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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:44 AM ET

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William Stuart

Named as an officer, director or promoter on SEC Form D filings · OH · Sep 27, 2010 → Nov 16, 2015

2deals (issuers)
$6.74Mreported sold
52investors
2Form D filings
2010–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

William Stuart is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between Sep 2010 and Nov 2015: CLINICAL OUTCOMES MANAGEMENT SYSTEMS LLC (Broadview Heights, OH — other technology — 2015; $4.9M reported sold to 32 investors) and TheraVasc Inc. (Cleveland, OH — pharmaceuticals — 2010; $1.84M reported sold to 20 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $6.74M sold in total.

Listed alongside Anthony Giordano (1 shared filing), Frederick Croft (1 shared filing), Jesse Lane (1 shared filing), John Zak (1 shared filing), Kyle Chan (1 shared filing) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 37 bankruptcy cases matching the name listed in Key records below.

What this means 37 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for William Stuart and found 5 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "William R Stuart" (CA) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for William Stuart has not run yet — it is joining a line of 39,968 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William Stuart..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

37 cases: 37 closed (disposition not in docket feed)

William R. Stuart, IV and Sarah R. Stuart closed
United States Bankruptcy Court, D. Idaho · No. 23-20055 · Filed Mar 24, 2023 · Closed Jul 19, 2023
Role of William R. Stuart, IV: Debtor · Outcome: Case closed 2023-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in ID (not a filing state)
William R. Stuart closed
United States Bankruptcy Court, S.D. California · No. 20-01301 · Filed Mar 6, 2020 · Closed Jun 22, 2020
Role of William R. Stuart: Debtor · Outcome: Case closed 2020-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
William Stuart closed
United States Bankruptcy Court, D. New Hampshire · No. 20-10052 · Filed Jan 15, 2020 · Closed May 19, 2020
Role of William Stuart: Debtor · Outcome: Case closed 2020-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NH (not a filing state)
William H. Stuart closed
United States Bankruptcy Court, N.D. Georgia · No. 18-60730 · Filed Jun 28, 2018 · Closed Apr 19, 2019
Role of William H. Stuart: Debtor · Outcome: Case closed 2019-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
William R Stuart, Sr and Linda L. Hattenburg closed
United States Bankruptcy Court, E.D. Washington · No. 15-01015 · Filed Mar 20, 2015 · Closed Jul 10, 2020
Role of William R Stuart, Sr: Debtor · Outcome: Case closed 2020-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
William R Stuart, IV and Sarah R Stuart closed
United States Bankruptcy Court, D. Idaho · No. 14-21013 · Filed Nov 28, 2014 · Closed Mar 24, 2015
Role of William R Stuart, IV: Debtor · Outcome: Case closed 2015-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in ID (not a filing state)
William R Stuart, Sr and Linda L. Hattenburg closed
United States Bankruptcy Court, E.D. Washington · No. 14-01125 · Filed Mar 27, 2014 · Closed Apr 13, 2015
Role of William R Stuart, Sr: Debtor · Outcome: Case closed 2015-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
William A Stuart closed
United States Bankruptcy Court, W.D. Washington · No. 10-10346 · Filed Jan 15, 2010 · Closed May 3, 2010
Role of William A Stuart: Debtor · Outcome: Case closed 2010-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
William L Stuart closed
United States Bankruptcy Court, N.D. Illinois · No. 09-45091 · Filed Nov 28, 2009 · Closed Mar 12, 2010
