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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:46 AM ET

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William Halter

Named as an officer, director or promoter on SEC Form D filings · CA, CO · Sep 23, 2013 → Mar 13, 2017

1deal (issuers)
$71.7Mreported sold
62investors
6Form D filings
2013–2017years on file
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Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

William Halter is listed as a director on 6 SEC Form D filings by 1 issuer between Jun 2013 and Mar 2017: Cool Planet Energy Systems, Inc. (Greenwood Village, CO — agriculture — 2013–2017; $71.7M reported sold to 62 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Howard Janzen (6 shared filings), Archie Dunham (5 shared filings), Carmichael Roberts (5 shared filings), Barry Rowan (4 shared filings), Anthony Radaich (3 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 63 court cases matching the name listed in Key records below.

What this means 63 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for William Halter and found 12 differences: William Halter appears on 1 deal that stopped filing before reaching its target; Form D filed 22 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for William Halter has not run yet — it is joining a line of 40,641 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

63 cases: 43 closed (disposition not in docket feed), 10 dismissed, 10 judgment

Cindi Guerrero v. William A Halter closed
District Court, C.D. California · No. 2:01-cv-06538 · Filed Jul 30, 2001 · Closed Jan 31, 2002 · Nature of suit: 864 S.S.I.D.
Role of William A Halter: Defendant · Outcome: Terminated 2002-01-31 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
ROGER GENTRY v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed May 2, 2001 · Closed Jan 10, 2003 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2003-01-10 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
WILLIAM EBERLY v. WILLIAM HALTER dismissed
District Court, C.D. California · No. · Filed Apr 26, 2001 · Closed Jun 12, 2002 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM HALTER: Defendant · Outcome: Terminated 2002-06-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
VALERIE STONE v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Apr 24, 2001 · Closed Nov 20, 2001 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-11-20 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
CAROL SUE DEES v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Apr 24, 2001 · Closed Oct 25, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-10-25 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
MARIE PABON v. WILLIAM A HALTER judgment
District Court, C.D. California · No. · Filed Apr 12, 2001 · Closed Feb 1, 2002 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2002-02-01 — FJC Integrated Database disposition: Appeal denied (magistrate judge); judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
REYNALDA CASTANEDA v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Apr 12, 2001 · Closed Oct 3, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-10-03 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
ROBERT SAMANIEGO v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Apr 12, 2001 · Closed Sep 27, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-09-27 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Gloria Loayza v. William A Halter closed
District Court, C.D. California · No. 2:01-cv-03284 · Filed Apr 10, 2001 · Closed Sep 25, 2001 · Nature of suit: 864 S.S.I.D.
Role of William A Halter: Defendant · Outcome: Terminated 2001-09-25 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
DORIS C HUGHLOCK v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Apr 10, 2001 · Closed Nov 30, 2001 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-11-30 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Kenny L Elder v. William Halter dismissed
District Court, C.D. California · No. 5:01-cv-00240 · Filed Apr 5, 2001 · Closed Apr 19, 2006 · Nature of suit: 864 S.S.I.D.
Role of William Halter: Defendant · Outcome: Terminated 2006-04-19 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Ester B Hernandez v. William A Halter closed
District Court, C.D. California · No. 2:01-cv-03044 · Filed Apr 2, 2001 · Closed Aug 13, 2001 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of William A Halter: Defendant · Outcome: Terminated 2001-08-13 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
CYNTHIA PEDROZA v. WILLIAM HALTER judgment
District Court, C.D. California · No. · Filed Mar 29, 2001 · Closed Feb 2, 2002 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM HALTER: Defendant · Outcome: Terminated 2002-02-02 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Maria Solis v. William A Halter closed
District Court, C.D. California · No. 2:01-cv-02843 · Filed Mar 27, 2001 · Closed Dec 14, 2001 · Nature of suit: 864 S.S.I.D.
Role of William A Halter: Defendant · Outcome: Terminated 2001-12-14 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
JULIE A RIGG v. WILLIAM A HALTER, ET AL closed
District Court, C.D. California · No. · Filed Mar 23, 2001 · Closed Sep 20, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-09-20 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
JERRY W WILLIAMS v. WILLIAM HALTER closed
District Court, C.D. California · No. · Filed Mar 21, 2001 · Closed Aug 23, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM HALTER: Defendant · Outcome: Terminated 2001-08-23 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
ROBERT PRYOR v. WILLIAM A HALTER judgment
