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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:46 AM ET

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Nicholas Cullen

Named as an officer, director or promoter on SEC Form D filings · PA · Nov 28, 2011 → Jul 15, 2014

1deal (issuers)
$37.5Mreported sold
109investors
18Form D filings
2011–2014years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Nicholas Cullen is listed as a director on 18 SEC Form D filings by 1 issuer between Nov 2011 and Apr 2017: ALUNG TECHNOLOGIES INC (Pittsburgh, PA — biotechnology — 2011–2017; $37.5M reported sold to 109 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Gerald E. McGinnis (18 shared filings), Peter M. DeComo (18 shared filings), Kraig J. McEwen (10 shared filings), Nicholas J. Kuhn (10 shared filings), William B. Ross (10 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Nicholas. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 18 public filings for Nicholas Cullen and found 10 differences, 1 worth asking the sponsor about: Nicholas Cullen is no longer listed on the Aug 2, 2017 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Nicholas Cullen has not run yet — it is joining a line of 1,707 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Nicholas Cullen..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

2 cases: 1 open, 1 closed (disposition not in docket feed)

Mirela Cullen and Nicholas Cullen open
United States Bankruptcy Court, W.D. Wisconsin · No. 3-22-11922 · Filed Dec 6, 2022
Role of Nicholas Cullen: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (rare in federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Nicholas L Cullen and Robin P Cullen closed
United States Bankruptcy Court, W.D. Michigan · No. 13-04099 · Filed May 14, 2013 · Closed Oct 29, 2013
Role of Nicholas L Cullen and Robin P Cullen: Debtor · Outcome: Case closed 2013-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Nicholas Cullen — 1 worth asking about (compared 18 filings on Oct 24, 2026)

Worth asking · Apr 13, 2017 – Aug 2, 2017

Nicholas Cullen is no longer listed on the Aug 2, 2017 amendment — ALUNG TECHNOLOGIES INC

Nicholas Cullen appears on the Apr 13, 2017 Form D (director) but not on the Aug 2, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Nov 11, 2011 – Nov 28, 2011

Form D filed 17 days after the first sale — ALUNG TECHNOLOGIES INC

The filing says the first sale was Nov 11, 2011. The Form D was filed Nov 28, 2011 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Apr 13, 2017 – Aug 2, 2017

Offering amount lowered between filings — ALUNG TECHNOLOGIES INC

The Apr 13, 2017 filing says $42,648,730 offered; the Aug 2, 2017 Form D/A says $42,646,843.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
Note · Apr 10, 2013 – Jun 20, 2013

Offering amount changed between filings — ALUNG TECHNOLOGIES INC

The Apr 10, 2013 filing says $15,000,000 offered; the Jun 20, 2013 Form D/A says $17,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Dec 27, 2016 – Feb 16, 2017

No amendment in the last 12 months on an offering that may still be open — ALUNG TECHNOLOGIES INC (latest filing Feb 16, 2017)

The latest filing for this offering is dated Feb 16, 2017 (first sale Dec 27, 2016). It reports $2,602,233 sold of $4,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Mar 31, 2014 – Jul 15, 2014

No amendment in the last 12 months on an offering that may still be open — ALUNG TECHNOLOGIES INC (latest filing Jul 15, 2014)

The latest filing for this offering is dated Jul 15, 2014 (first sale Mar 31, 2014). It reports $10,843,753 sold of $11,150,722 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Mar 28, 2013 – Sep 13, 2013

No amendment in the last 12 months on an offering that may still be open — ALUNG TECHNOLOGIES INC (latest filing Sep 13, 2013)

The latest filing for this offering is dated Sep 13, 2013 (first sale Mar 28, 2013). It reports $15,785,268 sold of $17,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Nov 28, 2011 – May 12, 2015

Nicholas Cullen is written 2 different ways on the filings

listed as "Nicholas Cullen" on 10 filings (from Nov 28, 2011), and "Nicholas E. Cullen" on 8 filings (from May 12, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Sep 11, 2026

Same name, different state: "Nicholas Cullen" (VA) is a separate record

This page covers filings where the address state is PA. A separate record, "Nicholas Cullen" with address state VA, is listed on 1 filing — most recently by VE-0527 Fund I, a series of LPV Secondary Investment, LP (Sep 11, 2026). The two records do not overlap in time: this page runs Nov 28, 2011 to Jul 15, 2014; the other has one filing dated Sep 11, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Nov 28, 2011 – Dec 4, 2015

