗Form D/A (later) · Mar 16, 2017 ↗EPIP HOLDINGS LTD — PartnerFacts page ↗
Sources
Worth asking · Mar 23, 2018 – Apr 23, 2019

Investor count went down between filings — EnTrustPermal European Holdings NV

The Mar 23, 2018 filing reports 33 investors; the Apr 23, 2019 Form D/A reports 32 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 23, 2018 ↗Form D/A (later) · Apr 23, 2019 ↗EnTrustPermal European Holdings NV — PartnerFacts page ↗
Sources
Worth asking · Jul 9, 2009 – Aug 24, 2020

8 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Maybridge Partners Inc — EnTrust Global Emerging Markets Holdings N.V. · Paid seller listed without a CRD number: Maybridge Partners Inc — EnTrust Global Fixed Income Holdings N.V. · Paid seller listed without a CRD number: Maybridge Partners — EnTrust Global Fixed Income Special Opportunities Ltd. · Paid seller listed without a CRD number: Maybridge Partners Inc — EnTrustPermal European Holdings NV · Paid seller listed without a CRD number: Maybridge Partners Inc — ENTRUSTPERMAL HEDGE FUND OPPORTUNITES LTD · and 3 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Aug 24, 2020 ↗BrokerCheck search: Maybridge Partners Inc ↗EnTrust Global Emerging Markets Holdings N.V. — PartnerFacts page ↗Form D/A · Aug 24, 2020 ↗
Sources
Worth asking · Dec 7, 1993 – Mar 20, 2018

Form D filed 8,869 days after the first sale — EnTrust Global Emerging Markets Holdings N.V.

The filing says the first sale was Dec 7, 1993. The Form D was filed Mar 20, 2018 — 8,869 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8,854 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 20, 2018 ↗EnTrust Global Emerging Markets Holdings N.V. — PartnerFacts page ↗
Sources
Worth asking · Mar 20, 2018 – Apr 24, 2019

10 people are no longer listed on a later amendment

William Waters is no longer listed on the Apr 24, 2019 amendment — EnTrustPermal Select Opportunities III Ltd. · William Waters is no longer listed on the Apr 23, 2019 amendment — EnTrustPermal Hedge Fund Opportunities II Ltd. · William Waters is no longer listed on the Apr 23, 2019 amendment — EnTrust Global Investment Holdings N.V. · William Waters is no longer listed on the Apr 23, 2019 amendment — EnTrustPermal Global Opportunities Ltd · William Waters is no longer listed on the Apr 23, 2019 amendment — EnTrust Global Fixed Income Special Opportunities Ltd. · and 5 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Mar 23, 2018 ↗Form D/A · Apr 24, 2019 ↗William Waters — PartnerFacts page ↗EnTrustPermal Select Opportunities III Ltd. — PartnerFacts page ↗
Sources
Note · Sep 15, 2018 – Oct 1, 2018

Form D filed 16 days after the first sale — US BEVERAGE NET INC

The filing says the first sale was Sep 15, 2018. The Form D was filed Oct 1, 2018 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 1, 2018 ↗US BEVERAGE NET INC — PartnerFacts page ↗
Sources
Note · Sep 18, 1987 – Oct 1, 2018

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — US BEVERAGE NET INC (latest filing Oct 1, 2018) · No amendment in the last 12 months on an offering that may still be open — EnTrustPermal Fixed Income Holdings (ERISA) Ltd. (latest filing Mar 23, 2018) · No amendment in the last 12 months on an offering that may still be open — EnTrustPermal Fixed Income Holdings Institutional Ltd (latest filing Mar 23, 2018) · No amendment in the last 12 months on an offering that may still be open — EnTrustPermal Japan Holdings NV (latest filing Mar 23, 2018) · No amendment in the last 12 months on an offering that may still be open — Permal Multi Manager Funds Lux Natural Resources Fund (latest filing Mar 23, 2018) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 1, 2018 ↗US BEVERAGE NET INC — PartnerFacts page ↗Form D/A · Mar 23, 2018 ↗EnTrustPermal Fixed Income Holdings (ERISA) Ltd. — PartnerFacts page ↗
Sources
Note · Apr 23, 2019 – Aug 12, 2021

5 address changes between filings

Address moved from New York, NY to Toronto, Ontario, Canada (as filed: A6) — EnTrust Global Investment Holdings N.V. · Address moved from New York, NY to Toronto, Ontario, Canada (as filed: A6) — EnTrust Global Fixed Income Special Opportunities Ltd. · Address moved from New York, NY to Toronto, Ontario, Canada (as filed: A6) — EnTrust Global Macro Holdings Ltd. · Address moved from New York, NY to Toronto, Ontario, Canada (as filed: A6) — EnTrust Global Fixed Income Holdings N.V. · Address moved from New York, NY to Toronto, Ontario, Canada (as filed: A6) — EnTrust Global Emerging Markets Holdings N.V.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Aug 24, 2020 ↗Form D/A · Aug 12, 2021 ↗EnTrust Global Investment Holdings N.V. — PartnerFacts page ↗Form D/A · Jul 21, 2020 ↗
Sources
Note · Mar 18, 2009 – Jul 21, 2020

