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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:32 AM ET

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William B. Ross

Named as an officer, director or promoter on SEC Form D filings · PA · Nov 28, 2011 → Jul 15, 2014

1deal (issuers)
$37.5Mreported sold
109investors
14Form D filings
2011–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

William B. Ross is listed as a director on 14 SEC Form D filings by 1 issuer between Oct 2009 and Jul 2014: ALUNG TECHNOLOGIES INC (Pittsburgh, PA — biotechnology — 2009–2014; $37.5M reported sold to 109 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Gerald E. McGinnis (14 shared filings), Nicholas J. Kuhn (14 shared filings), Peter M. DeComo (14 shared filings), Joseph J. Stevens III (11 shared filings), Nicholas Cullen (10 shared filings) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 16 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for William B. Ross and found 12 differences, 1 worth asking the sponsor about: Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for William B. Ross has not run yet — it is joining a line of 55,904 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William B. Ross..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

16 cases: 16 closed (disposition not in docket feed)

William J. Ross closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 16-24807 · Filed Dec 29, 2016 · Closed Apr 27, 2017
Role of William J. Ross: Debtor · Outcome: Case closed 2017-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
William C. Ross, III and Ammidah Ross closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 13-15446 · Filed Jun 20, 2013 · Closed Oct 7, 2013
Role of William C. Ross, III: Debtor · Outcome: Case closed 2013-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
William R Ross and Dianna M Ross closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:09-bk-02619 · Filed Apr 7, 2009 · Closed Aug 21, 2009
Role of William R Ross and Dianna M Ross: Debtor · Outcome: Case closed 2009-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
William E Ross and Georgia K Ross closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:05-bk-01747 · Filed Mar 23, 2005 · Closed Jul 13, 2005
Role of William E Ross and Georgia K Ross: Debtor · Outcome: Case closed 2005-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
William J Ross closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:05-bk-51317 · Filed Mar 18, 2005 · Closed Jul 18, 2005
Role of William J Ross: Debtor · Outcome: Case closed 2005-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
William Ross closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 04-36561 · Filed Dec 15, 2004 · Closed May 30, 2006
Role of William Ross: Debtor · Outcome: Case closed 2006-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA)
William L Ross and Shawna Ross closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:04-bk-04673 · Filed Aug 2, 2004 · Closed Jan 12, 2005
Role of William L Ross and Shawna Ross: Debtor · Outcome: Case closed 2005-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
William R. Ross and Carole A. Ross closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 04-10784 · Filed Mar 29, 2004 · Closed Aug 2, 2004
Role of William R. Ross and Carole A. Ross: Debtor · Outcome: Case closed 2004-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
William Ross closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 03-37081 · Filed Nov 20, 2003 · Closed Jan 4, 2005
Role of William Ross: Debtor · Outcome: Case closed 2005-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA)
William J Ross closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:01-bk-03883 · Filed Sep 20, 2001 · Closed Jan 8, 2002
Role of William J Ross: Debtor · Outcome: Case closed 2002-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
William D. Ross and Alisa D. Ross closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 99-32237 · Filed Sep 28, 1999 · Closed Jan 10, 2000
Role of William D. Ross and Alisa D. Ross: Debtor · Outcome: Case closed 2000-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
William D Ross and Alisa D Ross closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 98-15496 · Filed Apr 30, 1998 · Closed Mar 19, 1999
Role of William D Ross and Alisa D Ross: Debtor · Outcome: Case closed 1999-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
William D. Ross and Alisa D. Ross closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 96-17197 · Filed Aug 2, 1996 · Closed Apr 1, 1998
Role of William D. Ross and Alisa D. Ross: Debtor · Outcome: Case closed 1998-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
William J. Ross closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 91-22460 · Filed Jul 16, 1991 · Closed Nov 21, 1991
Role of William J. Ross: Debtor · Outcome: Case closed 1991-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
William A. Ross and Jean M. Ross closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 91-12328 · Filed Apr 30, 1991 · Closed Aug 16, 1991
Role of William A. Ross and Jean M. Ross: Debtor · Outcome: Case closed 1991-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
William L. Ross and Kay A. Ross closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:90-bk-00779 · Filed May 14, 1990 · Closed Sep 14, 1990
Role of William L. Ross and Kay A. Ross: Debtor · Outcome: Case closed 1990-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 536 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for William B. Ross — 1 worth asking about (compared 14 filings on Oct 24, 2026)