District Court, C.D. California · No. · Filed Mar 20, 2001 · Closed May 24, 2002 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2002-05-24 — FJC Integrated Database disposition: Appeal denied (magistrate judge); judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
PETRA MILIAN v. WILLIAM A HALTER, ET AL dismissed
District Court, C.D. California · No. · Filed Mar 20, 2001 · Closed Jun 24, 2002 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2002-06-24 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
RUZICA PAJCIN v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 20, 2001 · Closed Apr 15, 2002 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2002-04-15 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
ILDA SANTOS FLORES v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 20, 2001 · Closed May 29, 2001 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-05-29 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
SYTUN M BALDWIN v. WILLIAM A HALTER dismissed
District Court, C.D. California · No. · Filed Mar 19, 2001 · Closed Feb 27, 2002 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2002-02-27 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
MARILYN MEIBERS v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 19, 2001 · Closed Nov 15, 2001 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-11-15 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
BILLY JORDAN v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 19, 2001 · Closed Nov 28, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-11-28 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
CAROL ROBINSON v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 16, 2001 · Closed Oct 25, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-10-25 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Dora Segura v. William A Halter closed
District Court, C.D. California · No. 2:01-cv-02495 · Filed Mar 15, 2001 · Closed Aug 6, 2003 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of William A Halter: Defendant · Outcome: Terminated 2003-08-06 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
STEPHANIE BARNES v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 15, 2001 · Closed Aug 2, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-08-02 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
RAY BARSOUM v. WILLIAM A HALTER judgment
District Court, C.D. California · No. · Filed Mar 15, 2001 · Closed Jul 20, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-07-20 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
ZHENYA GALFAYAN v. WILLIAM A HALTER dismissed
District Court, C.D. California · No. · Filed Mar 13, 2001 · Closed Mar 22, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-03-22 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
MARY C DUNPHY v. WILLIAM A HALTER dismissed
District Court, C.D. California · No. · Filed Mar 12, 2001 · Closed Jun 27, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-06-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
MARIA ROSALES v. WILLIAM A HALTER judgment
District Court, C.D. California · No. · Filed Mar 9, 2001 · Closed Apr 30, 2002 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2002-04-30 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
D RIGGINS-FOWLER v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 9, 2001 · Closed Dec 14, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-12-14 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
CAMERON WILKINS v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 8, 2001 · Closed Oct 4, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-10-04 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
DONALD DARRETT v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 7, 2001 · Closed May 30, 2002 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2002-05-30 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
MIGUEL AGUILA v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 7, 2001 · Closed Jun 26, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-06-26 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Geroldine Crane v. William A Halter closed
District Court, C.D. California · No. 2:01-cv-02109 · Filed Mar 5, 2001 · Closed Aug 7, 2001 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of William A Halter: Defendant · Outcome: Terminated 2001-08-07 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
MARY M NYBERG v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 5, 2001 · Closed Feb 12, 2002 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2002-02-12 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
MICHAEL MURDOCH v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 5, 2001 · Closed Jun 22, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-06-22 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
JAMES AHL v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 5, 2001 · Closed Oct 9, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-10-09 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
JOHN CHAMPION v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 5, 2001 · Closed Jan 9, 2002 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2002-01-09 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
RAYMUNDO M COTA v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 5, 2001 · Closed Mar 31, 2003 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2003-03-31 — FJC Integrated Database disposition: Other Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
SALLY A PACHECO v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Mar 2, 2001 · Closed Nov 1, 2001 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-11-01 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
CHAROLOTTE M HOWARD v. WILLIAM A HALTER dismissed