Role of William L Stuart: Debtor · Outcome: Case closed 2010-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
William Stuart and Elizabeth Stuart closed
United States Bankruptcy Court, N.D. New York · No. 08-60739 · Filed Apr 3, 2008 · Closed Apr 15, 2010
Role of William Stuart and Elizabeth Stuart: Debtor · Outcome: Case closed 2010-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
William S.H. Stuart and Michelle H. Stuart closed
United States Bankruptcy Court, S.D. Texas · No. 05-91786 · Filed Oct 14, 2005 · Closed Mar 2, 2008
Role of William S.H. Stuart and Michelle H. Stuart: Debtor · Outcome: Case closed 2008-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
William F Stuart closed
United States Bankruptcy Court, N.D. Illinois · No. 04-29480 · Filed Aug 9, 2004 · Closed Dec 17, 2004
Role of William F Stuart: Debtor · Outcome: Case closed 2004-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
William P. Stuart closed
United States Bankruptcy Court, D. Maryland · No. 04-24684 · Filed Jun 17, 2004 · Closed Sep 29, 2004
Role of William P. Stuart: Debtor · Outcome: Case closed 2004-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)
Judy R. Stuart and William S. Stuart closed
United States Bankruptcy Court, S.D. Texas · No. 04-30863 · Filed Jan 13, 2004 · Closed Apr 30, 2004
Role of William S. Stuart: Debtor · Outcome: Case closed 2004-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
WILLIAM R STUART closed
United States Bankruptcy Court, E.D. Washington · No. 03-09666 · Filed Nov 26, 2003 · Closed Feb 19, 2004
Role of WILLIAM R STUART: Debtor · Outcome: Case closed 2004-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
WILLIAM L STUART closed
United States Bankruptcy Court, D. Montana · No. 03-62919 · Filed Sep 8, 2003 · Closed May 19, 2004
Role of WILLIAM L STUART: Debtor · Outcome: Case closed 2004-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MT (not a filing state)
William B. Stuart and Lorene A. Stuart closed
United States Bankruptcy Court, W.D. Louisiana · No. 03-32234 · Filed Sep 8, 2003 · Closed May 7, 2004
Role of William B. Stuart and Lorene A. Stuart: Debtor · Outcome: Case closed 2004-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in LA (not a filing state)
William L Stuart closed
United States Bankruptcy Court, C.D. California · No. 2:02-bk-44868 · Filed Dec 11, 2002 · Closed Apr 18, 2003
Role of William L Stuart: Debtor · Outcome: Case closed 2003-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
WILLIAM R STUART and HATTIEBEA STUART closed
United States Bankruptcy Court, D. Minnesota · No. 02-65408 · Filed Nov 15, 2002 · Closed Apr 7, 2003
Role of WILLIAM R STUART and HATTIEBEA STUART: Debtor · Outcome: Case closed 2003-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)
William D Stuart closed
United States Bankruptcy Court, S.D. Ohio · No. 3:02-bk-31426 · Filed Mar 1, 2002 · Closed Jul 15, 2002
Role of William D Stuart: Debtor · Outcome: Case closed 2002-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)
WILLIAM C. STUART closed
United States Bankruptcy Court, S.D. Mississippi · No. 02-50138 · Filed Jan 10, 2002 · Closed May 3, 2002
Role of WILLIAM C. STUART: Debtor · Outcome: Case closed 2002-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)
William B. Stuart closed
United States Bankruptcy Court, N.D. Mississippi · No. 01-16896 · Filed Nov 19, 2001 · Closed Jul 10, 2006
Role of William B. Stuart: Debtor · Outcome: Case closed 2006-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)
William L Stuart and Catherine D Stuart closed
United States Bankruptcy Court, W.D. Washington · No. 01-49632 · Filed Oct 4, 2001 · Closed Jan 23, 2002
Role of William L Stuart and Catherine D Stuart: Debtor · Outcome: Case closed 2002-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
William H. Stuart closed
