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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:24 AM ET

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William R. Hagner

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 16, 2009 → Aug 19, 2013

8deals (issuers)
$2.45Breported sold
327investors
23Form D filings
2009–2013years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

William R. Hagner is listed as an executive officer and director on 23 SEC Form D filings by 8 issuers between Mar 2009 and Oct 2013. Largest by amount reported sold: NZC GUGGENHEIM FUND LLC (Santa Monica, CA — pooled investment fund — 2009–2013; $1.11B reported sold to 165 investors), Guggenheim High-Yield Plus Fund SPC (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2013; $571.2M reported sold to 73 investors), NZC GUGGENHEIM FUND LTD (Santa Monica, CA — pooled investment fund — 2009–2013; $408M reported sold to 71 investors), Orpheus Holdings Ltd (New York, NY — pooled investment fund — 2013; $194.6M reported sold to 8 investors), GUGGENHEIM PRIVATE DEBT FUND LTD (New York, NY — pooled investment fund — 2013; $100M reported sold to 3 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $2.45B sold in total.

Listed alongside Todd L. Boehly (22 shared filings), Anthony D. Minella (21 shared filings), Jeffrey Abrams (21 shared filings), Michael P. Damaso (21 shared filings), Zachary D. Warren (19 shared filings) and 26 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.

All 8 issuers belong to the sponsor group Guggenheim (52 issuers, $13.85B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Guggenheim has 52 companies on file and $13.85B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 8 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 23 public filings for William R. Hagner and found 14 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for William R. Hagner has not run yet — it is joining a line of 53,326 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

8 cases: 1 dismissed, 3 closed (disposition not in docket feed), 1 open, 3 judgment

RD LEGAL FUNDING PARTNERS, LP v. HAGNER dismissed
District Court, D. New Jersey · No. 2:12-cv-06503 · Filed Oct 15, 2012 · Closed Jun 26, 2015 · Nature of suit: 190 Other contract actions · Cause: 28:1332 Diversity-Breach of Fiduciary Duty
Role of HAGNER: Defendant · Outcome: Terminated 2015-06-26 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in NJ (not a filing state)
ESCRUB ENVIRONMENT v. HAGNER MANAGEMENT closed
District Court, District of Columbia · No. 1:01-cv-01767 · Filed Aug 21, 2001 · Closed Nov 20, 2002 · Nature of suit: 890 Other statutory actions
Role of HAGNER MANAGEMENT: Defendant · Outcome: Terminated 2002-11-20 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in DC (not a filing state)
DAVID & HAGNER, P.C. v. DHP, INC. open
District Court, D. New Jersey · No. 3:94-mc-00463 · Filed Dec 12, 1994
Role of DAVID & HAGNER, P.C.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); different first name (p); court in NJ (not a filing state)
DAVID & HAGNER, P.C. v. DHP, INC. closed
District Court, E.D. Pennsylvania · No. 2:94-mc-00292 · Filed Dec 9, 1994 · Closed Dec 4, 1995
Role of DAVID & HAGNER, P.C.: Plaintiff · Outcome: Terminated 1995-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); different first name (p); court in PA (not a filing state)
DAVID & HAGNER, P.C. v. DHP, INC. judgment
District Court, District of Columbia · No. 1:94-cv-00276 · Filed Feb 14, 1994 · Closed Aug 24, 1994 · Nature of suit: 190 Other contract actions
Role of DAVID & HAGNER, P.C.: Plaintiff · Outcome: Terminated 1994-08-24 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); different first name (p); court in DC (not a filing state)
Hagner v. Main Security Inc. judgment
District Court, S.D. New York · No. 1:92-cv-03167 · Filed May 4, 1992 · Closed Oct 5, 1992 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Hagner: Plaintiff · Outcome: Terminated 1992-10-05 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in the person's filing state (NY)
DAVID/HAGNER, P.C. v. DOMINION INTL. GROUP closed
District Court, District of Columbia · No. 1:90-cv-00050 · Filed Jan 9, 1990 · Closed Jul 18, 1990
Role of DAVID/HAGNER, P.C.: Plaintiff · Outcome: Terminated 1990-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); different first name (p); court in DC (not a filing state)
HAGNER v. MAIN SEC SVC INC judgment
District Court, S.D. New York · No. · Filed Jul 30, 1987 · Closed Jan 26, 1988 · Nature of suit: 791 Employee Retirement Income Security Act
Role of HAGNER: Plaintiff · Outcome: Terminated 1988-01-26 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in the person's filing state (NY)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William R. Hagner..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Hagner v. Plaza Appliance and TV, Inc. d/b/a Plaza Appliance closed
United States Bankruptcy Court, W.D. North Carolina · No. 09-03182 · Filed Sep 15, 2009 · Closed Oct 29, 2009
Role of Hagner: Plaintiff · Outcome: Case closed 2009-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in NC (not a filing state)
William Francis Hagner closed
United States Bankruptcy Court, M.D. Florida · No. 2:03-bk-22444 · Filed Oct 28, 2003 · Closed Feb 7, 2006
Role of William Francis Hagner: Debtor · Outcome: Case closed 2006-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); different first name (francis); court in FL (not a filing state)
Rumplestiltsken, Inc. v. Hagner closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 88-02164 · Filed Oct 24, 1988 · Closed Apr 10, 1990
Role of Hagner: Defendant · Outcome: Case closed 1990-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for William R. Hagner — 5 worth asking about (compared 23 filings on Oct 24, 2026)

