Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · PA, CA · Apr 21, 2021 → Jun 30, 2026
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
William W. Smith Jr. is listed as an executive officer and director on 18 SEC Form D filings by 1 issuer between Oct 2009 and Jun 2026: SMITH MICRO SOFTWARE, INC. (Pittsburgh, PA — telecommunications — 2009–2026; $15M reported sold to 27 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Samuel Gulko (18 shared filings), Thomas G. Campbell (18 shared filings), Andrew Arno (17 shared filings), Gregory J. Szabo (17 shared filings), Steven L. Elfman (16 shared filings) and 14 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.
The issuer belongs to the sponsor group Gail (6 issuers, $333.8M reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Gail has 6 companies on file and $333.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 4 SEC releases, 1 state regulator order, 19 bankruptcy cases matching the name listed in Key records below.
What this means 27 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 18 public filings for William W. Smith Jr. and found 17 differences, 3 worth asking the sponsor about: Regulator action: William Scott Smith (Sep 16, 1996); Regulator action: William Scott Smith, William G. Smith, AnthonySkulski, Alicia Grady Skulski and Raul N. Rodriguez (Sep 6, 1996); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026).
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
3 cases: 2 closed (disposition not in docket feed), 1 dismissed
190 Other contract actions
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
4 SEC releases; 1 state regulator order
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William W. Smith Jr...
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
19 cases: 9 open, 10 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
17 differences found between the filings for William W. Smith Jr. — 3 worth asking about (compared 18 filings on Oct 24, 2026)
A ap release dated Sep 16, 1996 names William W. Smith Jr.. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
An SEC litigation release dated Sep 6, 1996 names William W. Smith Jr.. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
United States Bankruptcy Court, W.D. Pennsylvania docket "Braund Construction Company, Inc." filed Sep 8, 1988, closed Feb 21, 1991. Bethany M. Braund (listed on the same filings) is listed as Debtor ("Braund Construction Company, Inc."). Our match estimate: 63%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Nov 15, 2017 Form D reports $5,500,000 sold and $2,800,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "In the Offering, the Company exchanged outstanding indebtedness of (1) $2,750,000 owed to W. Smith (CEO) and Dieva L. Smith; and (2) $50,000 owed to A. Arno (Director). The net cash proceeds from the ".
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
The Nov 21, 2018 Form D reports $7,500,102 sold and $1,200,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Principal payments under short-term and long-term loans to William Smith, Jr. in the amount of $1,000,000 and Andrew Arno in the amount of $200,000.".
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
The filing says the first sale was Jul 18, 2025. The Form D was filed Aug 4, 2025 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Sep 29, 2017. The Form D was filed Nov 15, 2017 — 47 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 32 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — SMITH MICRO SOFTWARE, INC. (latest filing Sep 23, 2025) · No amendment in the last 12 months on an offering that may still be open — SMITH MICRO SOFTWARE, INC. (latest filing Aug 4, 2025) · No amendment in the last 12 months on an offering that may still be open — SMITH MICRO SOFTWARE, INC. (latest filing Oct 10, 2024) · No amendment in the last 12 months on an offering that may still be open — SMITH MICRO SOFTWARE, INC. (latest filing May 21, 2024) · No amendment in the last 12 months on an offering that may still be open — SMITH MICRO SOFTWARE, INC. (latest filing Aug 29, 2014)
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
listed as "William W Smith" on 2 filings (from Oct 29, 2009), and "William W. Smith, Jr." on 16 filings (from Nov 15, 2017).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"$25,000,001 - $100,000,000" (Oct 29, 2009); then "Decline to Disclose" (Nov 15, 2017).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
This page covers filings where the address state is PA or CA. A separate record, "William Smith" with address state E9 or CA, is listed on 25 filings — most recently by Westbeck Energy Opportunity Fund (US) LP (Oct 15, 2026). Both records have filings in the same period (Apr 21, 2021 to Jun 30, 2026).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is PA or CA. A separate record, "William Smith" with address state AL, is listed on 1 filing — most recently by Flowhunter Alpha Fund LLC (Nov 24, 2025). Both records have filings in the same period (Nov 24, 2025).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is PA or CA. A separate record, "William Smith" with address state LA, is listed on 1 filing — most recently by SE LA Hotel Partners, L.L.C. (Mar 11, 2016). The two records do not overlap in time: this page runs Apr 21, 2021 to Jun 30, 2026; the other has one filing dated Mar 11, 2016.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is PA or CA. A separate record, "William Smith" with address state NJ, is listed on 1 filing — most recently by VENIO HOLDING CORP (Feb 24, 2011). The two records do not overlap in time: this page runs Apr 21, 2021 to Jun 30, 2026; the other has one filing dated Feb 24, 2011.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is PA or CA. A separate record, "William Smith" with address state A0, is listed on 1 filing — most recently by SEMBIOSYS GENETICS INC (Mar 26, 2010). The two records do not overlap in time: this page runs Apr 21, 2021 to Jun 30, 2026; the other has one filing dated Mar 26, 2010.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
