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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:58 AM ET

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William Duke

Named as an officer, director or promoter on SEC Form D filings · MA · Jun 30, 2015 → Feb 14, 2019

1deal (issuers)
$21.4Mreported sold
34investors
8Form D filings
2015–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

William Duke is listed as an executive officer on 8 SEC Form D filings by 1 issuer between Jun 2015 and Feb 2019: Pulmatrix, Inc. (Framingham, MA — biotechnology — 2015–2019; $21.4M reported sold to 34 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Michael Higgins (8 shared filings), Robert Clarke (8 shared filings), Steven Gillis (8 shared filings), Terrance McGuire (8 shared filings), Amit Munshi (4 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.

The issuer belongs to the sponsor group Pulmatrix (2 issuers, $2.62M reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Pulmatrix has 2 companies on file and $2.62M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 5 SEC releases, 42 bankruptcy cases matching the name listed in Key records below.

What this means 49 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for William Duke and found 6 differences, 1 worth asking the sponsor about: 5 regulator actions name the subject or team members; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for William Duke has not run yet — it is joining a line of 44,463 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 closed (disposition not in docket feed)

United States v. William Duke closed
District Court, D. Nevada · No. 2:99-cr-00261 · Filed Jun 11, 1999 · Closed Jun 11, 1999
Role of William Duke: Defendant · Outcome: Terminated 1999-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state); criminal docket
DUKE, WILLIAM R. v. ARKANSAS BLUE CROSS & BLUE SH closed
District Court, N.D. Mississippi · No. · Filed Jul 17, 1991 · Closed Apr 13, 1992 · Nature of suit: 791 Employee Retirement Income Security Act
Role of DUKE, WILLIAM R.: Plaintiff · Outcome: Terminated 1992-04-13 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

5 SEC releases

Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC, K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust Litigation release
SEC · Dec 12, 2000 · Parties as named in the release: Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC, K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is named in the release
Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC., K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust Litigation release
SEC · Dec 12, 2000 · Parties as named in the release: Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC., K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is named in the release
Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC., K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust Litigation release
SEC · Apr 2, 1999 · Parties as named in the release: Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC., K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is named in the release
Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC, K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as relief defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust Litigation release
SEC · Jan 19, 1999 · Parties as named in the release: Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC, K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as relief defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is named in the release
Michael D. Richmond, Individually, Michael D. Richmond D/B/A Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC., K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust Litigation release
SEC · Jul 16, 1998 · Parties as named in the release: Michael D. Richmond, Individually, Michael D. Richmond D/B/A Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC., K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is named in the release
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William Duke..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

42 cases: 42 closed (disposition not in docket feed)

