William Lee

The Sep 20, 2017 Form D reports $6,399,984 sold and $1,300,003 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Amount to be used to repurchase previously issued shares of common stock.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

No amendment in the last 12 months on an offering that may still be open — r4 Technologies, Inc. (latest filing Nov 15, 2023) · No amendment in the last 12 months on an offering that may still be open — Pilot Growth Equity Fund II, L.P. (latest filing May 22, 2019) · No amendment in the last 12 months on an offering that may still be open — r4 Technologies, Inc. (latest filing May 24, 2018) · No amendment in the last 12 months on an offering that may still be open — Webgility, Inc. (latest filing Sep 20, 2017) · No amendment in the last 12 months on an offering that may still be open — RSTP II, L.P. (latest filing Dec 12, 2014)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

The Jan 16, 2018 filing lists William Lee as executive officer; the Apr 12, 2018 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The Jan 16, 2018 filing lists William Lee as executive officer, director; the Jan 16, 2018 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The May 25, 2017 filing says $150,000,000 offered; the May 22, 2019 Form D/A says $45,200,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

The Jan 16, 2018 filing lists a minimum of $100; the Apr 12, 2018 Form D/A lists $200.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

"No Revenues" (Jan 16, 2018); then "$1 - $1,000,000" (Apr 12, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

"$1,000,001 - $5,000,000" (Apr 1, 2013); then "$1 - $1,000,000" (Jul 19, 2013); then "$1,000,001 - $5,000,000" (Jan 7, 2015).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

This page covers filings where the address state is NY or CA or CT. A separate record, "William Lee" with address state FL, is listed on 4 filings — most recently by ISQ Open Infrastructure Co LLC (Sep 18, 2026). Both records have filings in the same period (Apr 1, 2013 to May 24, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NY or CA or CT. A separate record, "WILLIAM LEE" with address state K3, is listed on 10 filings — most recently by RED CLIFF ASIA FUND (Nov 13, 2025). Both records have filings in the same period (Jun 23, 2016 to May 24, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NY or CA or CT. A separate record, "William T. Lee, Jr." with address state MS, is listed on 1 filing — most recently by BeneMedical, LLC (Sep 11, 2018). The two records do not overlap in time: this page runs Apr 1, 2013 to May 24, 2018; the other has one filing dated Sep 11, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NY or CA or CT. A separate record, "William Lee" with address state A1, is listed on 7 filings — most recently by TINKA RESOURCES Ltd (Jul 21, 2015). Both records have filings in the same period (Apr 1, 2013 to Jul 21, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NY or CA or CT. A separate record, "William Alexander Lee" with address state IL, is listed on 2 filings — most recently by UICO, LLC (May 12, 2016). The two records do not overlap in time: this page runs Apr 1, 2013 to May 24, 2018; the other has one filing dated Jun 8, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

NY on 7 filings (Apr 1, 2013 to May 24, 2018); CA on 6 filings (Dec 12, 2014 to May 22, 2019); CT on 2 filings (Feb 17, 2023 to Nov 15, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.