United States Bankruptcy Court, N.D. Mississippi · No. 01-12207 · Filed Apr 13, 2001 · Closed Aug 21, 2001
Role of William H. Stuart: Debtor · Outcome: Case closed 2001-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)
Peggy D Stuart and William D Stuart closed
United States Bankruptcy Court, S.D. Ohio · No. 3:99-bk-35729 · Filed Nov 5, 1999 · Closed May 20, 2003
Role of William D Stuart: Debtor · Outcome: Case closed 2003-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)
William W Stuart and Robin M Stuart closed
United States Bankruptcy Court, D. Idaho · No. 99-01590 · Filed Jun 21, 1999 · Closed Sep 22, 1999
Role of William W Stuart and Robin M Stuart: Debtor · Outcome: Case closed 1999-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in ID (not a filing state)
William Stuart closed
United States Bankruptcy Court, C.D. California · No. 1:98-bk-26170 · Filed Nov 23, 1998 · Closed Mar 15, 1999
Role of William Stuart: Debtor · Outcome: Case closed 1999-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
William B. Stuart and Jane F. Stuart closed
United States Bankruptcy Court, S.D. California · No. 98-15810 · Filed Nov 20, 1998 · Closed Mar 15, 1999
Role of William B. Stuart and Jane F. Stuart: Debtor · Outcome: Case closed 1999-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
William A. Stuart and Nancy Jean Stuart closed
United States Bankruptcy Court, D. South Dakota · No. 98-50077 · Filed Feb 23, 1998 · Closed Jun 16, 1998
Role of William A. Stuart and Nancy Jean Stuart: Debtor · Outcome: Case closed 1998-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in SD (not a filing state)
William F Stuart closed
United States Bankruptcy Court, N.D. Illinois · No. 97-08598 · Filed Mar 20, 1997 · Closed Jul 16, 1997
Role of William F Stuart: Debtor · Outcome: Case closed 1997-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
William A. Stuart closed
United States Bankruptcy Court, D. Alaska · No. 97-00014 · Filed Jan 7, 1997 · Closed Apr 16, 1997
Role of William A. Stuart: Debtor · Outcome: Case closed 1997-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in AK (not a filing state)
William J. Stuart and Brenda B. Stuart closed
United States Bankruptcy Court, D. Utah · No. 92-27947 · Filed Dec 18, 1992 · Closed Apr 7, 1993
Role of William J. Stuart and Brenda B. Stuart: Debtor · Outcome: Case closed 1993-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in UT (not a filing state)
William J. Stuart closed
United States Bankruptcy Court, D. New Jersey · No. 92-28472 · Filed Oct 19, 1992 · Closed Feb 23, 1993
Role of William J. Stuart: Debtor · Outcome: Case closed 1993-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
William M. Stuart and Joan I. Stuart closed
United States Bankruptcy Court, D. Connecticut · No. 91-23558 · Filed Oct 31, 1991 · Closed Feb 24, 1992
Role of William M. Stuart and Joan I. Stuart: Debtor · Outcome: Case closed 1992-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
William C. Stuart and Mildred A. Stuart closed
United States Bankruptcy Court, E.D. Oklahoma · No. 90-71328 · Filed Nov 8, 1990 · Closed May 9, 1991
Role of William C. Stuart and Mildred A. Stuart: Debtor · Outcome: Case closed 1991-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in OK (not a filing state)
William L Stuart closed
United States Bankruptcy Court, S.D. California · No. 87-06836 · Filed Sep 18, 1987 · Closed Apr 5, 1990
Role of William L Stuart: Debtor · Outcome: Case closed 1990-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
WILLIAM R STUART closed
United States Bankruptcy Court, E.D. Washington · No. 85-00420 · Filed Feb 26, 1985 · Closed Feb 14, 1990
Role of WILLIAM R STUART: Debtor · Outcome: Case closed 1990-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for William Stuart (compared 2 filings on Oct 24, 2026)