William J Duke closed
United States Bankruptcy Court, N.D. Alabama · No. 24-80361 · Filed Mar 5, 2024 · Closed Jun 27, 2024
Role of William J Duke: Debtor · Outcome: Case closed 2024-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
William H. Duke, III and Autumn S. Duke closed
United States Bankruptcy Court, E.D. Texas · No. 19-40495 · Filed Feb 25, 2019 · Closed Jul 9, 2019
Role of William H. Duke, III: Debtor · Outcome: Case closed 2019-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
William Duke and Tammy Duke closed
United States Bankruptcy Court, M.D. Florida · No. 8:14-bk-01832 · Filed Feb 20, 2014 · Closed Sep 17, 2014
Role of William Duke and Tammy Duke: Debtor · Outcome: Case closed 2014-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
William W. Duke and Sharon Renee Duke closed
United States Bankruptcy Court, M.D. Alabama · No. 12-31150 · Filed May 11, 2012 · Closed Feb 7, 2013
Role of William W. Duke and Sharon Renee Duke: Debtor · Outcome: Case closed 2013-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
William C Duke closed
United States Bankruptcy Court, S.D. Alabama · No. 11-01900 · Filed May 11, 2011 · Closed Mar 16, 2017
Role of William C Duke: Debtor · Outcome: Case closed 2017-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
William Duke closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-19688 · Filed Mar 7, 2011 · Closed Feb 10, 2014
Role of William Duke: Debtor · Outcome: Case closed 2014-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
William H Duke and Linda L Duke closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 4:10-bk-08706 · Filed Oct 26, 2010 · Closed Feb 4, 2011
Role of William H Duke and Linda L Duke: Debtor · Outcome: Case closed 2011-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
WILLIAM E DUKE and MARGARET A DUKE closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:10-bk-06651 · Filed Jun 25, 2010 · Closed Aug 31, 2011
Role of WILLIAM E DUKE and MARGARET A DUKE: Debtor · Outcome: Case closed 2011-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
William J Duke closed
United States Bankruptcy Court, N.D. Mississippi · No. 09-14725 · Filed Sep 14, 2009 · Closed Jul 22, 2010
Role of William J Duke: Debtor · Outcome: Case closed 2010-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)
William C. Duke closed
United States Bankruptcy Court, S.D. Alabama · No. 04-16506 · Filed Nov 9, 2004 · Closed Feb 16, 2005
Role of William C. Duke: Debtor · Outcome: Case closed 2005-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
William J. Duke and Jaculyn E. Duke closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 04-29473 · Filed Jul 19, 2004 · Closed Dec 2, 2004
Role of William J. Duke and Jaculyn E. Duke: Debtor · Outcome: Case closed 2004-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
WILLIAM J DUKE closed
United States Bankruptcy Court, S.D. Mississippi · No. 04-03601 · Filed Jul 13, 2004 · Closed Oct 21, 2004
Role of WILLIAM J DUKE: Debtor · Outcome: Case closed 2004-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)
William Duke and Effie Lavon Duke closed
United States Bankruptcy Court, E.D. Missouri · No. 04-43888 · Filed Mar 25, 2004 · Closed Jun 29, 2004
Role of William Duke and Effie Lavon Duke: Debtor · Outcome: Case closed 2004-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)
William E Duke closed
United States Bankruptcy Court, D. New Jersey · No. 04-16912 · Filed Mar 2, 2004 · Closed Jun 15, 2004
Role of William E Duke: Debtor · Outcome: Case closed 2004-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
William W. Duke and Sharon Renee Duke closed
United States Bankruptcy Court, M.D. Alabama · No. 03-33546 · Filed Nov 17, 2003 · Closed Sep 24, 2007
Role of William W. Duke and Sharon Renee Duke: Debtor · Outcome: Case closed 2007-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
William B. Duke, Jr and Bonnie A. Duke closed
United States Bankruptcy Court, D. South Dakota · No. 03-50518 · Filed Oct 9, 2003 · Closed Jan 29, 2004
Role of William B. Duke, Jr: Debtor · Outcome: Case closed 2004-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in SD (not a filing state)
William W. Duke closed
United States Bankruptcy Court, M.D. Florida · No. 3:02-bk-12511 · Filed Dec 23, 2002 · Closed Mar 23, 2004
Role of William W. Duke: Debtor · Outcome: Case closed 2004-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
William Duke and Bonnie Duke closed
United States Bankruptcy Court, E.D. Kentucky · No. 02-55204 · Filed Dec 5, 2002 · Closed Jan 11, 2006
Role of William Duke and Bonnie Duke: Debtor · Outcome: Case closed 2006-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
William A. Duke and Sindy L. Duke closed
United States Bankruptcy Court, E.D. Virginia · No. 02-70406 · Filed Jan 24, 2002 · Closed Sep 12, 2006
Role of William A. Duke and Sindy L. Duke: Debtor · Outcome: Case closed 2006-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
William Duke closed
United States Bankruptcy Court, M.D. Florida · No. 6:01-bk-00076 · Filed Jan 4, 2001 · Closed Jun 18, 2001
Role of William Duke: Debtor · Outcome: Case closed 2001-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
William L Duke closed
United States Bankruptcy Court, D. Idaho · No. 00-40934 · Filed Jun 8, 2000 · Closed Sep 13, 2000
Role of William L Duke: Debtor · Outcome: Case closed 2000-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in ID (not a filing state)