14 issuers changed their reported size band between filings

Reported net asset value range changed between filings — EnTrust Global Fixed Income Special Opportunities Ltd. · Reported net asset value range changed between filings — EnTrustPermal Select Opportunities III Ltd. · Reported net asset value range changed between filings — EnTrustPermal Global Opportunities Ltd · Reported net asset value range changed between filings — EnTrustPermal European Holdings NV · Reported net asset value range changed between filings — EnTrust Global Emerging Markets Holdings N.V. · and 9 more

What this means The size band is self-reported. Ask for current numbers.

Form D · Mar 16, 2011 ↗Form D/A · Mar 23, 2018 ↗Form D/A · Jul 21, 2020 ↗EnTrust Global Fixed Income Special Opportunities Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 210 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

19 of 55 offerings report sales commissions totalling $16,508,242; 0 report finder's fees; 53 report proceeds to related persons totalling $1,089,250. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 1, 2018 D
US BEVERAGE NET INC
File 021-322476
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 23, 2018 D/A
Permal Multi Manager Funds Lux Natural Resources Fund
File 021-93441
$272,754 (est.)$0$22,500 (est.)
Annual fee paid to directors.
C P Eaton and Associates BrokerCheck CRD 31170 ↗EDGAR ↗
Mar 23, 2018 D/A
EnTrustPermal Hedge Fund Opportunities II Ltd.
File 021-132546
$0 (est.)$0 (est.)$32,500 (est.)
Annual fee paid to directors.
Maybridge Partners no CRD number reported
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 23, 2018 D/A
EnTrust Global Fixed Income Special Opportunities Ltd.
File 021-156818
$0$0$32,500 (est.)
Annual fee paid to directors.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners no CRD number reported		EDGAR ↗
Mar 23, 2018 D/A
EnTrustPermal European Holdings NV
File 021-156846
$124,466 (est.)$0$32,500 (est.)
Annual fee paid to directors.
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 23, 2018 D/A
EnTrustPermal Fixed Income Holdings Institutional Ltd
File 021-156848
$1,528,307 (est.)$0$14,000 (est.)
Annual fee paid to directors.
Maybridge Partners Inc no CRD number reported
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 23, 2018 D/A
EnTrust Global Fixed Income Holdings N.V.
File 021-156850
$6,723,566 (est.)$0$32,500 (est.)
Annual fee paid to directors.
Maybridge Partners Inc no CRD number reported
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 23, 2018 D/A
EnTrustPermal Global Opportunities Ltd
File 021-156851
$0$0$32,500 (est.)
Annual fee paid to directors.
Maybridge Partners Inc no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 23, 2018 D/A
ENTRUSTPERMAL HEDGE FUND OPPORTUNITES LTD
File 021-156853
$0$0$32,500 (est.)
Annual fee paid to directors.
Maybridge Partners Inc no CRD number reported
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 23, 2018 D/A
EnTrust Global Investment Holdings N.V.
File 021-156856
$39,303 (est.)$0$32,500 (est.)
Annual fee paid to directors.
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗
Legg Mason Investor Services, LLC BrokerCheck CRD 109064 ↗		EDGAR ↗
Mar 23, 2018 D/A
EnTrustPermal Japan Holdings NV
File 021-156859
$311,038 (est.)$0$32,500 (est.)
Annual fee paid to directors.
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗EDGAR ↗
Mar 23, 2018 D/A
EnTrust Global Macro Holdings Ltd.
File 021-156868
$2,750,910 (est.)$0$32,500 (est.)
Annual fee paid to directors.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗EDGAR ↗
Mar 23, 2018 D/A
EnTrustPermal Fixed Income Holdings (ERISA) Ltd.
File 021-168123
$2,058,769 (est.)$0$14,000 (est.)
Annual fee paid to directors.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗EDGAR ↗
Mar 23, 2018 D/A
EnTrustPermal Select Opportunities III Ltd.
File 021-213787
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2018 D
EnTrust Global Emerging Markets Holdings N.V.
File 021-308080
$229,400 (est.)$0$32,500 (est.)
Annual fee paid to directors.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 16, 2017 D/A
EnTrust Global Emerging Markets Holdings N.V.
File 021-156844
$229,400 (est.)$0$32,500 (est.)
Annual fee paid to directors.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 16, 2017 D/A
EPIP HOLDINGS LTD
File 021-156909
$167,030 (est.)$0$32,500 (est.)Credit Suisse First Boston LLC BrokerCheck CRD 15654 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
Mar 16, 2017 D/A
EnTrustPermal Macro Holdings Institutional Ltd
File 021-156907
$0$0$14,000 (est.)
Annual fee paid to directors.
None listed on this filingEDGAR ↗
Mar 14, 2016 D/A
Permal Multi-Manager Funds (Lux) - Advantage Multi-Strategy Fund
File 021-156870
$0$0$22,500 (est.)
Annual fee paid to directors.
None listed on this filingEDGAR ↗
Mar 14, 2016 D/A
Permal U.S. Opportunities Ltd.
File 021-156877
$0$0$32,500 (est.)
Annual fee paid to directors.
None listed on this filingEDGAR ↗
Mar 10, 2016 D/A
Permal Investment Holdings Institutional Ltd
File 021-156855
$204,325 (est.)$0$14,000 (est.)
Annual fee paid to directors.
Legg Mason Investor Services, LLC BrokerCheck CRD 109064 ↗EDGAR ↗
Mar 16, 2015 D/A
Permal Systematic Macro Ltd.
File 021-156875
$0$0$32,500 (est.)
Annual fee paid to directors.
None listed on this filingEDGAR ↗
Mar 14, 2013 D/A
Permal Asian Holdings N.V.
File 021-156837
$0$0$32,500 (est.)
Annual fees paid to directors.
Maybridge Partners, Inc. no CRD number reported
C.P.Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 13, 2013 D/A
Permal Long Short Global Equity Holdings N.V.
File 021-156865
$0$0$32,500 (est.)
Annual fee paid to directors.
Maybridge Partners Inc no CRD number reported
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2012 D/A
Permal Silk Road Fund, Ltd.
File 021-156874
$0$0$40,000 (est.)
Annual fee paid to directors.
Maybridge Partners, Inc. no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2011 D
TT INTERNATIONAL FUND LTD
File 021-156845
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 16, 2011 D
Permal Multi Manager Funds Lux Natural Resources Fund