Worth asking · Oct 2, 2009 – Feb 18, 2010

Investor count went down between filings — ALUNG TECHNOLOGIES INC

The Oct 2, 2009 filing reports 18 investors; the Feb 18, 2010 Form D reports 12 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Oct 2, 2009 ↗Form D (later) · Feb 18, 2010 ↗ALUNG TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Nov 11, 2011 – Nov 28, 2011

Form D filed 17 days after the first sale — ALUNG TECHNOLOGIES INC

The filing says the first sale was Nov 11, 2011. The Form D was filed Nov 28, 2011 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 28, 2011 ↗ALUNG TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Mar 31, 2014 – Jul 15, 2014

No amendment in the last 12 months on an offering that may still be open — ALUNG TECHNOLOGIES INC (latest filing Jul 15, 2014)

The latest filing for this offering is dated Jul 15, 2014 (first sale Mar 31, 2014). It reports $10,843,753 sold of $11,150,722 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jul 15, 2014 ↗ALUNG TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Mar 28, 2013 – Sep 13, 2013

No amendment in the last 12 months on an offering that may still be open — ALUNG TECHNOLOGIES INC (latest filing Sep 13, 2013)

The latest filing for this offering is dated Sep 13, 2013 (first sale Mar 28, 2013). It reports $15,785,268 sold of $17,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 13, 2013 ↗ALUNG TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Apr 10, 2013 – Jun 20, 2013

Offering amount changed between filings — ALUNG TECHNOLOGIES INC

The Apr 10, 2013 filing says $15,000,000 offered; the Jun 20, 2013 Form D/A says $17,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 10, 2013 ↗Form D/A (later) · Jun 20, 2013 ↗ALUNG TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Apr 21, 2010 – Oct 22, 2010

Offering amount changed between filings — ALUNG TECHNOLOGIES INC

The Apr 21, 2010 filing says $10,000,000 offered; the Oct 22, 2010 Form D/A says $13,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Apr 21, 2010 ↗Form D/A (later) · Oct 22, 2010 ↗ALUNG TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Oct 2, 2009 – Feb 18, 2010

Offering amount changed between filings — ALUNG TECHNOLOGIES INC

The Oct 2, 2009 filing says $2,581,340 offered; the Feb 18, 2010 Form D says $10,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 2, 2009 ↗Form D (later) · Feb 18, 2010 ↗ALUNG TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Feb 18, 2010 – Apr 21, 2010

Minimum investment changed between filings — ALUNG TECHNOLOGIES INC

The Feb 18, 2010 filing lists a minimum of $100,000; the Apr 21, 2010 Form D/A lists $5,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 18, 2010 ↗Form D/A (later) · Apr 21, 2010 ↗ALUNG TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Oct 2, 2009 – Feb 18, 2010

Minimum investment changed between filings — ALUNG TECHNOLOGIES INC

The Oct 2, 2009 filing lists a minimum of $4,000; the Feb 18, 2010 Form D lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 2, 2009 ↗Form D (later) · Feb 18, 2010 ↗ALUNG TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Oct 2, 2009 – Nov 28, 2011

William B. Ross is written 2 different ways on the filings

listed as "William Ross" on 4 filings (from Oct 2, 2009), and "William B Ross" on 10 filings (from Nov 28, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Oct 2, 2009 ↗Form D · Nov 28, 2011 ↗William B. Ross — PartnerFacts page ↗
Sources
Note · Oct 2, 2009 – Apr 10, 2013

Reported revenue range changed between filings — ALUNG TECHNOLOGIES INC

"No Revenues" (Oct 2, 2009); then "$1 - $1,000,000" (Apr 10, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Oct 2, 2009 ↗Form D · Apr 10, 2013 ↗ALUNG TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Jan 9, 2023 – Aug 1, 2023

Same name, different state: "William Ross" (AL) is a separate record

This page covers filings where the address state is PA. A separate record, "William Ross" with address state AL, is listed on 3 filings — most recently by Moss Point RV Park H, LLC (Aug 1, 2023). The two records do not overlap in time: this page runs Nov 28, 2011 to Jul 15, 2014; the other runs Jan 9, 2023 to Aug 1, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Ross (AL) — PartnerFacts page ↗Form D/A · Aug 1, 2023 ↗Moss Point RV Park H, LLC — PartnerFacts page ↗William B. Ross (PA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 4 offerings reports sales commissions totalling $448,876; 0 report finder's fees; 1 reports proceeds to related persons totalling $68,676.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 15, 2014 D/A
ALUNG TECHNOLOGIES INC
File 021-215593
$0$0$68,676None listed on this filingEDGAR ↗
Sep 13, 2013 D/A
ALUNG TECHNOLOGIES INC
File 021-194769
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2012 D/A
ALUNG TECHNOLOGIES INC
File 021-169239
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2010 D/A
ALUNG TECHNOLOGIES INC
File 021-46841
$448,876$0$0
No payments to executive officers or directors are proposed in excess of ordinary compensation.
Trustmont Financial Group, Inc. BrokerCheck CRD 18312 ↗
via Melvin Pirchesky (CRD 1143100 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named William B. Ross on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AT
Biotechnology

