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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:37 AM ET

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WM
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William Moore

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 3, 2025 → Apr 3, 2026

1deal (issuers)
$10Mreported sold
1investors
2Form D filings
2025–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:37 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

William Moore is listed as a director on 2 SEC Form D filings by 1 issuer between Apr 2025 and Apr 2026: IRIDEX CORP (Mountain View, CA — other health care — 2025–2026; $10M reported sold to 1 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Patrick Mercer (2 shared filings), Romeo Dizon (2 shared filings), Scott Shuda (2 shared filings), Yu-Hao Chen (2 shared filings), Beverly Huss (1 shared filing) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 1 state regulator order, 7 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for William Moore and found 5 differences: Same name, different state: "William R Moore III" (WA) is a separate record; Same name, different state: "William Merrette Moore" (NC) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for William Moore has not run yet — it is joining a line of 19,233 names; searches run around the clock at the hosts' allowed rate. Searched so far: 32 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 dismissed, 1 closed (disposition not in docket feed)

William Moore v. Orions Management Group, LLC dismissed
District Court, C.D. California · No. 8:16-cv-02086 · Filed Nov 21, 2016 · Closed Jan 27, 2017 · Nature of suit: 480 Consumer credit
Role of William Moore: Plaintiff · Outcome: Terminated 2017-01-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 1674 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
James Stiles v. William G Moore closed
District Court, C.D. California · No. 8:09-cv-01262 · Filed Oct 26, 2009 · Closed Nov 10, 2009
Role of William G Moore: Defendant · Outcome: Terminated 2009-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1674 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:37 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Consent Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Feb 26, 2014 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-13-1291-14-CO02 · Parties (regulator's caption): Northwest Growers Association; Charles Feick; William Moore; James Harrison · Order entered with/against: William Moore
As listed by the regulator: On February 26, 2014, the Securities Division entered into a Consent Order with William Moore. … Without admitting or denying the Securities Division’s allegations, William Moore agreed to cease and desist from violating the Securities Act of Washington and to pay a fine of $1,000 and investigative costs of $1,000. Order / docket ↗ Regulator's list ↗
same full name in the order; 12 people with this name in Form D filings; regulator in WA (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William Moore..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

William Q. Moore and Mary B. Moore closed
United States Bankruptcy Court, S.D. California · No. 15-06355 · Filed Sep 30, 2015 · Closed Dec 17, 2019
Role of William Q. Moore and Mary B. Moore: Debtor · Outcome: Case closed 2019-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1674 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
William D Moore and Shiloh L Moore closed
United States Bankruptcy Court, C.D. California · No. 2:14-bk-10549 · Filed Jan 10, 2014 · Closed Apr 22, 2014
Role of William D Moore and Shiloh L Moore: Debtor · Outcome: Case closed 2014-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1674 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
William Moore and Nancy Moore closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-24090 · Filed Jun 10, 2012 · Closed Sep 26, 2012
Role of William Moore and Nancy Moore: Debtor · Outcome: Case closed 2012-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1674 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
William E Moore closed
United States Bankruptcy Court, S.D. California · No. 11-11347 · Filed Jul 7, 2011 · Closed Oct 17, 2011
Role of William E Moore: Debtor · Outcome: Case closed 2011-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1674 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
William N Moore and Andrea K Moore closed
United States Bankruptcy Court, E.D. California · No. 10-63955 · Filed Dec 2, 2010 · Closed Mar 25, 2011
Role of William N Moore and Andrea K Moore: Debtor · Outcome: Case closed 2011-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1674 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
William D Moore and Mary H Moore closed
United States Bankruptcy Court, C.D. California · No. 1:10-bk-11330 · Filed Feb 5, 2010 · Closed Jul 16, 2010
Role of William D Moore and Mary H Moore: Debtor · Outcome: Case closed 2010-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1674 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
William L. Moore and Connie J. Moore closed
United States Bankruptcy Court, N.D. California · No. 09-54718 · Filed Jun 16, 2009 · Closed May 20, 2014
Role of William L. Moore and Connie J. Moore: Debtor · Outcome: Case closed 2014-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1674 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:37 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for William Moore (compared 2 filings on Oct 24, 2026)

Note · Jan 4, 2010 – Jun 3, 2026

Same name, different state: "William R Moore III" (WA) is a separate record

This page covers filings where the address state is CA. A separate record, "William R Moore III" with address state WA, is listed on 23 filings — most recently by Oro Valley ALC LLC (Jun 3, 2026). Both records have filings in the same period (Apr 3, 2025 to Apr 3, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

William R Moore III (WA) — PartnerFacts page ↗Form D · Jun 3, 2026 ↗Oro Valley ALC LLC — PartnerFacts page ↗William Moore (CA) — this page ↗
Sources
Note · Mar 1, 2011 – Mar 17, 2025