File 021-156872
$46,493$0$10,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the funds investment adviser, which varies greatly from year to year, depending on performance and total assets.
C P Eaton and Associates BrokerCheck CRD 31170 ↗EDGAR ↗
Sep 21, 2010 D
EPIP HOLDINGS LTD
File 021-147996
$0$0$15,000 (est.)C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners no CRD number reported		EDGAR ↗
Sep 8, 2010 D
EnTrustPermal Macro Holdings Institutional Ltd
File 021-147444
$0$0$15,000 (est.)
Estimated
C.P. Eaton BrokerCheck CRD 31170 ↗
MayBridge Partners no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
EnTrust Global Emerging Markets Holdings N.V.
File 021-93436
$27,610 (est.)$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
EnTrustPermal European Holdings NV
File 021-93433
$15,000 (est.)$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets
C P Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
Permal India Holdings Ltd.
File 021-127992
$0$0$6,250 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets
Maybridge Partners Inc no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
TT INTERNATIONAL FUND LTD
File 021-127963
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
EnTrust Global Fixed Income Special Opportunities Ltd.
File 021-127940
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not include investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
EnTrustPermal Global Opportunities Ltd
File 021-127977
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners Inc no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal Investment Holdings Institutional Ltd
File 021-127996
$0$0$7,500 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners Inc no CRD number reported
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal Asian Holdings N.V.
File 021-127928
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets
Maybridge Partners, Inc. no CRD number reported
C.P.Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal Long Funds- Pan European Fund
File 021-127972
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not include investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
Permal Long Funds- Japan Fund
File 021-127982
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not include investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
C.P Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
EnTrust Global Macro Holdings Ltd.
File 021-128003
$178,620 (est.)$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners, Inc. no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
Permal Media & Technology Ltd
File 021-128013
$0$0$20,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners, Inc. no CRD number reported
C.P. Eaton And Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal Multi-Manager Funds (Lux) - Advantage Multi-Strategy Fund
File 021-128022
$0$0$10,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners, Inc. no CRD number reported
CP Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
ENTRUSTPERMAL HEDGE FUND OPPORTUNITES LTD
File 021-126506
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets
Maybridge Partners Inc no CRD number reported
C P Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal Silk Road Fund, Ltd.
File 021-128041
$0$0$20,000 (est.)
"""Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets."""
Maybridge Partners, Inc. no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal Systematic Macro Ltd.
File 021-128054
$0$0$15,000 (est.)
"""Annual fees payable to directors of the fund only. This amount does not include investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets."""
Maybridge Partners, Inc. no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal U.S. Capital Growth Opportunities Ltd.
File 021-128056
$0$0$5,000 (est.)
"""Annual fees payable to director of the fund only. This amount does not investment management fee payable to the funds investment adviser, which varies greatly from year to year, depending on performance and total assets."""
Maybridge no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal U.S. Opportunities Ltd.
File 021-128036
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners, Inc. no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
EnTrustPermal Japan Holdings NV
File 021-93432
$62,752 (est.)$0$15,000 (est.)
Annual fees payable to the directos of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners Inc no CRD number reported
C P Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
EnTrustPermal Fixed Income Holdings Institutional Ltd
File 021-111184
$231,040 (est.)$0$7,500 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners Inc no CRD number reported
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
EnTrust Global Fixed Income Holdings N.V.
File 021-118845
$1,307,459 (est.)$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners Inc no CRD number reported
C P Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
EnTrust Global Investment Holdings N.V.
File 021-128169
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets
C P Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
Permal Long Short Global Equity Holdings N.V.
File 021-128175
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners Inc no CRD number reported
C P Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 18, 2009 D/A
Permal Japan Holdings Institutional Ltd
File 021-87627
$0$0$30,000
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the funds investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners Inc no CRD number reported
C P Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 18, 2009 D
Permal Multi-Manager Funds (Lux) - Global Multi-Manager Long/Short Fund
File 021-128177
$0$0$12,000
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets
C P Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 16, 2009 D
EnTrustPermal Macro Holdings Institutional Ltd
File 021-127993
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners no CRD number reported		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 32

