Sponsor Check › Gail › Issuer
Corporation · organized in DELAWARE · formed more than five years before filing · PITTSBURGH, PA · SEC CIK 948708 · formerly SMITH MICRO SOFTWARE, INC; SMITH MICRO SOFTWARE INC
Part of sponsor group: Gail (6 issuers, 35 filings) · grouped because: shared people · this issuer linked at 70% · group 83% · Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Jun 30, 2026 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or the Form ADV of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.
5 of 18 offerings report sales commissions totalling $1,963,455; 0 report finder's fees; 4 report proceeds to related persons totalling $4,594,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jun 30, 2026 D File 021-589078 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 16, 2026 D File 021-576629 | $0 | $0 | $0 The Company intends to use the proceeds to fully repay notes due March 31, 2026 up to $2.2 million plus any accrued interest from extensions and for general corporate purposes. | None listed on this filing |
| EDGAR ↗ | Nov 20, 2025 D File 021-564526 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 20, 2025 D File 021-564538 | $0 (est.) | $0 | $0 | Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗ |
| EDGAR ↗ | Sep 23, 2025 D File 021-558388 | $0 | $0 | $0 The Company expects to use the net proceeds from the transactions for working capital and general corporate purposes. | None listed on this filing |
| EDGAR ↗ | Aug 4, 2025 D File 021-553548 | $0 (est.) | $0 | $0 | Chardan Capital Markets LLC BrokerCheck CRD 120128 ↗ |
| EDGAR ↗ | Oct 10, 2024 D File 021-526424 | $0 (est.) | $0 | $0 | Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗ |
| EDGAR ↗ | Oct 10, 2024 D File 021-526426 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 21, 2024 D File 021-513906 | $0 (est.) | $0 | $0 | Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗ |
| EDGAR ↗ | Aug 23, 2022 D File 021-456683 | $0 | $0 | $0 The Company expects to use the net proceeds from the Offering to fund operating expenses and for general working capital, fees and expenses. | None listed on this filing |
| EDGAR ↗ | Apr 21, 2021 D File 021-396547 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 17, 2019 D File 021-330800 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 21, 2018 D File 021-326395 | $600,008 | $0 | $1,200,000 Principal payments under short-term and long-term loans to William Smith, Jr. in the amount of $1,000,000 and Andrew Arno in the amount of $200,000. | Chardan Capital Markets, LLC BrokerCheck CRD 120128 ↗ Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗ |
| EDGAR ↗ | May 17, 2018 D File 021-312669 | $630,399 | $0 | $246,000 Dividends on Series B 10% Convertible Preferred Stock to William Smith, Jr. and Andrew Arno for $100,750 and $1,250, respectively. Interest payments under long-term loans to William Smith, Jr. and Andrew Arno for $120,000 and $24,000, respectively. | Chardan Capital Markets, LLC BrokerCheck CRD 120128 ↗ Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗ |
| EDGAR ↗ | Mar 16, 2018 D File 021-307913 | $400,000 | $0 | $348,000 Dividends on Series B 10% Convertible Preferred Stock to William Smith, Jr. and Andrew Arno for $201,500 and $2,500, respectively. Interest payments under short-term loans to William Smith, Jr. and Andrew Arno for $120,000 and $24,000, respectively. | Chardan Capital Markets, LLC BrokerCheck CRD 120128 ↗ |
| EDGAR ↗ | Nov 15, 2017 D File 021-298758 | $109,600 | $0 | $2,800,000 In the Offering, the Company exchanged outstanding indebtedness of (1) $2,750,000 owed to W. Smith (CEO) and Dieva L. Smith; and (2) $50,000 owed to A. Arno (Director). The net cash proceeds from the Offering are intended for working capital purposes. | Sutter Securities Incorporated BrokerCheck CRD 30770 ↗ |
| EDGAR ↗ | Aug 29, 2014 D File 021-223888 | $223,448 | $0 | $0 | Emerging Growth Equities, Ltd. BrokerCheck CRD 47040 ↗ |
| EDGAR ↗ | Oct 29, 2009 D File 021-74656 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
0 recorded documents and 0 ownership records matched to SMITH MICRO SOFTWARE, INC. in the sources searched.
Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this issuer (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 11:30 PM ET; last subject check: Oct 23, 2026, 11:49 PM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.
| File no. | Original Form D | Latest filing | Amendments | Offered (latest) | Sold (latest) | Industry (latest) |
|---|---|---|---|---|---|---|
| 021-589078 | Jun 30, 2026 EDGAR ↗ | Jun 30, 2026 D EDGAR ↗ | 0 | Indefinite | $0 | Telecommunications |
| 021-576629 | Mar 16, 2026 EDGAR ↗ | Mar 16, 2026 D EDGAR ↗ | 0 | $4,889,325 | $4,889,325 | Telecommunications |
| 021-564538 | Nov 20, 2025 EDGAR ↗ | Nov 20, 2025 D EDGAR ↗ | 0 | Indefinite | $0 | Telecommunications |
| 021-564526 | Nov 20, 2025 EDGAR ↗ | Nov 20, 2025 D EDGAR ↗ | 0 | $1,500,000 | $1,500,000 | Telecommunications |
| 021-558388 | Sep 23, 2025 EDGAR ↗ | Sep 23, 2025 D EDGAR ↗ | 0 | $1,415,000 | $933,000 | Telecommunications |
| 021-553548 | Aug 4, 2025 EDGAR ↗ | Aug 4, 2025 D EDGAR ↗ | 0 | Indefinite | $0 | Telecommunications |
| 021-526426 | Oct 10, 2024 EDGAR ↗ | Oct 10, 2024 D EDGAR ↗ | 0 | $3,000,000 | $3,000,000 | Telecommunications |
| 021-526424 | Oct 10, 2024 EDGAR ↗ | Oct 10, 2024 D EDGAR ↗ | 0 | Indefinite | $0 | Telecommunications |
| 021-513906 | May 21, 2024 EDGAR ↗ | May 21, 2024 D EDGAR ↗ | 0 | Indefinite | $0 | Telecommunications |
| 021-456683 | Aug 23, 2022 EDGAR ↗ | Aug 23, 2022 D EDGAR ↗ | 0 | $15,000,000 | $15,000,000 | Telecommunications |
| 021-396547 | Apr 21, 2021 EDGAR ↗ | Apr 21, 2021 D EDGAR ↗ | 0 | $10,000,000 | $10,000,000 | Telecommunications |
| 021-330800 | Jan 17, 2019 EDGAR ↗ | Jan 17, 2019 D EDGAR ↗ | 0 | $5,750,000 | $5,750,000 | Telecommunications |
| 021-326395 | Nov 21, 2018 EDGAR ↗ | Nov 21, 2018 D EDGAR ↗ | 0 | $7,500,102 | $7,500,102 | Telecommunications |
| 021-312669 | May 17, 2018 EDGAR ↗ | May 17, 2018 D EDGAR ↗ | 0 | $7,005,700 | $7,005,700 | Telecommunications |
| 021-307913 | Mar 16, 2018 EDGAR ↗ | Mar 16, 2018 D EDGAR ↗ | 0 | $5,000,000 | $5,000,000 | Telecommunications |
| 021-298758 | Nov 15, 2017 EDGAR ↗ | Nov 15, 2017 D EDGAR ↗ | 0 | $5,500,000 | $5,500,000 | Telecommunications |
| 021-223888 | Aug 29, 2014 EDGAR ↗ | Aug 29, 2014 D EDGAR ↗ | 0 | $5,600,000 | $5,586,197 | Telecommunications |
| 021-74656 | Oct 29, 2009 EDGAR ↗ | Oct 29, 2009 D EDGAR ↗ | 0 | $6,881,000 | $6,881,000 | Telecommunications |
Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.
