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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:36 AM ET

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WS
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William J. Solloway

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Nov 18, 2010 → Dec 5, 2011

1deal (issuers)
$5.64Mreported sold
14investors
3Form D filings
2010–2011years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

William J. Solloway is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Apr 2009 and Dec 2011: KLONDEX MINES LTD (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2009–2011; $5.64M reported sold to 14 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Jorge Avelino (3 shared filings), BRENDAN DONOHOE (2 shared filings), Blane Wilson (2 shared filings), Frederick L. Baker (2 shared filings), Ronald Shorr (2 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for William J. Solloway and found 5 differences: William J. Solloway's role changed at KLONDEX MINES LTD: executive officer, director → director; William J. Solloway's role changed at KLONDEX MINES LTD: director → executive officer, director; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for William J. Solloway has not run yet — it is joining a line of 19,130 names; searches run around the clock at the hosts' allowed rate. Searched so far: 31 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 dismissed

Solloway v. Allied Interstate, Inc,. closed
District Court, N.D. California · No. 5:06-cv-04814 · Filed Aug 9, 2006 · Closed Oct 25, 2006 · Nature of suit: Other Statutory Actions · Cause: 28:1441 Petition for Removal
Role of Solloway: Plaintiff · Outcome: Terminated 2006-10-25 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 3 federal dockets); surname only in the caption; court in CA (not a filing state)
Solloway v. Gastwirth & Mirsky, L.L.P. dismissed
District Court, N.D. California · No. 5:06-cv-01662 · Filed Mar 2, 2006 · Closed May 24, 2006 · Nature of suit: 890 Other statutory actions
Role of Solloway: Plaintiff · Outcome: Terminated 2006-05-24 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 3 federal dockets); surname only in the caption; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William J. Solloway..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for William J. Solloway (compared 3 filings on Oct 24, 2026)

Note · Nov 18, 2010 – Dec 5, 2011

William J. Solloway's role changed at KLONDEX MINES LTD: executive officer, director → director

The Nov 18, 2010 filing lists William J. Solloway as executive officer, director; the Dec 5, 2011 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Apr 9, 2009 – Nov 18, 2010

William J. Solloway's role changed at KLONDEX MINES LTD: director → executive officer, director

The Apr 9, 2009 filing lists William J. Solloway as director; the Nov 18, 2010 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Nov 29, 2011 – Dec 5, 2011

No amendment in the last 12 months on an offering that may still be open — KLONDEX MINES LTD (latest filing Dec 5, 2011)

The latest filing for this offering is dated Dec 5, 2011 (first sale Nov 29, 2011). It reports $485,626 sold of $14,763,015 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Apr 9, 2009 – Nov 18, 2010

William J. Solloway is written 2 different ways on the filings

listed as "William Solloway" on the Apr 9, 2009 filing, and "William J. Solloway" on 2 filings (from Nov 18, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Apr 9, 2009 – Nov 18, 2010

Reported revenue range changed between filings — KLONDEX MINES LTD

"Decline to Disclose" (Apr 9, 2009); then "No Revenues" (Nov 18, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 3 offerings report sales commissions totalling $69,071; 1 reports finder's fees totalling $4,055; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 5, 2011 D
KLONDEX MINES LTD
File 021-169628
$29,138 (est.)$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
Griffiths McBurney Corp. BrokerCheck CRD 40620 ↗
via GMP Securities L.P.
EDGAR ↗
Nov 18, 2010 D
KLONDEX MINES LTD
File 021-150691
$39,933 (est.)$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
Mackie Research USA Inc. BrokerCheck CRD 39670 ↗
via Mackie Research Capital Corporation
EDGAR ↗
Apr 9, 2009 D
KLONDEX MINES LTD
File 021-71916
$0$4,055$0SCARSDALE EQUITIES LLC BrokerCheck CRD 134602 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named William J. Solloway on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

KLONDEX MINES LTD

Vancouver, British Columbia, Canada (as filed: A1) · Apr 9, 2009 → Dec 5, 2011 · 3 filings
  • Dec 5, 2011 · D · $485,626 sold of $14,763,015 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 18, 2010 · D · $798,644 sold of $798,644 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 9, 2009 · D · $115,966 sold of $115,966 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.64M from 14 investors (38% of the $14.8M target) as of the latest filing. William is listed as director, executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around William 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Jorge Avelino

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as William J. Solloway. Their page shows their other deals.

BD
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Person

BRENDAN DONOHOE

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as William J. Solloway. Their page shows their other deals.

BW
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Person

Blane Wilson

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as William J. Solloway. Their page shows their other deals.

RS
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Person

Ronald Shorr

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as William J. Solloway. Their page shows their other deals.

FB
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Person

Frederick L. Baker

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as William J. Solloway. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT A SIBTHORPE

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as William J. Solloway. Their page shows their other deals.

JP
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Person

JOHN POLLOCK

Director · 1 shared filing (1 issuer)

Listed on the same filings as William J. Solloway. Their page shows their other deals.

CW
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Person

Chad Williams

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Chad Williams is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD KERN

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as William J. Solloway. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Brendan J. Donohue

Director · 1 shared filing (1 issuer)

Listed on the same filings as William J. Solloway. Their page shows their other deals.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

FRED BAKER

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as William J. Solloway. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

Warren Moysey

Director · 1 shared filing (1 issuer)

Listed on the same filings as William J. Solloway. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Stowe

Director · 1 shared filing (1 issuer)

Listed on the same filings as William J. Solloway. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robin Goad

Director · 1 shared filing (1 issuer)

Listed on the same filings as William J. Solloway. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Andre Douchane

Director · 1 shared filing (1 issuer)

Listed on the same filings as William J. Solloway. Their page shows their other deals.

The team behind the deals

Same business address

28 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to William J. Solloway by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers William J. Solloway is listed on: none on file. No website or social profile named in KLONDEX MINES LTD's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #283,801 of 374,652 in line (42 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Business registries

Change history

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