Worth asking · Mar 16, 2009 – Mar 12, 2010

Amount sold went down between filings — NZC GUGGENHEIM FUND LTD

The Mar 16, 2009 filing says $211,908,601 sold; the Mar 12, 2010 Form D/A says $101,870,000 sold — $110,038,601 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 16, 2009 ↗Form D/A (later) · Mar 12, 2010 ↗NZC GUGGENHEIM FUND LTD — PartnerFacts page ↗
Sources
Worth asking · Mar 15, 2011 – Mar 15, 2012

Investor count went down between filings — NZC GUGGENHEIM FUND LTD

The Mar 15, 2011 filing reports 23 investors; the Mar 15, 2012 Form D/A reports 20 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 15, 2011 ↗Form D/A (later) · Mar 15, 2012 ↗NZC GUGGENHEIM FUND LTD — PartnerFacts page ↗
Sources
Note · Oct 10, 2013 – Oct 11, 2013

William R. Hagner appears on 2 deals that stopped filing before reaching their target

GUGGENHEIM PRIVATE DEBT FUND LTD (last filing Oct 11, 2013; $100,000,000 sold of $1,400,000,000); Guggenheim Private Debt Fund, LLC (last filing Oct 10, 2013; $10,000,000 sold of $1,400,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

GUGGENHEIM PRIVATE DEBT FUND LTD — PartnerFacts page ↗Guggenheim Private Debt Fund, LLC — PartnerFacts page ↗
Sources
Note · Oct 11, 2013 – Oct 28, 2013

Form D filed 17 days after the first sale — Guggenheim Concinnity Capital Stewardship Fund, LLC

The filing says the first sale was Oct 11, 2013. The Form D was filed Oct 28, 2013 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 28, 2013 ↗Guggenheim Concinnity Capital Stewardship Fund, LLC — PartnerFacts page ↗
Sources
Note · Sep 5, 2013 – Oct 10, 2013

Form D filed 35 days after the first sale — Guggenheim Private Debt Fund, LLC

The filing says the first sale was Sep 5, 2013. The Form D was filed Oct 10, 2013 — 35 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 20 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 10, 2013 ↗Guggenheim Private Debt Fund, LLC — PartnerFacts page ↗
Sources
Note · Jun 1, 2009 – Jun 17, 2009

Form D filed 16 days after the first sale — Guggenheim High-Yield Plus Fund SPC

The filing says the first sale was Jun 1, 2009. The Form D was filed Jun 17, 2009 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 17, 2009 ↗Guggenheim High-Yield Plus Fund SPC — PartnerFacts page ↗
Sources
Note · Jul 1, 2006 – Oct 28, 2013

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Guggenheim Concinnity Capital Stewardship Fund, LLC (latest filing Oct 28, 2013) · No amendment in the last 12 months on an offering that may still be open — GUGGENHEIM PRIVATE DEBT FUND LTD (latest filing Oct 11, 2013) · No amendment in the last 12 months on an offering that may still be open — Guggenheim Private Debt Fund, LLC (latest filing Oct 10, 2013) · No amendment in the last 12 months on an offering that may still be open — Orpheus Holdings Ltd (latest filing Aug 19, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 28, 2013 ↗Guggenheim Concinnity Capital Stewardship Fund, LLC — PartnerFacts page ↗Form D/A · Oct 11, 2013 ↗GUGGENHEIM PRIVATE DEBT FUND LTD — PartnerFacts page ↗
Sources
Worth asking · Aug 19, 2013 – Sep 11, 2014

William R. Hagner is no longer listed on the Sep 11, 2014 amendment — Guggenheim High-Yield Plus Fund SPC