| Filing | Form D filed Jun 30, 2026 SEC file no. 021-589078 · accession 0000948708-26-000002 |
|---|---|
| Raise progress | $0 sold of Indefinite offered · Indefinite remaining · first sale Jun 15, 2026 Issuer's note: Value indeterminable at time of offering of new warrants exercisable for up to 487,349 shares of Common Stock at $3.80/share issued in inducement offer to exercise same number of prior Oct. 2024 reg. direct offering warrants at $3.35/share. |
| Filing timing | Date of first sale: Jun 15, 2026 · Form D filed: Jun 30, 2026 (15 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 131 days (0.4 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 6 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Timothy C. Huffymer, President and Chief Executive Officer (Jun 29, 2026) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: Indefinite. Typical range: $1,000,000–$10,000,000. Investors: 6. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Mar 16, 2026 SEC file no. 021-576629 · accession 0000948708-26-000001 |
|---|---|
| Raise progress | $4,889,325 sold of $4,889,325 offered (100%) · $0 remaining · first sale Mar 6, 2026 Issuer's note: Value of warrants indeterminable at time of offering. Warrants were issued in connection with a concurrent private placement of secured convertible notes. |
| Filing timing | Date of first sale: Mar 6, 2026 · Form D filed: Mar 16, 2026 (10 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 232 days (0.6 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 6 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Debt; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The Company intends to use the proceeds to fully repay notes due March 31, 2026 up to $2.2 million plus any accrued interest from extensions and for general corporate purposes. |
| Signed by | Jennifer M. Reinke, VP, General Counsel and Secretary (Mar 16, 2026) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: $4,889,325. Typical range: $1,000,000–$10,000,000. Investors: 6. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Nov 20, 2025 SEC file no. 021-564538 · accession 0000948708-25-000020 |
|---|---|
| Raise progress | $0 sold of Indefinite offered · Indefinite remaining · first sale Nov 6, 2025 Issuer's note: Value of warrants indeterminable at time of offering. Warrants were issued in connection with a concurrent registered direct offering of common stock. |
| Filing timing | Date of first sale: Nov 6, 2025 · Form D filed: Nov 20, 2025 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 352 days (1.0 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 11 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | Roth Capital Partners, LLC — FINRA BrokerCheck CRD 15407 ↗ Solicits in: CA, NY |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Fees paid to Roth Capital Partners, LLC as placement agent in connection with the warrant issuance are indeterminable. Warrants were issued in connection with a concurrent registered direct offering of common stock. |
| Signed by | Timothy C. Huffmyer, Vice President, COO, CFO and Treasurer (Nov 20, 2025) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: Indefinite. Typical range: $1,000,000–$10,000,000. Investors: 11. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Nov 20, 2025 SEC file no. 021-564526 · accession 0000948708-25-000019 |
|---|---|
| Raise progress | $1,500,000 sold of $1,500,000 offered (100%) · $0 remaining · first sale Nov 7, 2025 Issuer's note: Value of warrants indeterminable at time of offering. Warrants were issued in connection with a concurrent private placement of common stock. |
| Filing timing | Date of first sale: Nov 7, 2025 · Form D filed: Nov 20, 2025 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 351 days (1.0 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Timothy C. Huffmyer, Vice President, COO, CFO and Treasurer (Nov 20, 2025) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: $1,500,000. Typical range: $1,000,000–$10,000,000. Investors: 1. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Sep 23, 2025 SEC file no. 021-558388 · accession 0000948708-25-000018 |
|---|---|
| Raise progress | $933,000 sold of $1,415,000 offered (66%) · $482,000 remaining · first sale Sep 11, 2025 |
| Filing timing | Date of first sale: Sep 11, 2025 · Form D filed: Sep 23, 2025 (12 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 408 days (1.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 2 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Debt; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The Company expects to use the net proceeds from the transactions for working capital and general corporate purposes. |
| Signed by | Timothy C. Huffmyer, Vice President, Chief Operating Officer, Chief Financial Off (Sep 23, 2025) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: $1,415,000. Typical range: $1,000,000–$10,000,000. Investors: 2. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Aug 4, 2025 SEC file no. 021-553548 · accession 0000948708-25-000017 |