William A Duke and Charlene L Duke closed
United States Bankruptcy Court, D. Idaho · No. 99-01210 · Filed May 12, 1999 · Closed Aug 20, 1999
Role of William A Duke and Charlene L Duke: Debtor · Outcome: Case closed 1999-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in ID (not a filing state)
William W. Duke and Deeann K. Duke closed
United States Bankruptcy Court, M.D. Alabama · No. 99-01273 · Filed Mar 11, 1999 · Closed Sep 27, 1999
Role of William W. Duke and Deeann K. Duke: Debtor · Outcome: Case closed 1999-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
William Duke and Bonnie Duke closed
United States Bankruptcy Court, E.D. Kentucky · No. 98-52989 · Filed Dec 1, 1998 · Closed Jun 11, 1999
Role of William Duke and Bonnie Duke: Debtor · Outcome: Case closed 1999-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
William C. Duke and Deirdre A. Duke closed
United States Bankruptcy Court, D. Maryland · No. 97-18884 · Filed Aug 12, 1997 · Closed Nov 25, 1997
Role of William C. Duke and Deirdre A. Duke: Debtor · Outcome: Case closed 1997-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in MD (not a filing state)
William D. Duke closed
United States Bankruptcy Court, W.D. Michigan · No. 97-02657 · Filed Mar 27, 1997 · Closed Aug 5, 1997
Role of William D. Duke: Debtor · Outcome: Case closed 1997-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
William Duke and Connie M. Duke closed
United States Bankruptcy Court, N.D. Mississippi · No. 95-12761 · Filed Sep 25, 1995 · Closed Jan 31, 1996
Role of William Duke and Connie M. Duke: Debtor · Outcome: Case closed 1996-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)
William C. Duke closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:95-bk-00672 · Filed Apr 7, 1995 · Closed Oct 19, 1995
Role of William C. Duke: Debtor · Outcome: Case closed 1995-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
William H. Duke closed
United States Bankruptcy Court, E.D. Virginia · No. 95-11301 · Filed Mar 30, 1995 · Closed Jul 18, 1995
Role of William H. Duke: Debtor · Outcome: Case closed 1995-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
William Duke closed
United States Bankruptcy Court, N.D. Illinois · No. 94-19056 · Filed Sep 23, 1994 · Closed Nov 20, 1996
Role of William Duke: Debtor · Outcome: Case closed 1996-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
William D. Duke closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 94-10636 · Filed Feb 8, 1994 · Closed Oct 20, 1994
Role of William D. Duke: Debtor · Outcome: Case closed 1994-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
William C. Duke closed
United States Bankruptcy Court, W.D. Virginia · No. 93-01021 · Filed May 27, 1993 · Closed Aug 30, 1993
Role of William C. Duke: Debtor · Outcome: Case closed 1993-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
William T. Duke and Cheryl A. Duke closed
United States Bankruptcy Court, E.D. Virginia · No. 93-21545 · Filed Mar 23, 1993 · Closed Jul 22, 1993
Role of William T. Duke and Cheryl A. Duke: Debtor · Outcome: Case closed 1993-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
William D. Duke, Jr. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 93-20736 · Filed Mar 8, 1993 · Closed Oct 28, 1993
Role of William D. Duke, Jr.: Debtor · Outcome: Case closed 1993-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
William C. Duke closed
United States Bankruptcy Court, W.D. Kentucky · No. 92-34375 · Filed Dec 22, 1992 · Closed May 21, 1993
Role of William C. Duke: Debtor · Outcome: Case closed 1993-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
William W. Duke closed
United States Bankruptcy Court, M.D. Georgia · No. 92-70338 · Filed Jun 1, 1992 · Closed Sep 17, 1992
Role of William W. Duke: Debtor · Outcome: Case closed 1992-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
William M. Duke and Johnnie Marie Duke closed
United States Bankruptcy Court, S.D. Georgia · No. 91-42323 · Filed Nov 13, 1991 · Closed Oct 8, 1992
Role of William M. Duke and Johnnie Marie Duke: Debtor · Outcome: Case closed 1992-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
William Duke and Bonnie Duke closed
United States Bankruptcy Court, E.D. Kentucky · No. 91-52219 · Filed Nov 12, 1991 · Closed Oct 27, 1992
Role of William Duke and Bonnie Duke: Debtor · Outcome: Case closed 1992-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
William D. Duke, Jr. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 91-23208 · Filed Sep 9, 1991 · Closed Dec 8, 1992
Role of William D. Duke, Jr.: Debtor · Outcome: Case closed 1992-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
WILLIAM R. DUKE closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:90-bk-03976 · Filed May 7, 1990 · Closed Sep 24, 1990
Role of WILLIAM R. DUKE: Debtor · Outcome: Case closed 1990-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
WILLIAM R. DUKE closed
United States Bankruptcy Court, N.D. Alabama · No. 86-08306 · Filed Oct 16, 1986 · Closed Jul 10, 1987
Role of WILLIAM R. DUKE: Debtor · Outcome: Case closed 1987-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
William L. Duke and Virginia L. Duke closed
United States Bankruptcy Court, W.D. Kentucky · No. 86-32422 · Filed Aug 13, 1986 · Closed Feb 27, 1987
Role of William L. Duke and Virginia L. Duke: Debtor · Outcome: Case closed 1987-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for William Duke — 1 worth asking about (compared 8 filings on Oct 24, 2026)