William R. Hagner appears on the Aug 19, 2013 Form D/A (executive officer) but not on the Sep 11, 2014 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Aug 19, 2013 ↗Form D/A · Sep 11, 2014 ↗William R. Hagner — PartnerFacts page ↗Guggenheim High-Yield Plus Fund SPC — PartnerFacts page ↗
Sources
Worth asking · Aug 19, 2013 – Sep 11, 2014

William R. Hagner is no longer listed on the Sep 11, 2014 amendment — NZC GUGGENHEIM FUND LTD

William R. Hagner appears on the Aug 19, 2013 Form D/A (executive officer) but not on the Sep 11, 2014 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Aug 19, 2013 ↗Form D/A · Sep 11, 2014 ↗William R. Hagner — PartnerFacts page ↗NZC GUGGENHEIM FUND LTD — PartnerFacts page ↗
Sources
Worth asking · Aug 19, 2013 – Sep 11, 2014

William R. Hagner is no longer listed on the Sep 11, 2014 amendment — NZC GUGGENHEIM FUND LLC

William R. Hagner appears on the Aug 19, 2013 Form D/A (executive officer) but not on the Sep 11, 2014 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Aug 19, 2013 ↗Form D/A · Sep 11, 2014 ↗William R. Hagner — PartnerFacts page ↗NZC GUGGENHEIM FUND LLC — PartnerFacts page ↗
Sources
Note · Aug 2, 2012 – Oct 9, 2013

Offering amount changed between filings — GUGGENHEIM PRIVATE DEBT FUND LTD

The Aug 2, 2012 filing says $448,000,000 offered; the Oct 9, 2013 Form D/A says $1,400,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 2, 2012 ↗Form D/A (later) · Oct 9, 2013 ↗GUGGENHEIM PRIVATE DEBT FUND LTD — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Jan 15, 2010

William R. Hagner is written 2 different ways on the filings

listed as "William R. Hagner" on 18 filings (from Mar 16, 2009), and "William Hagner" on 5 filings (from Jan 15, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 16, 2009 ↗Form D · Jan 15, 2010 ↗William R. Hagner — PartnerFacts page ↗
Sources
Note · Mar 18, 2016

Same name, different state: "William Hagner" (VA) is a separate record

This page covers filings where the address state is NY. A separate record, "William Hagner" with address state VA, is listed on 1 filing — most recently by Advance Media Capital LP (Mar 18, 2016). The two records do not overlap in time: this page runs Mar 16, 2009 to Aug 19, 2013; the other has one filing dated Mar 18, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Hagner (VA) — PartnerFacts page ↗Form D · Mar 18, 2016 ↗Advance Media Capital LP — PartnerFacts page ↗William R. Hagner (NY) — this page ↗
Sources
Note · Aug 2, 2012 – Oct 20, 2017

5 address changes between filings

Address moved from Santa Monica, CA to New York, NY — NZC GUGGENHEIM FUND LTD · Address moved from Santa Monica, CA to New York, NY — NZC GUGGENHEIM FUND LLC · Address moved from New York, NY to Santa Monica, CA — NZC GUGGENHEIM FUND LTD · Address moved from New York, NY to Santa Monica, CA — NZC GUGGENHEIM FUND LLC · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — GUGGENHEIM PRIVATE DEBT FUND LTD

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Oct 21, 2016 ↗Form D/A · Oct 20, 2017 ↗NZC GUGGENHEIM FUND LTD — PartnerFacts page ↗Form D/A · Oct 21, 2016 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 8 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 28, 2013 D
Guggenheim Concinnity Capital Stewardship Fund, LLC
File 021-205343
$0$0$0None listed on this filingEDGAR ↗
Oct 11, 2013 D/A
GUGGENHEIM PRIVATE DEBT FUND LTD
File 021-182135
$0$0$0None listed on this filingEDGAR ↗
Oct 10, 2013 D
Guggenheim Private Debt Fund, LLC
File 021-204315
$0$0$0None listed on this filingEDGAR ↗
Aug 19, 2013 D/A
NZC GUGGENHEIM FUND LTD
File 021-123969
$0$0$0Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗EDGAR ↗
Aug 19, 2013 D/A
NZC GUGGENHEIM FUND LLC
File 021-122826
$0$0$0None listed on this filingEDGAR ↗
Aug 19, 2013 D/A
Guggenheim High-Yield Plus Fund SPC
File 021-132059
$0$0$0None listed on this filingEDGAR ↗
Aug 19, 2013 D/A
Orpheus Holdings Ltd
File 021-136185
$0$0$0Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗EDGAR ↗
Jan 15, 2010 D
e5 Global Media Holdings LLC
File 021-137867
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named William R. Hagner on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GC
Pooled Investment Fund · group: Guggenheim