|---|---|
| Raise progress | $0 sold of Indefinite offered · Indefinite remaining · first sale Jul 18, 2025 Issuer's note: Value of warrants indeterminable at time of offering. Warrants were issued in connection with a concurrent registered direct offering of common stock. |
| Filing timing | Date of first sale: Jul 18, 2025 · Form D filed: Aug 4, 2025 (17 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 463 days (1.3 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 3 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | Chardan Capital Markets LLC — FINRA BrokerCheck CRD 120128 ↗ Solicits in: NY |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Fees paid to Chardan Capital Markets LLC in connection with warrant issuance are indeterminable. Warrants were issued in connection with a concurrent registered direct offering. |
| Signed by | Timothy C. Huffmyer, Vice President, Chief Operating Officer, Chief Financial Off (Aug 1, 2025) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: Indefinite. Typical range: $1,000,000–$10,000,000. Investors: 3. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Oct 10, 2024 SEC file no. 021-526426 · accession 0000948708-24-000029 |
|---|---|
| Raise progress | $3,000,000 sold of $3,000,000 offered (100%) · $0 remaining · first sale Oct 2, 2024 Issuer's note: Value of warrants indeterminable at time of offering. Warrants were issued in connection with a concurrent private placement of common stock. |
| Filing timing | Date of first sale: Oct 2, 2024 · Form D filed: Oct 10, 2024 (8 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 752 days (2.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | James M. Kempton, Vice President, Chief Financial Officer and Treasurer (Oct 10, 2024) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: $3,000,000. Typical range: $1,000,000–$10,000,000. Investors: 1. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Oct 10, 2024 SEC file no. 021-526424 · accession 0000948708-24-000028 |
|---|---|
| Raise progress | $0 sold of Indefinite offered · Indefinite remaining · first sale Oct 2, 2024 Issuer's note: Value of warrants indeterminable at time of offering. Warrants were issued in connection with a concurrent registered direct offering of common stock. |
| Filing timing | Date of first sale: Oct 2, 2024 · Form D filed: Oct 10, 2024 (8 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 752 days (2.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 14 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | Roth Capital Partners, LLC — FINRA BrokerCheck CRD 15407 ↗ Solicits in: CA |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Fees paid to Roth Capital Partners, LLC as tail compensation under an expired engagement letter in connection with the warrant issuance are indeterminable. Warrants were issued in connection with a concurrent registered direct offering of common stock. |
| Signed by | James M. Kempton, Vice President, Chief Financial Officer and Treasurer (Oct 10, 2024) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: Indefinite. Typical range: $1,000,000–$10,000,000. Investors: 14. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed May 21, 2024 SEC file no. 021-513906 · accession 0000948708-24-000024 |
|---|---|
| Raise progress | $0 sold of Indefinite offered · Indefinite remaining · first sale May 14, 2024 Issuer's note: Value of warrants indeterminable at time of offering. Warrants were issued in connection with a concurrent registered direct offering of common stock. |
| Filing timing | Date of first sale: May 14, 2024 · Form D filed: May 21, 2024 (7 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 893 days (2.4 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 2 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | Roth Capital Partners, LLC — FINRA BrokerCheck CRD 15407 ↗ Solicits in: CA |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Fees paid to placement agent in connection with warrant issuance are indeterminable. Warrants were issued in connection with a concurrent registered direct offering of common stock. |
| Signed by | James M. Kempton, Vice President, Chief Financial Officer and Treasurer (May 21, 2024) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: Indefinite. Typical range: $1,000,000–$10,000,000. Investors: 2. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Aug 23, 2022 SEC file no. 021-456683 · accession 0000948708-22-000023 |
|---|---|
| Raise progress | $15,000,000 sold of $15,000,000 offered (100%) · $0 remaining · first sale Aug 11, 2022 |
| Filing timing | Date of first sale: Aug 11, 2022 · Form D filed: Aug 23, 2022 (12 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 1,535 days (4.2 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The Company expects to use the net proceeds from the Offering to fund operating expenses and for general working capital, fees and expenses. |