Note · Nov 2, 2015 – Nov 16, 2015

No amendment in the last 12 months on an offering that may still be open — CLINICAL OUTCOMES MANAGEMENT SYSTEMS LLC (latest filing Nov 16, 2015)

The latest filing for this offering is dated Nov 16, 2015 (first sale Nov 2, 2015). It reports $750,000 sold of $1,469,248 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 16, 2015 ↗CLINICAL OUTCOMES MANAGEMENT SYSTEMS LLC — PartnerFacts page ↗
Sources
Note · Sep 14, 2010 – Sep 27, 2010

No amendment in the last 12 months on an offering that may still be open — TheraVasc Inc. (latest filing Sep 27, 2010)

The latest filing for this offering is dated Sep 27, 2010 (first sale Sep 14, 2010). It reports $1,836,996 sold of $2,250,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 27, 2010 ↗TheraVasc Inc. — PartnerFacts page ↗
Sources
Note · Apr 21, 2015 – Nov 21, 2025

Same name, different state: "William R Stuart" (CA) is a separate record

This page covers filings where the address state is OH. A separate record, "William R Stuart" with address state CA, is listed on 7 filings — most recently by Milestone Financial, LLC (Nov 21, 2025). Both records have filings in the same period (Apr 21, 2015 to Nov 16, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

William R Stuart (CA) — PartnerFacts page ↗Form D/A · Nov 21, 2025 ↗Milestone Financial, LLC — PartnerFacts page ↗William Stuart (OH) — this page ↗
Sources
Note · Sep 15, 2021

Same name, different state: "William J. Stuart" (FL) is a separate record

This page covers filings where the address state is OH. A separate record, "William J. Stuart" with address state FL, is listed on 1 filing — most recently by U.S. Data Mining Group, Inc. (Sep 15, 2021). The two records do not overlap in time: this page runs Sep 27, 2010 to Nov 16, 2015; the other has one filing dated Sep 15, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William J. Stuart (FL) — PartnerFacts page ↗Form D · Sep 15, 2021 ↗U.S. Data Mining Group, Inc. — PartnerFacts page ↗William Stuart (OH) — this page ↗
Sources
Note · Sep 29, 2015

Same name, different state: "William J. Stuart" (NY) is a separate record

This page covers filings where the address state is OH. A separate record, "William J. Stuart" with address state NY, is listed on 1 filing — most recently by Synacor, Inc. (Sep 29, 2015). Both records have filings in the same period (Sep 29, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

William J. Stuart (NY) — PartnerFacts page ↗Form D · Sep 29, 2015 ↗Synacor, Inc. — PartnerFacts page ↗William Stuart (OH) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 16, 2015 D
CLINICAL OUTCOMES MANAGEMENT SYSTEMS LLC
File 021-251316
$0$0$0None listed on this filingEDGAR ↗
Sep 27, 2010 D
TheraVasc Inc.
File 021-148194
$0$0$0 (est.)None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named William Stuart on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CO
Other Technology

CLINICAL OUTCOMES MANAGEMENT SYSTEMS LLC

Broadview Heights, OH · Nov 16, 2015
  • Nov 16, 2015 · D · $750,000 sold of $1,469,248 · 4 investors · min. No minimum reported · role: Executive Officer (Chief Operating Officer) EDGAR ↗

Raised $4.9M from 32 investors (100% of the $1.47M target) as of the latest filing. William is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T
Pharmaceuticals

TheraVasc Inc.

Cleveland, OH · Sep 27, 2010
  • Sep 27, 2010 · D · $1,836,996 sold of $2,250,000 · 20 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.84M from 20 investors (82% of the $2.25M target) as of the latest filing. William is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • William R Stuart — CA, 1 issuer, Apr 21, 2015 → Nov 21, 2025 · no shared issuer
  • William J. Stuart — NY, 1 issuer, Sep 29, 2015 → Sep 29, 2015 · no shared issuer
  • William J. Stuart — FL, 1 issuer, Sep 15, 2021 → Sep 15, 2021 · no shared issuer

People around William 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JZ
No photo found yet (own website and image search run after this page is viewed)
Person

John Zak

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as William Stuart. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Carleton

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as William Stuart. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Giordano

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as William Stuart. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

MARK A. DELAAR

Director · 1 shared filing (1 issuer) · also on 4 other issuers

MARK A. DELAAR is on 5 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Len Pagon

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as William Stuart. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jesse Lane

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Jesse Lane is on 8 issuers in total — a repeat sponsor. Their page lists every one.

FC
No photo found yet (own website and image search run after this page is viewed)
Person

Frederick Croft

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as William Stuart. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Paull

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as William Stuart. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kyle Chan

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Stuart. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to William Stuart by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers William Stuart is listed on: none on file. No website or social profile named in TheraVasc Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #319,403 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cleveland, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Franklin County OH Clerk of Courts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Ohio Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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