The people listed on the Jan 17, 2019 filing give Aliso Viejo, CA; on the Apr 21, 2021 filing they give Pittsburgh, PA.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
CA on 7 filings (Oct 29, 2009 to Jan 17, 2019); PA on 11 filings (Apr 21, 2021 to Jun 30, 2026).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
5 of 18 offerings report sales commissions totalling $1,963,455; 0 report finder's fees; 4 report proceeds to related persons totalling $4,594,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jun 30, 2026 D SMITH MICRO SOFTWARE, INC. File 021-589078 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 16, 2026 D SMITH MICRO SOFTWARE, INC. File 021-576629 | $0 | $0 | $0 The Company intends to use the proceeds to fully repay notes due March 31, 2026 up to $2.2 million plus any accrued interest from extensions and for general corporate purposes. | None listed on this filing | EDGAR ↗ |
| Nov 20, 2025 D SMITH MICRO SOFTWARE, INC. File 021-564526 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 20, 2025 D SMITH MICRO SOFTWARE, INC. File 021-564538 | $0 (est.) | $0 | $0 | Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗ | EDGAR ↗ |
| Sep 23, 2025 D SMITH MICRO SOFTWARE, INC. File 021-558388 | $0 | $0 | $0 The Company expects to use the net proceeds from the transactions for working capital and general corporate purposes. | None listed on this filing | EDGAR ↗ |
| Aug 4, 2025 D SMITH MICRO SOFTWARE, INC. File 021-553548 | $0 (est.) | $0 | $0 | Chardan Capital Markets LLC BrokerCheck CRD 120128 ↗ | EDGAR ↗ |
| Oct 10, 2024 D SMITH MICRO SOFTWARE, INC. File 021-526424 | $0 (est.) | $0 | $0 | Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗ | EDGAR ↗ |
| Oct 10, 2024 D SMITH MICRO SOFTWARE, INC. File 021-526426 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 21, 2024 D SMITH MICRO SOFTWARE, INC. File 021-513906 | $0 (est.) | $0 | $0 | Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗ | EDGAR ↗ |
| Aug 23, 2022 D SMITH MICRO SOFTWARE, INC. File 021-456683 | $0 | $0 | $0 The Company expects to use the net proceeds from the Offering to fund operating expenses and for general working capital, fees and expenses. | None listed on this filing | EDGAR ↗ |
| Apr 21, 2021 D SMITH MICRO SOFTWARE, INC. File 021-396547 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 17, 2019 D SMITH MICRO SOFTWARE, INC. File 021-330800 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 21, 2018 D SMITH MICRO SOFTWARE, INC. File 021-326395 | $600,008 | $0 | $1,200,000 Principal payments under short-term and long-term loans to William Smith, Jr. in the amount of $1,000,000 and Andrew Arno in the amount of $200,000. | Chardan Capital Markets, LLC BrokerCheck CRD 120128 ↗ Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗ | EDGAR ↗ |
| May 17, 2018 D SMITH MICRO SOFTWARE, INC. File 021-312669 | $630,399 | $0 | $246,000 Dividends on Series B 10% Convertible Preferred Stock to William Smith, Jr. and Andrew Arno for $100,750 and $1,250, respectively. Interest payments under long-term loans to William Smith, Jr. and Andrew Arno for $120,000 and $24,000, respectively. | Chardan Capital Markets, LLC BrokerCheck CRD 120128 ↗ Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗ | EDGAR ↗ |
| Mar 16, 2018 D SMITH MICRO SOFTWARE, INC. File 021-307913 | $400,000 | $0 | $348,000 Dividends on Series B 10% Convertible Preferred Stock to William Smith, Jr. and Andrew Arno for $201,500 and $2,500, respectively. Interest payments under short-term loans to William Smith, Jr. and Andrew Arno for $120,000 and $24,000, respectively. | Chardan Capital Markets, LLC BrokerCheck CRD 120128 ↗ | EDGAR ↗ |
| Nov 15, 2017 D SMITH MICRO SOFTWARE, INC. File 021-298758 | $109,600 | $0 | $2,800,000 In the Offering, the Company exchanged outstanding indebtedness of (1) $2,750,000 owed to W. Smith (CEO) and Dieva L. Smith; and (2) $50,000 owed to A. Arno (Director). The net cash proceeds from the Offering are intended for working capital purposes. | Sutter Securities Incorporated BrokerCheck CRD 30770 ↗ | EDGAR ↗ |
| Aug 29, 2014 D SMITH MICRO SOFTWARE, INC. File 021-223888 | $223,448 | $0 | $0 | Emerging Growth Equities, Ltd. BrokerCheck CRD 47040 ↗ | EDGAR ↗ |
| Oct 29, 2009 D SMITH MICRO SOFTWARE, INC. File 021-74656 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named William W. Smith Jr. on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $15M from 27 investors as of the latest filing. William is listed as executive officer, director on 18 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Andrew Arno is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
Listed on the same filings as William W. Smith Jr.. Their page shows their other deals.
One team, 6 deal companies. William W. Smith Jr. is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name William W. Smith Jr..
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to William W. Smith Jr. by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.
Websites and social links of the issuers William W. Smith Jr. is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.
One-tap searches on sites we do not index ourselves, with the name pre-filled (Pittsburgh, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when William W. Smith Jr. appears on a new Form D, or when a court case or SEC action is matched to them. See plans →