Every issuer that named William Waters on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

UB
Other Technology

US BEVERAGE NET INC

Syracuse, NY · Oct 1, 2018
  • Oct 1, 2018 · D · $425,000 sold of $1,000,000 · 8 investors · min. $25,000 · role: Director EDGAR ↗

Raised $425K from 8 investors (43% of the $1M target) as of the latest filing. William is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ES
Pooled Investment Fund · group: Entrust

EnTrustPermal Select Opportunities III Ltd.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Mar 18, 2014 → Mar 23, 2018 · 5 filings
  • Mar 23, 2018 · D/A · $3,241,646 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $3,120,289 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $2,810,457 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $1,837,922 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2014 · D · $750,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $3.24M from 3 investors as of the latest filing. William is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Scp

Permal Multi Manager Funds Lux Natural Resources Fund

L-2346 Luxembourg, Luxembourg (as filed: N4) · Mar 18, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $328,599,078 sold of Indefinite · 28 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $328,599,078 sold of Indefinite · 28 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $328,599,078 sold of Indefinite · 28 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $328,599,078 sold of Indefinite · 28 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $327,802,039 sold of Indefinite · 26 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $327,610,702 sold of Indefinite · 13 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 15, 2012 · D/A · $325,325,319 sold of Indefinite · 11 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $461,283,345 sold of Indefinite · 174 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $402,114,016 sold of Indefinite · 188 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 18, 2009 · D/A · $406,946,400 sold of Indefinite · 226 investors · min. $25,000 · role: Director EDGAR ↗

Raised $461.3M from 226 investors as of the latest filing. William is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Pooled Investment Fund · group: Entrust

EnTrust Global Macro Holdings Ltd.

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $5,384,752,063 sold of Indefinite · 91 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $5,383,712,180 sold of Indefinite · 91 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $5,383,712,180 sold of Indefinite · 91 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $5,364,891,626 sold of Indefinite · 90 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $5,346,311,327 sold of Indefinite · 90 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $5,273,143,460 sold of Indefinite · 68 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $5,105,204,412 sold of Indefinite · 53 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $6,011,899,527 sold of Indefinite · 947 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $5,377,793,612 sold of Indefinite · 919 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $7,557,108,009 sold of Indefinite · 1,145 investors · min. $100,000 · role: Director EDGAR ↗

Raised $7.56B from 1,145 investors as of the latest filing. William is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EJ
Pooled Investment Fund · group: Scp

EnTrustPermal Japan Holdings NV

9 Curacao Netherlands Antilles, Netherlands Antilles (as filed: P8) · Mar 18, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $1,377,724,240 sold of Indefinite · 41 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $1,377,724,240 sold of Indefinite · 41 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $1,377,724,240 sold of Indefinite · 41 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $1,377,311,990 sold of Indefinite · 41 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $1,376,503,264 sold of Indefinite · 41 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $1,371,076,560 sold of Indefinite · 17 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $1,346,202,533 sold of Indefinite · 14 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $190,754,535 sold of Indefinite · 166 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $233,139,038 sold of Indefinite · 179 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2009 · D/A · $402,405,801 sold of Indefinite · 246 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.38B from 246 investors as of the latest filing. William is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Pooled Investment Fund · group: Entrust

EnTrust Global Investment Holdings N.V.