Reported revenue range changed between filings — ALUNG TECHNOLOGIES INC

"No Revenues" (Nov 28, 2011); then "$1 - $1,000,000" (Apr 10, 2013); then "$1,000,001 - $5,000,000" (May 12, 2015); then "Decline to Disclose" (Dec 4, 2015).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 6 offerings report sales commissions totalling $1,709,593; 0 report finder's fees; 1 reports proceeds to related persons totalling $68,676.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 13, 2017 D
ALUNG TECHNOLOGIES INC
File 021-284699
$1,379,625$0$0Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
via Kee Colen (CRD 2004801 ↗)
EDGAR ↗
Feb 16, 2017 D/A
ALUNG TECHNOLOGIES INC
File 021-278028
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2016 D/A
ALUNG TECHNOLOGIES INC
File 021-239623
$329,968$0$0Melvin Pirchesky BrokerCheck CRD 1143100 ↗
via Equinox Securities, Inc. (CRD 145790 ↗)
EDGAR ↗
Jul 15, 2014 D/A
ALUNG TECHNOLOGIES INC
File 021-215593
$0$0$68,676None listed on this filingEDGAR ↗
Sep 13, 2013 D/A
ALUNG TECHNOLOGIES INC
File 021-194769
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2012 D/A
ALUNG TECHNOLOGIES INC
File 021-169239
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Nicholas Cullen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

ALUNG TECHNOLOGIES INC

Pittsburgh, PA · Nov 28, 2011 → Apr 13, 2017 · 18 filings
  • Apr 13, 2017 · D · $36,556,512 sold of $42,648,730 · 93 investors · min. No minimum reported · role: Director (Outgoing director as of 3/31/2017.) EDGAR ↗
  • Feb 16, 2017 · D/A · $2,602,233 sold of $4,000,000 · 37 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 10, 2017 · D · $2,558,489 sold of $4,000,000 · 36 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 19, 2016 · D/A · $12,000,000 sold of $12,000,000 · 79 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 13, 2016 · D/A · $10,836,814 sold of $12,000,000 · 63 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 4, 2015 · D/A · $10,531,797 sold of $12,000,000 · 57 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2015 · D/A · $3,750,000 sold of $12,000,000 · 31 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 12, 2015 · D · $3,750,000 sold of $12,000,000 · 31 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2014 · D/A · $10,843,753 sold of $11,150,722 · 109 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 28, 2014 · D/A · $10,012,619 sold of $11,150,722 · 69 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 15, 2014 · D · $9,462,619 sold of $11,150,722 · 67 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 13, 2013 · D/A · $15,785,268 sold of $17,000,000 · 55 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 18, 2013 · D/A · $14,739,763 sold of $17,000,000 · 48 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 20, 2013 · D/A · $9,482,764 sold of $17,000,000 · 42 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 10, 2013 · D · $7,209,468 sold of $15,000,000 · 33 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 8, 2012 · D/A · $10,000,000 sold of $10,000,000 · 42 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 19, 2011 · D/A · $8,812,281 sold of $10,000,000 · 40 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 28, 2011 · D · $6,610,403 sold of $10,000,000 · 36 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $37.5M from 109 investors (88% of the $42.6M target) as of the latest filing. Nicholas is listed as director on 18 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Nicholas Cullen — VA, 1 issuer, Sep 11, 2026 → Sep 11, 2026 · no shared issuer

People around Nicholas 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Peter M. DeComo

Executive Officer, Director · 18 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Nicholas Cullen. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald E. McGinnis

Director · 18 shared filings (1 issuer)

Listed on the same filings as Nicholas Cullen. Their page shows their other deals.

NK
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas J. Kuhn

Executive Officer, Director · 10 shared filings (1 issuer)

Listed on the same filings as Nicholas Cullen. Their page shows their other deals.

WR
No photo found yet (own website and image search run after this page is viewed)
Person

William B. Ross

Director · 10 shared filings (1 issuer)

Listed on the same filings as Nicholas Cullen. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kraig J. McEwen

Director · 10 shared filings (1 issuer)

Listed on the same filings as Nicholas Cullen. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John McIlwraith

Director · 9 shared filings (1 issuer) · also on 4 other issuers

John McIlwraith is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David J. Haffner

Executive Officer, Director · 8 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Nicholas Cullen. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gary G. Glausser

Director · 8 shared filings (1 issuer)

Listed on the same filings as Nicholas Cullen. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph J. Stevens III

Director · 8 shared filings (1 issuer)

Listed on the same filings as Nicholas Cullen. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Motley

Director · 8 shared filings (1 issuer) · also on 4 other issuers

David Motley is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Glausser

Director · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Nicholas Cullen. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John McIllwraith

Director · 3 shared filings (1 issuer)

Listed on the same filings as Nicholas Cullen. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gary J. Glausser

Director · 2 shared filings (1 issuer)

Listed on the same filings as Nicholas Cullen. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Adam G. Seiver

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nicholas Cullen. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeanne Cunnicelli

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nicholas Cullen. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Nicholas Cullen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Nicholas Cullen is listed on: none on file. No website or social profile named in ALUNG TECHNOLOGIES INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #183,461 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Pittsburgh, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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