| Signed by | James Kempton, Vice President and CFO (Aug 22, 2022) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: $15,000,000. Typical range: $1,000,000–$10,000,000. Investors: 4. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Apr 21, 2021 SEC file no. 021-396547 · accession 0000948708-21-000001 |
|---|---|
| Raise progress | $10,000,000 sold of $10,000,000 offered (100%) · $0 remaining · first sale Apr 16, 2021 |
| Filing timing | Date of first sale: Apr 16, 2021 · Form D filed: Apr 21, 2021 (5 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,017 days (5.5 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity · business combination transaction |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Timothy C. Huffmyer, Chief Financial Officer (Apr 21, 2021) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: $10,000,000. Typical range: $1,000,000–$10,000,000. Investors: 1. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jan 17, 2019 SEC file no. 021-330800 · accession 0000948708-19-000001 |
|---|---|
| Raise progress | $5,750,000 sold of $5,750,000 offered (100%) · $0 remaining · first sale Jan 9, 2019 |
| Filing timing | Date of first sale: Jan 9, 2019 · Form D filed: Jan 17, 2019 (8 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,845 days (7.8 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity · business combination transaction |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Timothy C. Huffmyer, Chief Financial Officer (Jan 17, 2019) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: $5,750,000. Typical range: $1,000,000–$10,000,000. Investors: 1. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Nov 21, 2018 SEC file no. 021-326395 · accession 0000948708-18-000005 |
|---|---|
| Raise progress | $7,500,102 sold of $7,500,102 offered (100%) · $0 remaining · first sale Nov 7, 2018 |
| Filing timing | Date of first sale: Nov 7, 2018 · Form D filed: Nov 21, 2018 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,908 days (8.0 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 7 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | Chardan Capital Markets, LLC — FINRA BrokerCheck CRD 120128 ↗ Solicits in: NY Roth Capital Partners, LLC — FINRA BrokerCheck CRD 15407 ↗ Solicits in: NY |
| Money to insiders | Sales commissions: $600,008 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $1,200,000 Issuer's note: For its services as placement agent, Chardan Capital Markets, LLC received $450,006. For its services as financial advisor, Roth Capital Partners, LLC received $150,002. · Issuer's note: Principal payments under short-term and long-term loans to William Smith, Jr. in the amount of $1,000,000 and Andrew Arno in the amount of $200,000. |
| Signed by | Timothy C. Huffmyer, Chief Financial Officer (Nov 21, 2018) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: $7,500,102. Typical range: $1,000,000–$10,000,000. Investors: 7. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed May 17, 2018 SEC file no. 021-312669 · accession 0000948708-18-000002 |
|---|---|
| Raise progress | $7,005,700 sold of $7,005,700 offered (100%) · $0 remaining · first sale May 3, 2018 |
| Filing timing | Date of first sale: May 3, 2018 · Form D filed: May 17, 2018 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 3,096 days (8.5 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 7 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | Chardan Capital Markets, LLC — FINRA BrokerCheck CRD 120128 ↗ Solicits in: NY Roth Capital Partners, LLC — FINRA BrokerCheck CRD 15407 ↗ Solicits in: NY |
| Money to insiders | Sales commissions: $630,399 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $246,000 Issuer's note: For its services as placement agent, Chardan Capital Markets, LLC received $490,399. For its services as financial advisor, Roth Capital Partners, LLC received $140,000. · Issuer's note: Dividends on Series B 10% Convertible Preferred Stock to William Smith, Jr. and Andrew Arno for $100,750 and $1,250, respectively. Interest payments under long-term loans to William Smith, Jr. and Andrew Arno for $120,000 and $24,000, respectively. |
| Signed by | Timothy C. Huffmyer, Chief Financial Officer (May 17, 2018) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: $7,005,700. Typical range: $1,000,000–$10,000,000. Investors: 7. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Mar 16, 2018 SEC file no. 021-307913 · accession 0000948708-18-000001 |
|---|---|
| Raise progress | $5,000,000 sold of $5,000,000 offered (100%) · $0 remaining · first sale Mar 5, 2018 |
| Filing timing | Date of first sale: Mar 5, 2018 · Form D filed: Mar 16, 2018 (11 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 3,155 days (8.6 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 6 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | Chardan Capital Markets, LLC — FINRA BrokerCheck CRD 120128 ↗ Solicits in: NY |