Curacao, Netherlands Antilles (as filed: P8) · Mar 18, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $4,957,722,882 sold of Indefinite · 97 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $4,957,722,882 sold of Indefinite · 97 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $4,954,527,141 sold of Indefinite · 97 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $4,952,711,765 sold of Indefinite · 97 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $4,942,872,879 sold of Indefinite · 97 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $4,903,505,935 sold of Indefinite · 99 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $4,854,949,051 sold of Indefinite · 23 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $2,191,046,636 sold of Indefinite · 517 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $2,317,650,221 sold of Indefinite · 534 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2009 · D · $3,547,576,500 sold of Indefinite · 707 investors · min. $100,000 · role: Director EDGAR ↗

Raised $4.96B from 707 investors as of the latest filing. William is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EH
Pooled Investment Fund · group: Entrust

EnTrustPermal Hedge Fund Opportunities II Ltd.

Tortola, Virgin Islands, British (as filed: D8) · Jul 9, 2009 → Mar 23, 2018 · 8 filings
  • Mar 23, 2018 · D/A · $15,475,452 sold of Indefinite · 4 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $14,969,924 sold of Indefinite · 4 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $14,021,763 sold of Indefinite · 4 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $12,711,165 sold of Indefinite · 4 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $10,387,036 sold of Indefinite · 4 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $8,036,258 sold of Indefinite · 4 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $6,011,081 sold of Indefinite · 2 investors · min. $250,000 · role: Director EDGAR ↗
  • Jul 9, 2009 · D · $41,825,344 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $41.8M from 4 investors as of the latest filing. William is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EH
Pooled Investment Fund · group: Entrust

ENTRUSTPERMAL HEDGE FUND OPPORTUNITES LTD

Road Town, Virgin Islands, British (as filed: D8) · Mar 17, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $9,945,172 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $9,945,172 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $9,945,172 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $9,428,298 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $8,877,967 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $8,199,885 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $7,080,071 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $62,815,356 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $52,242,913 sold of Indefinite · 27 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2009 · D/A · $25,671,120 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $384.1M from 29 investors as of the latest filing. William is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Pooled Investment Fund · group: Entrust

EnTrustPermal Global Opportunities Ltd

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $384,108,786 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2017 · D/A · $384,035,738 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $384,035,738 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $383,728,247 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $382,489,626 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $374,204,171 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $369,436,312 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $212,349,286 sold of Indefinite · 46 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $149,865,197 sold of Indefinite · 144 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $344,770,331 sold of Indefinite · 103 investors · min. $100,000 · role: Director EDGAR ↗

Raised $384.1M from 144 investors as of the latest filing. William is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Pooled Investment Fund · group: Entrust

EnTrust Global Fixed Income Special Opportunities Ltd.

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $873,146,375 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $872,698,626 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $872,553,572 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $869,906,921 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $861,506,374 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $835,794,007 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $798,993,835 sold of Indefinite · 16 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $381,933,720 sold of Indefinite · 72 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $218,012,292 sold of Indefinite · 174 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $738,146,623 sold of Indefinite · 139 investors · min. $100,000 · role: Director EDGAR ↗

Raised $873.2M from 174 investors as of the latest filing. William is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Pooled Investment Fund · group: Entrust

EnTrust Global Fixed Income Holdings N.V.

Curacao, Netherlands Antilles (as filed: P8) · Mar 18, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $6,908,213,393 sold of Indefinite · 96 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $6,902,230,127 sold of Indefinite · 96 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $6,902,230,127 sold of Indefinite · 96 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $6,846,610,202 sold of Indefinite · 94 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $6,669,607,007 sold of Indefinite · 94 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $6,515,106,988 sold of Indefinite · 90 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $6,113,727,054 sold of Indefinite · 83 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $5,748,462,394 sold of Indefinite · 1,224 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $4,812,262,944 sold of Indefinite · 1,100 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2009 · D/A · $5,422,400,093 sold of Indefinite · 1,243 investors · min. $100,000 · role: Director EDGAR ↗

Raised $6.91B from 1,243 investors as of the latest filing. William is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EF
Pooled Investment Fund · group: Scp

EnTrustPermal Fixed Income Holdings Institutional Ltd

Craigmuir Chambers Road Town, not reported (as filed: XX) · Mar 18, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $647,017,137 sold of Indefinite · 41 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $647,017,137 sold of Indefinite · 41 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $647,017,137 sold of Indefinite · 41 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $633,667,137 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $508,807,157 sold of Indefinite · 30 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $454,199,526 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $337,354,134 sold of Indefinite · 26 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $230,660,369 sold of Indefinite · 16 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $64,255,792 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2009 · D/A · $48,711,664 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗

Raised $647M from 41 investors as of the latest filing. William is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EF
Pooled Investment Fund · group: Scp

EnTrustPermal Fixed Income Holdings (ERISA) Ltd.