Worth asking · Jul 16, 1998 – Dec 12, 2000

5 regulator actions name the subject or team members

Regulator action: Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC, K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust (Dec 12, 2000) · Regulator action: Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC., K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust (Dec 12, 2000) · Regulator action: Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC., K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust (Apr 2, 1999) · Regulator action: Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC, K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as relief defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust (Jan 19, 1999) · Regulator action: Michael D. Richmond, Individually, Michael D. Richmond D/B/A Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC., K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust (Jul 16, 1998)

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC, K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust ↗Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC., K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust ↗Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC., K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust ↗Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC, K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as relief defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust ↗
Sources
Note · Apr 18, 1996 – Aug 7, 1996

Bankruptcy case: AT and T Universal Card Services Corp. v. Alimi — filed Apr 18, 1996

United States Bankruptcy Court, N.D. California docket "AT and T Universal Card Services Corp. v. Alimi" filed Apr 18, 1996, closed Aug 7, 1996. Hojabr Alimi (listed on the same filings) is listed as Defendant ("Alimi"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Hojabr Alimi — PartnerFacts page ↗
Sources
Note · Jun 15, 2015 – Jun 30, 2015

No amendment in the last 12 months on an offering that may still be open — Pulmatrix, Inc. (latest filing Jun 30, 2015)

The latest filing for this offering is dated Jun 30, 2015 (first sale Jun 15, 2015). It reports $21,383,416 sold of $45,468,112 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 30, 2015 ↗Pulmatrix, Inc. — PartnerFacts page ↗
Sources
Note · Jun 15, 2015 – Jun 30, 2015

No amendment in the last 12 months on an offering that may still be open — Pulmatrix, Inc. (latest filing Jun 30, 2015)

The latest filing for this offering is dated Jun 30, 2015 (first sale Jun 15, 2015). It reports $0 sold of $210,003 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 30, 2015 ↗Pulmatrix, Inc. — PartnerFacts page ↗
Sources
Note · Feb 14, 2023

Same name, different state: "William Duke, Jr." (CA) is a separate record

This page covers filings where the address state is MA. A separate record, "William Duke, Jr." with address state CA, is listed on 1 filing — most recently by Apexigen, Inc. (Feb 14, 2023). The two records do not overlap in time: this page runs Jun 30, 2015 to Feb 14, 2019; the other has one filing dated Feb 14, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Duke, Jr. (CA) — PartnerFacts page ↗Form D · Feb 14, 2023 ↗Apexigen, Inc. — PartnerFacts page ↗William Duke (MA) — this page ↗
Sources
Note · Jul 7, 2014

Same name, different state: "William Duke" (NJ) is a separate record

This page covers filings where the address state is MA. A separate record, "William Duke" with address state NJ, is listed on 1 filing — most recently by VALERITAS INC (Jul 7, 2014). The two records do not overlap in time: this page runs Jun 30, 2015 to Feb 14, 2019; the other has one filing dated Jul 7, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Duke (NJ) — PartnerFacts page ↗Form D · Jul 7, 2014 ↗VALERITAS INC — PartnerFacts page ↗William Duke (MA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 8 offerings reports sales commissions totalling $200,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 14, 2019 D
Pulmatrix, Inc.
File 021-332820
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2019 D
Pulmatrix, Inc.
File 021-332821
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2019 D
Pulmatrix, Inc.
File 021-332822
$200,000$0$0H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗EDGAR ↗
Dec 18, 2018 D
Pulmatrix, Inc.
File 021-328345
$0$0$0None listed on this filingEDGAR ↗
Jun 30, 2015 D
Pulmatrix, Inc.
File 021-242830
$0$0$0None listed on this filingEDGAR ↗
Jun 30, 2015 D
Pulmatrix, Inc.
File 021-242834
$0$0$0None listed on this filingEDGAR ↗
Jun 30, 2015 D
Pulmatrix, Inc.
File 021-242833
$0$0$0None listed on this filingEDGAR ↗
Jun 30, 2015 D
Pulmatrix, Inc.
File 021-242832
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named William Duke on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