| Money to insiders | Sales commissions: $400,000 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $348,000 Issuer's note: In addition to the commissions indicated above, for its services as placement agent, Chardan Capital Markets, LLC received a warrant to purchase 85,714 shares of common stock with an exercise price of $2.365 per share and a term of 5.5 years. · Issuer's note: Dividends on Series B 10% Convertible Preferred Stock to William Smith, Jr. and Andrew Arno for $201,500 and $2,500, respectively. Interest payments under short-term loans to William Smith, Jr. and Andrew Arno for $120,000 and $24,000, respectively. |
| Signed by | Timothy C. Huffmyer, Chief Financial Officer (Mar 16, 2018) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: $5,000,000. Typical range: $1,000,000–$10,000,000. Investors: 6. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Nov 15, 2017 SEC file no. 021-298758 · accession 0001209191-17-060766 |
|---|---|
| Raise progress | $5,500,000 sold of $5,500,000 offered (100%) · $0 remaining · first sale Sep 29, 2017 Issuer's note: In the Offering, the Company raised gross cash proceeds of $2,700,000, and exchanged outstanding indebtedness with a principal amount of $2,800,000. |
| Filing timing | Date of first sale: Sep 29, 2017 · Form D filed: Nov 15, 2017 (47 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 3,312 days (9.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 18 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | Sutter Securities Incorporated — FINRA BrokerCheck CRD 30770 ↗ Solicits in: CA, NY, UT |
| Money to insiders | Sales commissions: $109,600 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $2,800,000 Issuer's note: In the Offering, the Company exchanged outstanding indebtedness of (1) $2,750,000 owed to W. Smith (CEO) and Dieva L. Smith; and (2) $50,000 owed to A. Arno (Director). The net cash proceeds from the Offering are intended for working capital purposes. |
| Signed by | Timothy C. Huffmyer, CFO (Nov 14, 2017) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: $5,500,000. Typical range: $1,000,000–$10,000,000. Investors: 18. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Aug 29, 2014 SEC file no. 021-223888 · accession 0001209191-14-055032 |
|---|---|
| Raise progress | $5,586,197 sold of $5,600,000 offered (100%) · $13,803 remaining · first sale Aug 20, 2014 |
| Filing timing | Date of first sale: Aug 20, 2014 · Form D filed: Aug 29, 2014 (9 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,448 days (12.2 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 27 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: $25,000,001 - $100,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | Emerging Growth Equities, Ltd. — FINRA BrokerCheck CRD 47040 ↗ Solicits in: CA, FL, MA, MN, NC, NJ, NY, PA, UT, WI |
| Money to insiders | Sales commissions: $223,448 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Sales commissions are $195,382.52 for Emerging Growth Equities, Ltd. and $28,065.34 for Security Research Associates, Inc. |
| Signed by | Steven M. Yasbek, Chief Financial Officer (Aug 29, 2014) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: $5,600,000. Typical range: $1,000,000–$10,000,000. Investors: 27. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Oct 29, 2009 SEC file no. 021-74656 · accession 0000948708-09-000003 |
|---|---|
| Raise progress | $6,881,000 sold of $6,881,000 offered (100%) · $0 remaining · first sale Oct 26, 2009 Issuer's note: The merger agreement provides that as part of the consideration the Issuer will issue an aggregate of 700,000 shares of common stock. |
| Filing timing | Date of first sale: Oct 26, 2009 · Form D filed: Oct 29, 2009 (3 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 6,207 days (17.0 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 2 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity · business combination transaction |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: $25,000,001 - $100,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Telecommunications |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Andrew C. Schmidt, CFO (Oct 28, 2009) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$65,000. Offering size: $6,881,000. Typical range: $1,000,000–$10,000,000. Investors: 2. Typical range: 1–11. "Similar" = Telecommunications, Rule 506(b). Based on 293 Form D filings 2021–2026 in the same industry and exemption (Telecommunications, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 125, offering size 240, investors 274. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
All Form D filings for this CIK on SEC EDGAR ↗. History: 4 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Jun 30, 2026. Industry as reported, by offering: All 18 offerings reported: Telecommunications (2009–2026).