Road Town, Virgin Islands, British (as filed: D8) · Nov 2, 2011 → Mar 23, 2018 · 9 filings
  • Mar 23, 2018 · D/A · $417,131,206 sold of Indefinite · 32 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $416,531,206 sold of Indefinite · 32 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $416,531,206 sold of Indefinite · 32 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $375,011,206 sold of Indefinite · 30 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $308,350,259 sold of Indefinite · 25 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $186,480,191 sold of Indefinite · 20 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2012 · D/A · $117,600,433 sold of Indefinite · 11 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Nov 2, 2011 · D/A · $5,200,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 2, 2011 · D · $457 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $417.1M from 32 investors as of the latest filing. William is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EE
Pooled Investment Fund · group: Entrust

EnTrustPermal European Holdings NV

Netherlands Antilles, Netherlands Antilles (as filed: P8) · Mar 16, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $531,941,972 sold of Indefinite · 33 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $531,941,972 sold of Indefinite · 33 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $522,930,368 sold of Indefinite · 33 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $521,698,055 sold of Indefinite · 32 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $520,294,422 sold of Indefinite · 31 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $518,564,062 sold of Indefinite · 31 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $513,274,632 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $183,229,038 sold of Indefinite · 131 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $222,046,530 sold of Indefinite · 152 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D/A · $368,209,284 sold of Indefinite · 197 investors · min. $100,000 · role: Director EDGAR ↗

Raised $531.9M from 197 investors as of the latest filing. William is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Pooled Investment Fund · group: Entrust

EnTrust Global Emerging Markets Holdings N.V.

9 Curacao Netherlands Antilles, United Kingdom (as filed: X0) · Mar 16, 2009 → Mar 20, 2018 · 10 filings
  • Mar 20, 2018 · D · $573,831,361 sold of Indefinite · 43 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $573,695,237 sold of Indefinite · 43 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $573,695,237 sold of Indefinite · 43 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $571,338,498 sold of Indefinite · 43 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $568,869,571 sold of Indefinite · 55 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $567,857,285 sold of Indefinite · 39 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $551,610,955 sold of Indefinite · 17 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $255,763,217 sold of Indefinite · 153 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $249,005,066 sold of Indefinite · 150 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D/A · $343,409,577 sold of Indefinite · 201 investors · min. $100,000 · role: Director EDGAR ↗

Raised $573.8M from 201 investors as of the latest filing. William is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Pooled Investment Fund · group: Scp

EnTrustPermal Macro Holdings Institutional Ltd

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009 → Mar 16, 2017 · 9 filings
  • Mar 16, 2017 · D/A · $151,250,514 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $151,250,514 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $143,250,514 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $140,250,514 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $96,950,514 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $69,607,092 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2011 · D · $40,214,724 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 8, 2010 · D · $33,500,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $456,690 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $151.3M from 12 investors as of the latest filing. William is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EH
Pooled Investment Fund · group: Epip

EPIP HOLDINGS LTD

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Sep 21, 2010 → Mar 16, 2017 · 8 filings
  • Mar 16, 2017 · D/A · $8,785,057 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $12,606,914 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $12,606,914 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $9,206,914 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $8,764,669 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 16, 2012 · D/A · $8,639,689 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2011 · D · $7,372,492 sold of Indefinite · 7 investors · min. $500,000 · role: Director EDGAR ↗
  • Sep 21, 2010 · D · $2,000,000 sold of Indefinite · 4 investors · min. $500,000 · role: Director EDGAR ↗

Raised $12.6M from 15 investors as of the latest filing. William is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PU
Pooled Investment Fund · group: Scp

Permal U.S. Opportunities Ltd.

Tortola, Virgin Islands, British (as filed: D8) · Mar 17, 2009 → Mar 14, 2016 · 8 filings
  • Mar 14, 2016 · D/A · $459,385,019 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $457,957,807 sold of Indefinite · 37 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $456,173,330 sold of Indefinite · 35 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $451,068,130 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $445,208,745 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $215,127,648 sold of Indefinite · 77 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $173,519,989 sold of Indefinite · 73 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2009 · D · $116,981,962 sold of Indefinite · 71 investors · min. $100,000 · role: Director EDGAR ↗

Raised $459.4M from 77 investors as of the latest filing. William is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Scp

Permal Multi-Manager Funds (Lux) - Advantage Multi-Strategy Fund

Luxembourg, Luxembourg (as filed: N4) · Mar 16, 2009 → Mar 14, 2016 · 8 filings
  • Mar 14, 2016 · D/A · $54,181,273 sold of Indefinite · 10 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $54,181,273 sold of Indefinite · 10 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $54,152,124 sold of Indefinite · 10 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $54,101,886 sold of Indefinite · 6 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $53,818,848 sold of Indefinite · 6 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $66,852,746 sold of Indefinite · 49 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $56,472,640 sold of Indefinite · 55 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $29,802,101 sold of Indefinite · 44 investors · min. $25,000 · role: Director EDGAR ↗