Guggenheim Concinnity Capital Stewardship Fund, LLC

Santa Monica, CA · Oct 28, 2013
  • Oct 28, 2013 · D · $10,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $10M from 1 investor as of the latest filing. William is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Guggenheim

GUGGENHEIM PRIVATE DEBT FUND LTD

New York, NY · Oct 9, 2013 → Oct 11, 2013 · 2 filings
  • Oct 11, 2013 · D/A · $100,000,000 sold of $1,400,000,000 · 3 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Oct 9, 2013 · D/A · $100,000,000 sold of $1,400,000,000 · 3 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $100M from 3 investors (7% of the $1.4B target) as of the latest filing. William is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Guggenheim

Guggenheim Private Debt Fund, LLC

New York, NY · Oct 10, 2013
  • Oct 10, 2013 · D · $10,000,000 sold of $1,400,000,000 · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $10M from 1 investor (1% of the $1.4B target) as of the latest filing. William is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Guggenheim

Orpheus Holdings Ltd

New York, NY · Aug 19, 2013
  • Aug 19, 2013 · D/A · $194,608,348 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $194.6M from 8 investors as of the latest filing. William is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Logo
Pooled Investment Fund · group: Guggenheim

NZC GUGGENHEIM FUND LTD

Santa Monica, CA · Mar 16, 2009 → Aug 19, 2013 · 6 filings
  • Aug 19, 2013 · D/A · $182,540,199 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 16, 2012 · D/A · $168,540,198 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 15, 2012 · D/A · $168,065,198 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 15, 2011 · D/A · $120,566,394 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 12, 2010 · D/A · $101,870,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $211,908,601 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $408M from 71 investors as of the latest filing. William is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Logo
Pooled Investment Fund · group: Guggenheim

Guggenheim High-Yield Plus Fund SPC

Grand Cayman, Cayman Islands (as filed: E9) · Jun 17, 2009 → Aug 19, 2013 · 5 filings
  • Aug 19, 2013 · D/A · $534,560,963 sold of Indefinite · 64 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 16, 2012 · D/A · $491,131,666 sold of Indefinite · 56 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 15, 2012 · D/A · $392,071,666 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 25, 2010 · D/A · $277,685,000 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 17, 2009 · D · $58,000,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $571.2M from 73 investors as of the latest filing. William is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Logo
Pooled Investment Fund · group: Guggenheim

NZC GUGGENHEIM FUND LLC

Santa Monica, CA · Mar 16, 2009 → Aug 19, 2013 · 6 filings
  • Aug 19, 2013 · D/A · $841,066,110 sold of Indefinite · 107 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 16, 2012 · D/A · $544,101,110 sold of Indefinite · 73 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 15, 2012 · D/A · $520,901,110 sold of Indefinite · 66 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 15, 2011 · D/A · $503,833,795 sold of Indefinite · 61 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 12, 2010 · D/A · $432,750,000 sold of Indefinite · 39 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $211,908,601 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.11B from 165 investors as of the latest filing. William is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EG
Other · group: Guggenheim

e5 Global Media Holdings LLC

New York, NY · Jan 15, 2010
  • Jan 15, 2010 · D · $42,500,000 sold of $42,500,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $42.5M from 5 investors (100% of the $42.5M target) as of the latest filing. William is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • William Hagner — VA, 1 issuer, Mar 18, 2016 → Mar 18, 2016 · no shared issuer

People around William 31

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GP
Management entity

Guggenheim Partners, LLC

Executive Officer, Promoter · 17 shared filings (3 issuers) · also on 6 other issuers

Guggenheim Partners, LLC is on 9 issuers in total — a repeat sponsor. Their page lists every one.

GI
Management entity

Guggenheim Investment Management, LLC

Promoter · 11 shared filings (3 issuers) · also on 4 other issuers

Guggenheim Investment Management, LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

GP
Management entity

Guggenheim Partners Investment Management, LLC

Promoter, Executive Officer · 11 shared filings (7 issuers) · also on 25 other issuers

Guggenheim Partners Investment Management, LLC is on 32 issuers in total — a repeat sponsor. Their page lists every one.