P
Pharmaceuticals · group: Pulmatrix

Pulmatrix, Inc.

Framingham, MA · Jun 30, 2015 → Feb 14, 2019 · 8 filings
  • Feb 14, 2019 · D · $21,565 sold of $21,565 · 1 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer, Treasurer and Secretary) EDGAR ↗
  • Feb 14, 2019 · D · $73,531 sold of $73,531 · 1 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer, Treasurer and Secretary) EDGAR ↗
  • Feb 14, 2019 · D · $2,489,820 sold of $2,489,820 · 7 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer, Treasurer and Secretary) EDGAR ↗
  • Dec 18, 2018 · D · $3,656,250 sold of $3,656,250 · 1 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer, Treasurer and Secretary) EDGAR ↗
  • Jun 30, 2015 · D · $21,383,416 sold of $45,468,112 · 12 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer, Treasurer and Secretary) EDGAR ↗
  • Jun 30, 2015 · D · $935,000 sold of $935,000 · 1 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer, Treasurer and Secretary) EDGAR ↗
  • Jun 30, 2015 · D · $687,500 sold of $687,500 · 3 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer, Treasurer and Secretary) EDGAR ↗
  • Jun 30, 2015 · D · $0 sold of $210,003 · 1 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer, Treasurer and Secretary) EDGAR ↗

Raised $21.4M from 34 investors (100% of the $22K target) as of the latest filing. William is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • William Duke — NJ, 1 issuer, Jul 7, 2014 → Jul 7, 2014 · no shared issuer
  • William Duke, Jr. — CA, 1 issuer, Feb 14, 2023 → Feb 14, 2023 · no shared issuer

People around William 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Terrance McGuire

Director · 8 shared filings (1 issuer) · also on 20 other issuers

Terrance McGuire is on 21 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Gillis

Director · 8 shared filings (1 issuer) · also on 29 other issuers

Steven Gillis is on 30 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Higgins

Director · 8 shared filings (1 issuer) · also on 7 other issuers

Michael Higgins is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Clarke

Executive Officer, Director · 8 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as William Duke. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Amit Munshi

Director · 4 shared filings (1 issuer) · also on 4 other issuers

Amit Munshi is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Rocklage

Director · 4 shared filings (1 issuer) · also on 17 other issuers

Scott Rocklage is on 18 issuers in total — a repeat sponsor. Their page lists every one.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Kurt Graves

Director · 4 shared filings (1 issuer) · also on 6 other issuers

Kurt Graves is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

MATTHEW L. SHERMAN

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as William Duke. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Maki

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as William Duke. Their page shows their other deals.

MI
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Iwicki

Director · 4 shared filings (1 issuer) · also on 5 other issuers

Mark Iwicki is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David Hava

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as William Duke. Their page shows their other deals.

HA
No photo found yet (own website and image search run after this page is viewed)
Person

Hojabr Alimi

Executive Officer, Promoter · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as William Duke. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Sameer Harish

Executive Officer, Promoter · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as William Duke. Their page shows their other deals.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory French

Director, Promoter · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as William Duke. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Conley

Director, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as William Duke. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

James Roach

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as William Duke. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Teofilo Raad

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as William Duke. Their page shows their other deals.

The team behind the deals

P
Sponsor group

Pulmatrix

2 issuers · 20 filings · $2.62M reported sold · 2009–2026

One team, 2 deal companies. William Duke is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name William Duke.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to William Duke by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers William Duke is listed on: none on file. No website or social profile named in Pulmatrix, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #31,425 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Framingham, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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