ALUNG TECHNOLOGIES INC

Pittsburgh, PA · Oct 2, 2009 → Jul 15, 2014 · 14 filings
  • Jul 15, 2014 · D/A · $10,843,753 sold of $11,150,722 · 109 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 28, 2014 · D/A · $10,012,619 sold of $11,150,722 · 69 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 15, 2014 · D · $9,462,619 sold of $11,150,722 · 67 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 13, 2013 · D/A · $15,785,268 sold of $17,000,000 · 55 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 18, 2013 · D/A · $14,739,763 sold of $17,000,000 · 48 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 20, 2013 · D/A · $9,482,764 sold of $17,000,000 · 42 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 10, 2013 · D · $7,209,468 sold of $15,000,000 · 33 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 8, 2012 · D/A · $10,000,000 sold of $10,000,000 · 42 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 19, 2011 · D/A · $8,812,281 sold of $10,000,000 · 40 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 28, 2011 · D · $6,610,403 sold of $10,000,000 · 36 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 22, 2010 · D/A · $13,500,000 sold of $13,500,000 · 62 investors · min. $5,000 · role: Director EDGAR ↗
  • Apr 21, 2010 · D/A · $6,120,819 sold of $10,000,000 · 22 investors · min. $5,000 · role: Director EDGAR ↗
  • Feb 18, 2010 · D · $3,290,312 sold of $10,000,000 · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 2, 2009 · D · $2,581,340 sold of $2,581,340 · 18 investors · min. $4,000 · role: Director EDGAR ↗

Raised $37.5M from 109 investors (100% of the $11.2M target) as of the latest filing. William is listed as director on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • William Thomas Ross — NV, OH, 4 issuers, Sep 18, 2020 → Mar 10, 2026 · no shared issuer
  • William Leopold Ross — CA, 1 issuer, May 18, 2022 → Nov 18, 2025 · no shared issuer
  • William T. Ross — FL, 1 issuer, Oct 10, 2008 → Oct 10, 2008 · no shared issuer
  • William R. Ross — TX, 1 issuer, Mar 16, 2009 → Mar 16, 2009 · no shared issuer
  • William L. Ross — OR, 1 issuer, Sep 10, 2013 → May 5, 2014 · no shared issuer
  • William Ross — AL, 1 issuer, Jan 9, 2023 → Aug 1, 2023 · no shared issuer
  • William T. Ross — CA, 1 issuer, Jan 22, 2015 → Jun 23, 2016 · no shared issuer

People around William 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Peter M. DeComo

Executive Officer, Director · 14 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as William B. Ross. Their page shows their other deals.

NK
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas J. Kuhn

Executive Officer, Director · 14 shared filings (1 issuer)

Listed on the same filings as William B. Ross. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald E. McGinnis

Director · 14 shared filings (1 issuer)

Listed on the same filings as William B. Ross. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph J. Stevens III

Director · 11 shared filings (1 issuer)

Listed on the same filings as William B. Ross. Their page shows their other deals.

NC
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Cullen

Director · 10 shared filings (1 issuer)

Listed on the same filings as William B. Ross. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Glausser

Director · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as William B. Ross. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John McIllwraith

Director · 3 shared filings (1 issuer)

Listed on the same filings as William B. Ross. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kraig J. McEwen

Director · 2 shared filings (1 issuer)

Listed on the same filings as William B. Ross. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gary J. Glausser

Director · 2 shared filings (1 issuer)

Listed on the same filings as William B. Ross. Their page shows their other deals.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Louis Choy

Director · 1 shared filing (1 issuer)

Listed on the same filings as William B. Ross. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John McIlwraith

Director · 1 shared filing (1 issuer) · also on 4 other issuers

John McIlwraith is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to William B. Ross by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers William B. Ross is listed on: none on file. No website or social profile named in ALUNG TECHNOLOGIES INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #182,644 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Pittsburgh, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Pennsylvania UJS portal case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Pennsylvania Secretary of State business search ↗OpenCorporates ↗

Change history

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