District Court, C.D. California · No. · Filed Mar 2, 2001 · Closed Oct 22, 2001 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-10-22 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
JOHN A ANSPAUGH v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Feb 28, 2001 · Closed Mar 31, 2003 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2003-03-31 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
LUPE SMITH v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Feb 22, 2001 · Closed Dec 18, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-12-18 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
JORGE ACEVES v. WILLIAM A HALTER, ET AL judgment
District Court, C.D. California · No. · Filed Feb 15, 2001 · Closed Nov 28, 2001 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-11-28 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Mary Ezzi v. William A Halter closed
District Court, C.D. California · No. 2:01-cv-01424 · Filed Feb 13, 2001 · Closed Nov 26, 2001 · Nature of suit: 864 S.S.I.D.
Role of William A Halter: Defendant · Outcome: Terminated 2001-11-26 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Luther L Brock v. William A Halter closed
District Court, C.D. California · No. 2:01-cv-01327 · Filed Feb 9, 2001 · Closed Aug 15, 2001 · Nature of suit: 864 S.S.I.D.
Role of William A Halter: Defendant · Outcome: Terminated 2001-08-15 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
WAYNE MUSGROVE v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Feb 8, 2001 · Closed Aug 7, 2001 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-08-07 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Kathleen Tapley v. William A Halter closed
District Court, C.D. California · No. 5:01-cv-00099 · Filed Feb 8, 2001 · Closed May 7, 2002 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of William A Halter: Defendant · Outcome: Terminated 2002-05-07 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
TIMOTHY JEFFREY v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Feb 5, 2001 · Closed Feb 10, 2004 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2004-02-10 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Elaine Powers v. William A Halter closed
District Court, C.D. California · No. 2:01-cv-01031 · Filed Feb 2, 2001 · Closed Aug 10, 2001 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of William A Halter: Defendant · Outcome: Terminated 2001-08-10 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Howard Arrant v. William A Halter dismissed
District Court, C.D. California · No. 2:01-cv-01001 · Filed Feb 1, 2001 · Closed Oct 3, 2001 · Nature of suit: 864 S.S.I.D.
Role of William A Halter: Defendant · Outcome: Terminated 2001-10-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
SHIRAM M YUOSEFI v. WILLIAM A HALTER dismissed
District Court, C.D. California · No. · Filed Feb 1, 2001 · Closed Feb 7, 2002 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2002-02-07 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
CLARE R CARPENTER v. WILLIAM A HALTER judgment
District Court, C.D. California · No. · Filed Feb 1, 2001 · Closed Mar 28, 2002 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2002-03-28 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
CYNDY WALLER v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Feb 1, 2001 · Closed Dec 19, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-12-19 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
MARGARET RODNEY v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Feb 1, 2001 · Closed Oct 24, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-10-24 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
DORA LYNN GONZALEZ v. WILLIAM A HALTER closed
District Court, C.D. California · No. · Filed Feb 1, 2001 · Closed Oct 30, 2001 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-10-30 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
CARMEN GARCIA v. WILLIAM A HALTER judgment
District Court, C.D. California · No. · Filed Feb 1, 2001 · Closed May 30, 2002 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2002-05-30 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
JOANN JOHNSON v. WILLIAM A HALTER, ET AL judgment
District Court, C.D. California · No. · Filed Jan 31, 2001 · Closed Sep 30, 2002 · Nature of suit: 864 S.S.I.D.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2002-09-30 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
JOHN PRACKI v. WILLIAM A HALTER, ET AL closed
District Court, C.D. California · No. · Filed Jan 31, 2001 · Closed May 15, 2001 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of WILLIAM A HALTER: Defendant · Outcome: Terminated 2001-05-15 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
James Jones v. William A Halter closed
District Court, C.D. California · No. 2:00-cv-07861 · Filed Jul 20, 2000 · Closed Feb 9, 2001 · Nature of suit: 864 S.S.I.D.
Role of William A Halter: Defendant · Outcome: Terminated 2001-02-09 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Elaine McRaven v. William A Halter dismissed
District Court, C.D. California · No. 2:00-cv-06775 · Filed Jun 23, 2000 · Closed Apr 17, 2001 · Nature of suit: 864 S.S.I.D.
Role of William A Halter: Defendant · Outcome: Terminated 2001-04-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Ann J. Horton v. William A. Halter judgment
District Court, C.D. California · No. 2:98-cv-07430 · Filed Sep 14, 1998 · Closed Jul 15, 1999 · Nature of suit: 864 S.S.I.D.
Role of William A. Halter: Defendant · Outcome: Terminated 1999-07-15 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same full name (a name found in 142 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William Halter..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for William Halter (compared 6 filings on Oct 24, 2026)

