William Maxwell is listed as a director and promoter on 1 SEC Form D filing by 1 issuer in Jan 2010: obdEdge, LLC (Baton Rouge, LA — telecommunications — 2010; $550K reported sold to 10 investors).
What this means One deal on file with the SEC, filed Jan 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Donald Powers (1 shared filing), John Brown, Jr. (1 shared filing), Robert Guba (1 shared filing) and Sean Brown (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 SEC release listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for William Maxwell and found 3 differences: Form D filed 39 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.