GH
Management entity

GPIM Holdings VI, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as William R. Hagner. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Todd L. Boehly

Executive Officer, Director · 22 shared filings (7 issuers) · also on 6 other issuers

Todd L. Boehly is on 13 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael P. Damaso

Executive Officer · 21 shared filings (6 issuers) · also on 8 other issuers

Michael P. Damaso is on 14 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony D. Minella

Executive Officer · 21 shared filings (6 issuers) · also on 18 other issuers

Anthony D. Minella is on 24 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Abrams

Executive Officer · 21 shared filings (6 issuers) · also on 8 other issuers

Jeffrey Abrams is on 14 issuers in total — a repeat sponsor. Their page lists every one.

ZW
No photo found yet (own website and image search run after this page is viewed)
Person

Zachary D. Warren

Executive Officer · 19 shared filings (5 issuers) · also on 13 other issuers

Zachary D. Warren is on 18 issuers in total — a repeat sponsor. Their page lists every one.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Hauser

Executive Officer · 18 shared filings (4 issuers) · also on 9 other issuers

Thomas Hauser is on 13 issuers in total — a repeat sponsor. Their page lists every one.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Adrian G.W. Duffy

Executive Officer · 18 shared filings (4 issuers) · also on 7 other issuers

Adrian G.W. Duffy is on 11 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Sautel

Executive Officer · 18 shared filings (4 issuers) · also on 3 other issuers

Stephen Sautel is on 7 issuers in total — a repeat sponsor. Their page lists every one.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Erich E. Schram

Executive Officer · 18 shared filings (4 issuers) · also on 1 other issuer

Erich E. Schram is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin H. Gundersen

Executive Officer · 17 shared filings (4 issuers) · also on 14 other issuers

Kevin H. Gundersen is on 18 issuers in total — a repeat sponsor. Their page lists every one.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy H. Murray

Executive Officer · 8 shared filings (3 issuers) · also on 2 other issuers

Timothy H. Murray is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin H. Gunderson

Director, Executive Officer · 5 shared filings (4 issuers) · also on 3 other issuers

Kevin H. Gunderson is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Mitchell

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as William R. Hagner. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Jason M. Anthony

Executive Officer · 4 shared filings (4 issuers) · also on 2 other issuers

Jason M. Anthony is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J.W. Archie

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as William R. Hagner. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Todd D. Hearle

Executive Officer · 3 shared filings (3 issuers) · also on 14 other issuers

Todd D. Hearle is on 17 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES M. FREELAND

Executive Officer · 3 shared filings (3 issuers) · also on 19 other issuers

JAMES M. FREELAND is on 22 issuers in total — a repeat sponsor. Their page lists every one.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

B. Scott Minerd

Executive Officer · 3 shared filings (2 issuers) · also on 19 other issuers

B. Scott Minerd is on 21 issuers in total — a repeat sponsor. Their page lists every one.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg J. Nardone

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as William R. Hagner. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Solomon

Director · 2 shared filings (1 issuer) · also on 96 other issuers

Kevin Solomon is on 97 issuers in total — a repeat sponsor. Their page lists every one.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Sam Ellis

Director · 2 shared filings (1 issuer) · also on 103 other issuers

Sam Ellis is on 104 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lorraine Spurge

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as William R. Hagner. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Marshall Morris

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as William R. Hagner. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

James A. Finkelstein

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as William R. Hagner. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Duncan Bagshaw

Director · 1 shared filing (1 issuer)

Listed on the same filings as William R. Hagner. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Scott B. Minerd

Executive Officer · 1 shared filing (1 issuer) · also on 5 other issuers

Scott B. Minerd is on 6 issuers in total — a repeat sponsor. Their page lists every one.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick M Warren

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as William R. Hagner. Their page shows their other deals.

The team behind the deals

G
Sponsor group

Guggenheim

52 issuers · 233 filings · $13.85B reported sold · 2009–2026

One team, 52 deal companies. William R. Hagner is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name William R. Hagner.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 7 of the 8 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): NZC GUGGENHEIM FUND LTD, NZC GUGGENHEIM FUND LLC, Guggenheim High-Yield Plus Fund SPC, Guggenheim Concinnity Capital Stewardship Fund, LLC, GUGGENHEIM PRIVATE DEBT FUND LTD, Guggenheim Private Debt Fund, LLC, Orpheus Holdings Ltd.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to William R. Hagner by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers William R. Hagner is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Santa Monica, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

guggenheiminvestments.com ↗ found on GUGGENHEIM PRIVATE DEBT FUND LTD (guggenheiminvestments.com — same registered sponsor family (group "Guggenheim Private", confidence 0.96); known from management entity Guggenheim Partners, LLC (Form ADV of GUGGENHEIM INVESTMENTS, CRD 105477))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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