Note · Jul 25, 2018

William Halter appears on 1 deal that stopped filing before reaching its target

Cool Planet Energy Systems, Inc. (last filing Jul 25, 2018; $71,653,284 sold of $150,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Cool Planet Energy Systems, Inc. — PartnerFacts page ↗
Sources
Note · May 15, 2013 – Jun 6, 2013

Form D filed 22 days after the first sale — Cool Planet Energy Systems, Inc.

The filing says the first sale was May 15, 2013. The Form D was filed Jun 6, 2013 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 6, 2013 ↗Cool Planet Energy Systems, Inc. — PartnerFacts page ↗
Sources
Note · Aug 27, 2015 – Sep 10, 2015

No amendment in the last 12 months on an offering that may still be open — Cool Planet Energy Systems, Inc. (latest filing Sep 10, 2015)

The latest filing for this offering is dated Sep 10, 2015 (first sale Aug 27, 2015). It reports $3,506,411 sold of $9,116,669 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 10, 2015 ↗Cool Planet Energy Systems, Inc. — PartnerFacts page ↗
Sources
Note · Mar 20, 2014 – Apr 3, 2014

No amendment in the last 12 months on an offering that may still be open — Cool Planet Energy Systems, Inc. (latest filing Apr 3, 2014)

The latest filing for this offering is dated Apr 3, 2014 (first sale Mar 20, 2014). It reports $71,653,284 sold of $150,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Apr 3, 2014 ↗Cool Planet Energy Systems, Inc. — PartnerFacts page ↗
Sources
Note · May 15, 2013 – Sep 23, 2013

No amendment in the last 12 months on an offering that may still be open — Cool Planet Energy Systems, Inc. (latest filing Sep 23, 2013)

The latest filing for this offering is dated Sep 23, 2013 (first sale May 15, 2013). It reports $49,250,019 sold of $55,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 23, 2013 ↗Cool Planet Energy Systems, Inc. — PartnerFacts page ↗
Sources
Note · Jun 6, 2013 – Sep 23, 2013

Offering amount changed between filings — Cool Planet Energy Systems, Inc.

The Jun 6, 2013 filing says $29,875,019 offered; the Sep 23, 2013 Form D/A says $55,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 6, 2013 ↗Form D/A (later) · Sep 23, 2013 ↗Cool Planet Energy Systems, Inc. — PartnerFacts page ↗
Sources
Note · Jun 6, 2013 – Mar 13, 2017

Industry group changed between filings — Cool Planet Energy Systems, Inc.

"Energy Conservation" (Jun 6, 2013); then "Other Energy" (Sep 23, 2013 to Jan 28, 2016); then "Agriculture" (Mar 13, 2017).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jun 6, 2013 ↗Form D/A · Sep 23, 2013 ↗Form D · Mar 13, 2017 ↗Cool Planet Energy Systems, Inc. — PartnerFacts page ↗
Sources
Note · Jun 6, 2017 – Jun 25, 2026

Same name, different state: "William A. Halter" (AR) is a separate record

This page covers filings where the address state is CA or CO. A separate record, "William A. Halter" with address state AR, is listed on 28 filings — most recently by Scenic Hill Solar LI, LLC (Jun 25, 2026). The two records do not overlap in time: this page runs Sep 23, 2013 to Mar 13, 2017; the other runs Jun 6, 2017 to Jun 25, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William A. Halter (AR) — PartnerFacts page ↗Form D · Jun 25, 2026 ↗Scenic Hill Solar LI, LLC — PartnerFacts page ↗William Halter (CA,CO) — this page ↗
Sources
Note · May 23, 2012

Same name, different state: "William A. Halter" (GA) is a separate record

This page covers filings where the address state is CA or CO. A separate record, "William A. Halter" with address state GA, is listed on 1 filing — most recently by OVERSIGHT SYSTEMS, INC. (May 23, 2012). The two records do not overlap in time: this page runs Sep 23, 2013 to Mar 13, 2017; the other has one filing dated May 23, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William A. Halter (GA) — PartnerFacts page ↗Form D · May 23, 2012 ↗OVERSIGHT SYSTEMS, INC. — PartnerFacts page ↗William Halter (CA,CO) — this page ↗
Sources
Note · Oct 15, 2009

Same name, different state: "William A. Halter" (MA) is a separate record

This page covers filings where the address state is CA or CO. A separate record, "William A. Halter" with address state MA, is listed on 1 filing — most recently by Molecular Templates, Inc. (Oct 15, 2009). The two records do not overlap in time: this page runs Sep 23, 2013 to Mar 13, 2017; the other has one filing dated Oct 15, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William A. Halter (MA) — PartnerFacts page ↗Form D · Oct 15, 2009 ↗Molecular Templates, Inc. — PartnerFacts page ↗William Halter (CA,CO) — this page ↗
Sources
Note · Jun 6, 2013 – Sep 23, 2013

Address moved from Camarillo, CA to Greenwood Village, CO — Cool Planet Energy Systems, Inc.