| Name | Relationship | Address state | On filings (first → last) | Also listed on |
|---|---|---|---|---|
| Andrew Arno | Director | PA | Aug 29, 2014 → Jun 30, 2026 on 17 of 18 filings listed on the latest filing | 5 other issuers |
| Asha Keddy | Director | PA | Aug 23, 2022 → Jun 30, 2026 on 10 of 18 filings listed on the latest filing | — |
| Bethany M. Braund | Executive Officer Issuer's note: Vice President, Chief Financial Officer and Treasurer | PA | Jun 30, 2026 on 1 of 18 filings listed on the latest filing | — |
| Samuel Gulko | Director | PA | Oct 29, 2009 → Jun 30, 2026 on 18 of 18 filings listed on the latest filing | — |
| Steven L. Elfman also filed as Steven L Elfman | Director | PA | Nov 15, 2017 → Jun 30, 2026 on 16 of 18 filings listed on the latest filing | — |
| Thomas G. Campbell also filed as Thomas G Campbell | Director | PA | Oct 29, 2009 → Jun 30, 2026 on 18 of 18 filings listed on the latest filing | — |
| Timothy C. Huffmyer | Executive Officer, Director Issuer's note: President, Chief Executive Officer, Director | PA | Nov 15, 2017 → Jun 30, 2026 on 12 of 18 filings listed on the latest filing | — |
| William W. Smith Jr. also filed as William W Smith; William W. Smith; Jr.; William W Smith Jr; William W Smith Jr. | Executive Officer, Director Issuer's note: Executive Chairman of the Board | PA | Oct 29, 2009 → Jun 30, 2026 on 18 of 18 filings listed on the latest filing | — |
| Chetan Sharma | Director | PA | Aug 23, 2022 → Mar 16, 2026 on 9 of 18 filings not listed on the latest filing (Jun 30, 2026) | — |
| Gregory J. Szabo also filed as Gregory J Szabo; Gregory Szabo | Director | PA | Oct 29, 2009 → Mar 16, 2026 on 17 of 18 filings not listed on the latest filing (Jun 30, 2026) | — |
| James M Kempton | Executive Officer Issuer's note: Vice President, Chief Financial Officer and Treasurer | PA | Aug 23, 2022 → Oct 10, 2024 on 4 of 18 filings not listed on the latest filing (Jun 30, 2026) | 1 other issuer |
| David P. Sperling also filed as David P Sperling | Executive Officer | CA | Oct 29, 2009 → Aug 29, 2014 on 2 of 18 filings not listed on the latest filing (Jun 30, 2026) | — |
| Rick Carpenter | Executive Officer | CA | Aug 29, 2014 on 1 of 18 filings not listed on the latest filing (Jun 30, 2026) | — |
| Steven M. Yasbek | Executive Officer | CA | Aug 29, 2014 on 1 of 18 filings not listed on the latest filing (Jun 30, 2026) | — |
| Andrew C Schmidt | Executive Officer | CA | Oct 29, 2009 on 1 of 18 filings not listed on the latest filing (Jun 30, 2026) | — |
| Jonathan Kahn | Executive Officer | CA | Oct 29, 2009 on 1 of 18 filings not listed on the latest filing (Jun 30, 2026) | — |
| Robert E Elliott | Executive Officer | CA | Oct 29, 2009 on 1 of 18 filings not listed on the latest filing (Jun 30, 2026) | — |
| Ted L Hoffman | Director | CA | Oct 29, 2009 on 1 of 18 filings not listed on the latest filing (Jun 30, 2026) | — |
| Von Cameron | Executive Officer | CA | Oct 29, 2009 on 1 of 18 filings not listed on the latest filing (Jun 30, 2026) | — |
| William C Keiper | Director | CA | Oct 29, 2009 on 1 of 18 filings not listed on the latest filing (Jun 30, 2026) | — |
Executive officers, directors and promoters as self-reported by the issuer, one row per person. Spellings with the same first and last name and no conflicting middle initial are shown on one row (none on this issuer); dates and counts come from the filings that list each name. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗. Middle names: the SEC Form D data set (RELATEDPERSONS.tsv) repeats the previous person's middle name into later rows of the same filing; where that happened PartnerFacts shows the name without the repeated middle name and keeps the data-set spelling on record (Andrew W. Arno; Andrew G. Arno; Andrew J. Arno; Andrew W Arno; Andrew M. Arno; Asha L. Keddy; Asha L Keddy; Samuel L. Gulko; Samuel G Gulko; Samuel G. Gulko; Samuel J. Gulko; Samuel L Gulko; Chetan L. Sharma; Chetan L Sharma; Gregory G. Szabo; Rick M. Carpenter; Jonathan P Kahn; Von E Cameron) — the filing on EDGAR is the source.
Other issuers listing the same people:
Shared address: this business address appears on no other issuer's filings in our index. As of Oct 23, 2026, 5:45 PM ET.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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