Nicholas Cullen is listed as a director on 18 SEC Form D filings by 1 issuer between Nov 2011 and Apr 2017: ALUNG TECHNOLOGIES INC (Pittsburgh, PA — biotechnology — 2011–2017; $37.5M reported sold to 109 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 18 public filings for Nicholas Cullen and found 10 differences, 1 worth asking the sponsor about: Nicholas Cullen is no longer listed on the Aug 2, 2017 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.