Raised $66.9M from 55 investors as of the latest filing. William is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Scp

Permal Investment Holdings Institutional Ltd

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009 → Mar 10, 2016 · 8 filings
  • Mar 10, 2016 · D/A · $4,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $4,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $4,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $4,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $4,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $16,732,851 sold of Indefinite · 14 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $15,875,625 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $27,063,794 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗

Raised $27.1M from 14 investors as of the latest filing. William is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Pooled Investment Fund · group: Scp

Permal Systematic Macro Ltd.

Tortola, Virgin Islands, British (as filed: D8) · Mar 17, 2009 → Mar 16, 2015 · 7 filings
  • Mar 16, 2015 · D/A · $1,102,868 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $1,102,868 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $1,102,868 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $1,102,868 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $211,858,131 sold of Indefinite · 22 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $158,795,089 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2009 · D · $134,052,771 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗

Raised $211.9M from 22 investors as of the latest filing. William is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Scp

Permal Asian Holdings N.V.

Curacao, Netherlands Antilles (as filed: P8) · Mar 16, 2009 → Mar 14, 2013 · 5 filings
  • Mar 14, 2013 · D/A · $428,255,003 sold of Indefinite · 32 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $412,273,377 sold of Indefinite · 12 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $118,758,824 sold of Indefinite · 92 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $130,430,522 sold of Indefinite · 92 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $200,667,010 sold of Indefinite · 131 investors · min. $100,000 · role: Director EDGAR ↗

Raised $428.3M from 131 investors as of the latest filing. William is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PL
Pooled Investment Fund · group: Scp

Permal Long Short Global Equity Holdings N.V.

Curacao, Netherlands Antilles (as filed: P8) · Mar 18, 2009 → Mar 13, 2013 · 5 filings
  • Mar 13, 2013 · D/A · $430,016,728 sold of Indefinite · 16 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $428,170,024 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $254,945,631 sold of Indefinite · 137 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $248,493,012 sold of Indefinite · 150 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2009 · D · $425,121,509 sold of Indefinite · 218 investors · min. $100,000 · role: Director EDGAR ↗

Raised $430M from 218 investors as of the latest filing. William is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PS
Pooled Investment Fund · group: Scp

Permal Silk Road Fund, Ltd.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Mar 17, 2009 → Mar 16, 2012 · 4 filings
  • Mar 16, 2012 · D/A · $2,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $55,513,384 sold of Indefinite · 31 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $61,292,610 sold of Indefinite · 32 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2009 · D · $68,694,924 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗

Raised $68.7M from 39 investors as of the latest filing. William is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TI
Pooled Investment Fund · group: Tt Long Short Focus

TT INTERNATIONAL FUND LTD

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009 → Mar 16, 2011 · 3 filings
  • Mar 16, 2011 · D · $551,839,725 sold of Indefinite · 73 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $271,467,150 sold of Indefinite · 79 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $305,446,350 sold of Indefinite · 74 investors · min. $100,000 · role: Director EDGAR ↗

Raised $774.7M from 111 investors as of the latest filing. William is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PU
Pooled Investment Fund · group: Scp

Permal U.S. Capital Growth Opportunities Ltd.

Tortola, Virgin Islands, British (as filed: D8) · Mar 17, 2009 → Mar 16, 2010 · 2 filings
  • Mar 16, 2010 · D/A · $41,910,881 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2009 · D · $50,633,123 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗

Raised $50.6M from 19 investors as of the latest filing. William is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PM
Pooled Investment Fund · group: Scp

Permal Media & Technology Ltd

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009 → Mar 16, 2010 · 2 filings
  • Mar 16, 2010 · D/A · $6,055,610 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $3,283,490 sold of Indefinite · 40 investors · min. $100,000 · role: Director EDGAR ↗

Raised $6.06M from 40 investors as of the latest filing. William is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PL
Pooled Investment Fund · group: Scp

Permal Long Funds- Japan Fund

Luxembourg, Luxembourg (as filed: N4) · Mar 16, 2009 → Mar 16, 2010 · 2 filings
  • Mar 16, 2010 · D/A · $41,274,290 sold of Indefinite · 63 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $35,266,836 sold of Indefinite · 72 investors · min. $25,000 · role: Director EDGAR ↗

Raised $41.3M from 72 investors as of the latest filing. William is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PL
Pooled Investment Fund · group: Scp

Permal Long Funds- Pan European Fund

Luxembourg, Luxembourg (as filed: N4) · Mar 16, 2009 → Mar 16, 2010 · 2 filings
  • Mar 16, 2010 · D/A · $7,975,800 sold of Indefinite · 9 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $5,971,542 sold of Indefinite · 12 investors · min. $25,000 · role: Director EDGAR ↗

Raised $7.98M from 12 investors as of the latest filing. William is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PI
Pooled Investment Fund · group: Scp

Permal India Holdings Ltd.