The people listed on the Jun 6, 2013 filing give Camarillo, CA; on the Sep 23, 2013 filing they give Greenwood Village, CO.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 6, 2013 ↗Form D/A · Sep 23, 2013 ↗Cool Planet Energy Systems, Inc. — PartnerFacts page ↗
Sources
Note · Jun 6, 2013 – Mar 13, 2017

William Halter is listed with 2 different address states: CA, CO

CA on 1 filing (Jun 6, 2013); CO on 5 filings (Sep 23, 2013 to Mar 13, 2017).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jun 6, 2013 ↗Form D/A · Sep 23, 2013 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 5 offerings reports sales commissions totalling $4,000,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 13, 2017 D
Cool Planet Energy Systems, Inc.
File 021-282421
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2016 D
Cool Planet Energy Systems, Inc.
File 021-256156
$0$0$0None listed on this filingEDGAR ↗
Sep 10, 2015 D
Cool Planet Energy Systems, Inc.
File 021-247312
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2014 D
Cool Planet Energy Systems, Inc.
File 021-214849
$4,000,000 (est.)$0$0Goldman, Sachs & Co. BrokerCheck CRD 361 ↗
via Goldman, Sachs & Co. (CRD 361 ↗)

UBS Securities LLC BrokerCheck CRD 7654 ↗
via UBS Securities LLC (CRD 7654 ↗)

SDDCO Brokerage Advisors BrokerCheck CRD 153563 ↗
via SDDCO Brokerage Advisors (CRD 153563 ↗)
EDGAR ↗
Sep 23, 2013 D/A
Cool Planet Energy Systems, Inc.
File 021-197543
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named William Halter on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CP
Agriculture

Cool Planet Energy Systems, Inc.

Greenwood Village, CO · Jun 6, 2013 → Mar 13, 2017 · 6 filings
  • Mar 13, 2017 · D · $19,282,407 sold of $19,282,407 · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 28, 2016 · D · $9,207,225 sold of $9,207,225 · 54 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 10, 2015 · D · $3,506,411 sold of $9,116,669 · 49 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 3, 2014 · D · $71,653,284 sold of $150,000,000 · 62 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 23, 2013 · D/A · $49,250,019 sold of $55,000,000 · 44 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 6, 2013 · D · $29,875,019 sold of $29,875,019 · 35 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $71.7M from 62 investors (100% of the $19.3M target) as of the latest filing. William is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Agriculture / 506(b) (448 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • William A. Halter — AR, 20 issuers, Jun 6, 2017 → Jun 25, 2026 · no shared issuer
  • William A. Halter — MA, 1 issuer, Oct 15, 2009 → Oct 15, 2009 · no shared issuer
  • William A. Halter — GA, 1 issuer, May 23, 2012 → May 23, 2012 · no shared issuer

People around William 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

HJ
No photo found yet (own website and image search run after this page is viewed)
Person

Howard Janzen

Executive Officer, Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as William Halter. Their page shows their other deals.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Carmichael Roberts

Director · 5 shared filings (1 issuer)

Listed on the same filings as William Halter. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Archie Dunham

Director · 5 shared filings (1 issuer)

Listed on the same filings as William Halter. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Rowan

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as William Halter. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Radaich

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as William Halter. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Basil Horangic

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as William Halter. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Sills

Director · 3 shared filings (1 issuer)

Listed on the same filings as William Halter. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Weibling

Director · 3 shared filings (1 issuer)

Listed on the same filings as William Halter. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Cheiky

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Halter. Their page shows their other deals.

VA
No photo found yet (own website and image search run after this page is viewed)
Person

Vital Aelion

Executive Officer · 1 shared filing (1 issuer) · also on 6 other issuers

Vital Aelion is on 7 issuers in total — a repeat sponsor. Their page lists every one.

EA
No photo found yet (own website and image search run after this page is viewed)
Person

Ed Anderson

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Halter. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

James L. Loar

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as William Halter. Their page shows their other deals.

YR
No photo found yet (own website and image search run after this page is viewed)
Person

Yvonne Ochoa Rosellini

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Halter. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to William Halter by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers William Halter is listed on: none on file. No website or social profile named in Cool Planet Energy Systems, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #250,182 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Greenwood Village, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

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