Same name, different state: "William Merrette Moore" (NC) is a separate record

This page covers filings where the address state is CA. A separate record, "William Merrette Moore" with address state NC, is listed on 3 filings — most recently by Bond Strength Debt LLC (Mar 17, 2025). The two records do not overlap in time: this page runs Apr 3, 2025 to Apr 3, 2026; the other runs Mar 1, 2011 to Mar 17, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Merrette Moore (NC) — PartnerFacts page ↗Form D · Mar 17, 2025 ↗Bond Strength Debt LLC — PartnerFacts page ↗William Moore (CA) — this page ↗
Sources
Note · Nov 30, 2009 – Nov 3, 2011

Same name, different state: "WILLIAM P. MOORE" (KS) is a separate record

This page covers filings where the address state is CA. A separate record, "WILLIAM P. MOORE" with address state KS, is listed on 3 filings — most recently by DSGI TECHNOLOGIES, INC. (Nov 3, 2011). The two records do not overlap in time: this page runs Apr 3, 2025 to Apr 3, 2026; the other runs Nov 30, 2009 to Nov 3, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

WILLIAM P. MOORE (KS) — PartnerFacts page ↗Form D · Nov 3, 2011 ↗DSGI TECHNOLOGIES, INC. — PartnerFacts page ↗William Moore (CA) — this page ↗
Sources
Note · Nov 17, 2010

Same name, different state: "William Moore" (MA) is a separate record

This page covers filings where the address state is CA. A separate record, "William Moore" with address state MA, is listed on 1 filing — most recently by HPA HOLDING CORP (Nov 17, 2010). The two records do not overlap in time: this page runs Apr 3, 2025 to Apr 3, 2026; the other has one filing dated Nov 17, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Moore (MA) — PartnerFacts page ↗Form D · Nov 17, 2010 ↗HPA HOLDING CORP — PartnerFacts page ↗William Moore (CA) — this page ↗
Sources
Note · Jun 4, 2009 – Aug 10, 2009

Same name, different state: "William F. Moore" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "William F. Moore" with address state TX, is listed on 4 filings — most recently by Radio Time Inc. (Aug 10, 2009). The two records do not overlap in time: this page runs Apr 3, 2025 to Apr 3, 2026; the other runs Jun 4, 2009 to Aug 10, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William F. Moore (TX) — PartnerFacts page ↗Form D/A · Aug 10, 2009 ↗Radio Time Inc. — PartnerFacts page ↗William Moore (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 3, 2026 D/A
IRIDEX CORP
File 021-542889
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named William Moore on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

IC
Other Health Care

IRIDEX CORP

Mountain View, CA · Apr 3, 2025 → Apr 3, 2026 · 2 filings
  • Apr 3, 2026 · D/A · $10,000,000 sold of $20,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 3, 2025 · D · $10,000,000 sold of $20,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10M from 1 investor (50% of the $20M target) as of the latest filing. William is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • William R Moore III — WA, 23 issuers, Jan 4, 2010 → Jun 3, 2026 · no shared issuer
  • William Merrette Moore — NC, 3 issuers, Mar 1, 2011 → Mar 17, 2025 · no shared issuer
  • William Moore — WA, 3 issuers, Jul 13, 2011 → Sep 28, 2018 · no shared issuer
  • William L Moore — TN, 2 issuers, Jul 5, 2016 → Mar 1, 2017 · no shared issuer
  • William F. Moore — TX, 1 issuer, Jun 4, 2009 → Aug 10, 2009 · no shared issuer
  • WILLIAM P. MOORE — KS, 1 issuer, Nov 30, 2009 → Nov 3, 2011 · no shared issuer
  • William Moore — MA, 1 issuer, Nov 17, 2010 → Nov 17, 2010 · no shared issuer
  • William Moore — United Kingdom (as filed: X0), 1 issuer, Oct 13, 2017 → Nov 14, 2017 · no shared issuer
  • William Moore — MD, 1 issuer, Jun 17, 2024 → Jun 17, 2024 · no shared issuer
  • William Moore — NC, 1 issuer, Dec 11, 2014 → Apr 21, 2015 · no shared issuer
  • William K Moore — CA, 1 issuer, Mar 29, 2017 → Mar 29, 2017 · no shared issuer

People around William 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

YC
No photo found yet (own website and image search run after this page is viewed)
Person

Yu-Hao Chen

Director · 2 shared filings (1 issuer)

Listed on the same filings as William Moore. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Romeo Dizon

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as William Moore. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Mercer

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as William Moore. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Shuda

Director · 2 shared filings (1 issuer)

Listed on the same filings as William Moore. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Beverly Huss

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Beverly Huss is on 6 issuers in total — a repeat sponsor. Their page lists every one.

HB
No photo found yet (own website and image search run after this page is viewed)
Person

Huss Beverly

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Moore. Their page shows their other deals.

LK
No photo found yet (own website and image search run after this page is viewed)
Person

Ludlum Kenneth

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Moore. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Grove

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Moore. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to William Moore by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers William Moore is listed on: none on file. No website or social profile named in IRIDEX CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #34,288 of 374,652 in line (48 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Mountain View, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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