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009 → Mar 16, 2010 · 2 filings
  • Mar 16, 2010 · D/A · $22,287,959 sold of Indefinite · 56 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $36,009,867 sold of Indefinite · 64 investors · min. $100,000 · role: Director EDGAR ↗

Raised $36M from 64 investors as of the latest filing. William is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PM
Pooled Investment Fund · group: Scp

Permal Multi-Manager Funds (Lux) - Global Multi-Manager Long/Short Fund

Luxembourg, Luxembourg (as filed: N4) · Mar 18, 2009
  • Mar 18, 2009 · D · $31,364,712 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗

Raised $31.4M from 38 investors as of the latest filing. William is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PJ
Pooled Investment Fund · group: Scp

Permal Japan Holdings Institutional Ltd

Road Town Tortola British Vir, Virgin Islands, British (as filed: D8) · Mar 18, 2009
  • Mar 18, 2009 · D/A · $60,730,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $60.7M from 1 investor as of the latest filing. William is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around William 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Gladstein

Director · 207 shared filings (31 issuers) · also on 23 other issuers

Gary Gladstein is on 54 issuers in total — a repeat sponsor. Their page lists every one.

IS
No photo found yet (own website and image search run after this page is viewed)
Person

Isaac Souede

Director · 193 shared filings (29 issuers) · also on 22 other issuers

Isaac Souede is on 51 issuers in total — a repeat sponsor. Their page lists every one.

EJ
No photo found yet (own website and image search run after this page is viewed)
Person

Edmond de la Haye Jousselin

Director · 175 shared filings (26 issuers)

Edmond de la Haye Jousselin is on 26 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond A Mason

Director · 170 shared filings (26 issuers)

Raymond A Mason is on 26 issuers in total — a repeat sponsor. Their page lists every one.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Gruninger

Director · 39 shared filings (28 issuers)

Christopher Gruninger is on 28 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michel Delauzun

Director · 32 shared filings (23 issuers)

Michel Delauzun is on 23 issuers in total — a repeat sponsor. Their page lists every one.

EJ
No photo found yet (own website and image search run after this page is viewed)
Person

Edmond de la Haye Jousselin

Director · 21 shared filings (4 issuers)

Listed on the same filings as William Waters. Their page shows their other deals.

IS
No photo found yet (own website and image search run after this page is viewed)
Person

Issac Souede

Director · 16 shared filings (2 issuers) · also on 3 other issuers

Issac Souede is on 5 issuers in total — a repeat sponsor. Their page lists every one.

EJ
No photo found yet (own website and image search run after this page is viewed)
Person

Edmond de la Haye Jousselin

Director · 13 shared filings (2 issuers)

Listed on the same filings as William Waters. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

R Wesley Burns

Director · 5 shared filings (1 issuer)

Listed on the same filings as William Waters. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Delauzun

Director · 4 shared filings (3 issuers)

Listed on the same filings as William Waters. Their page shows their other deals.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Grant Kvalheim

Director · 4 shared filings (1 issuer) · also on 4 other issuers

Grant Kvalheim is on 5 issuers in total — a repeat sponsor. Their page lists every one.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Pierre-Laurent Bel

Director · 3 shared filings (1 issuer)

Listed on the same filings as William Waters. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michel Delauzum

Director · 2 shared filings (1 issuer)

Listed on the same filings as William Waters. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Abbass

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Waters. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Solomon

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Waters. Their page shows their other deals.

MY
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Young

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as William Waters. Their page shows their other deals.

TY
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Young

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Waters. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Woods

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Waters. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Scp

43 issuers · 261 filings · $7.22B reported sold · 2009–2026

One team, 43 deal companies. William Waters is listed on 19 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name William Waters.

E
Sponsor group

Entrust

64 issuers · 453 filings · $13.3B reported sold · 2009–2026

One team, 64 deal companies. William Waters is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name William Waters.

E
Sponsor group

Epip

2 issuers · 17 filings · $158.8M reported sold · 2010–2018

One team, 2 deal companies. William Waters is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name William Waters.

TL
Sponsor group

Tt Long Short Focus

13 issuers · 73 filings · $2.07B reported sold · 2009–2025

One team, 13 deal companies. William Waters is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name William Waters.

Same business address

11 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 32 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): TT INTERNATIONAL FUND LTD.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to William Waters by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 32 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers William Waters is listed on: none on file. No website or social profile named in EnTrust Global Macro Holdings Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #184,502 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Tortola, D8). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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