PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:02 AM ET

Sponsor Check › Person

William Lese

Related person on Form D filings · address states as listed: NY, A1, GA, CO, CA, MA, FL, WA · listed Jul 24, 2009 → Feb 3, 2017

12issuers
40Form D filings
2009–2017years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

3 of 35 offerings report sales commissions totalling $2,798,807; 1 reports finder's fees totalling $900,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Oct 4, 2023 D
File 021-493777
$0$0$0 (est.)None listed on this filing
EDGAR ↗Dec 7, 2021 D
File 021-423976
$0$0$0None listed on this filing
EDGAR ↗Feb 3, 2017 D
File 021-280035
$0$0$0None listed on this filing
EDGAR ↗Aug 31, 2016 D
File 021-269837
$0$0$0None listed on this filing
EDGAR ↗Feb 3, 2016 D
File 021-256659
$0$0$0None listed on this filing
EDGAR ↗Jun 4, 2015 D
File 021-241139
$0$0$0None listed on this filing
EDGAR ↗Mar 2, 2015 D
File 021-234959
$0$0$0None listed on this filing
EDGAR ↗Jan 13, 2015 D
File 021-232010
$0$0$0None listed on this filing
EDGAR ↗Jul 3, 2014 D
File 021-220315
$0$0$0None listed on this filing
EDGAR ↗Apr 16, 2014 D/A
File 021-199505
$0$0$0None listed on this filing
EDGAR ↗Feb 26, 2014 D
File 021-212556
$0$0$0None listed on this filing
EDGAR ↗Nov 22, 2013 D/A
File 021-206867
$120,000$0$0CEA Atlantic Advisors, LLC BrokerCheck CRD 127146 ↗
EDGAR ↗Aug 2, 2013 D
File 021-200683
$0$0$0None listed on this filing
EDGAR ↗Apr 16, 2013 D
File 021-195105
$0$0$0None listed on this filing
EDGAR ↗Feb 27, 2013 D
File 021-192490
$300,000 (est.)$0$0Lazard Freres & Co, LLC BrokerCheck CRD 2528 ↗
EDGAR ↗Dec 21, 2012 D
File 021-188799
$0$0$0None listed on this filing
EDGAR ↗Dec 12, 2012 D
File 021-188243
$0$0$0None listed on this filing
EDGAR ↗Jul 11, 2012 D
File 021-181036
$0$0$0None listed on this filing
EDGAR ↗May 1, 2012 D/A
File 021-159190
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The management company is entitled to a management fee. The performance allocation and management fee are fully discussed in the issuer's confidential offering materials.
OmniCap, LLC BrokerCheck CRD 137353 ↗
EDGAR ↗Jan 5, 2012 D
File 021-171248
$0$900,000 (est.)$0Skylake Incuvest & Co. no CRD number reported
EDGAR ↗Dec 19, 2011 D
File 021-170302
$0$0$0 (est.)None listed on this filing
EDGAR ↗Oct 14, 2011 D
File 021-167304
$0$0$0None listed on this filing
EDGAR ↗Jul 5, 2011 D
File 021-162282
$0$0$0None listed on this filing
EDGAR ↗May 27, 2011 D
File 021-160479
$0$0$0None listed on this filing
EDGAR ↗May 5, 2011 D
File 021-159329
$0$0$0None listed on this filing
EDGAR ↗Apr 27, 2011 D/A
File 021-156192
$0$0$0None listed on this filing
EDGAR ↗Apr 5, 2011 D
File 021-157840
$0$0$0None listed on this filing
EDGAR ↗Dec 30, 2010 D
File 021-152764
$2,378,807$0$0Lazard Freres & Co, LLC BrokerCheck CRD 2528 ↗
EDGAR ↗Sep 10, 2010 D
File 021-147586
$0$0$0None listed on this filing
EDGAR ↗Sep 8, 2010 D/A
File 021-146105
$0$0$0None listed on this filing
EDGAR ↗Jun 1, 2010 D
File 021-142771
$0$0$0
The offering will not result in any payments to persons named in Item 3. Persons named in Item 3, where applicable, will continue to receive their regular salary from the company but will not receive payments as a result of the completion of the offering
None listed on this filing
EDGAR ↗Feb 5, 2010 D
File 021-109413
$0$0$0None listed on this filing
EDGAR ↗Dec 28, 2009 D
File 021-41791
$0$0$0None listed on this filing
EDGAR ↗Aug 19, 2009 D
File 021-79048
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Jul 24, 2009 D
File 021-133053
$0$0$0
The offering will not result in any payments to persons named in Item 3. Persons named in Item 3, where applicable, will continue to receive their regular salary from the company but will not receive payments as a result of the completion of the offering
None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Braemar Carbonfree Holdings LPExecutive Officer
Officer of the general partner of the Issuer
Oct 4, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗BRIGHTVOLT, INCDirectorDec 7, 2021D$29,131,489
similar: $1,100,015–$10,001,163
$19,813,54114
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Ioxus, Inc.DirectorFeb 3, 2017D$10,000,000
similar: $1,000,000–$16,613,798
$6,536,8325
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Ioxus, Inc.DirectorAug 31, 2016D$3,400,000
similar: $1,000,000–$16,613,798
$1,600,0003
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Ioxus, Inc.DirectorFeb 3, 2016D$15,000,000
similar: $1,000,000–$16,613,798
$400,0002
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Ioxus, Inc.DirectorJun 4, 2015D$3,599,644
similar: $1,000,000–$16,613,798
$295,8003
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗BRIGHTVOLT, INCDirectorMar 2, 2015D$6,000,000
similar: $1,100,015–$10,001,163
$6,000,0003
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗BRIGHTVOLT, INCDirectorJan 13, 2015D$500,000
similar: $1,100,015–$10,001,163
$500,0002
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗BRIGHTVOLT, INCDirectorJul 3, 2014D$9,000,000
similar: $1,100,015–$10,001,163
$3,000,0008
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Ioxus, Inc.DirectorApr 16, 2014D/A$21,000,000
similar: $1,000,000–$16,613,798
$21,000,0008
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗General Fusion Inc.DirectorFeb 26, 2014D$2,081,772
similar: $1,100,015–$10,001,163
$2,081,7722
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗BRIGHTVOLT, INCDirectorNov 22, 2013D/A$10,027,362
similar: $1,100,015–$10,001,163
$3,527,3625
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗BRIGHTVOLT, INCDirectorNov 22, 2013D$10,027,362
similar: $1,100,015–$10,001,163
$3,527,3625
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗CoalTek, Inc.DirectorAug 2, 2013D$1,500,000
similar: $1,000,000–$16,613,798
$750,0006
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Ioxus, Inc.DirectorJul 12, 2013D$20,000,000
similar: $1,000,000–$16,613,798
$15,000,0006
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗CoalTek, Inc.DirectorApr 16, 2013D$1,131,458
similar: $1,000,000–$16,613,798
$1,000,0008
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Ciris Energy IncDirectorFeb 27, 2013D$29,999,951
similar: $1,000,000–$16,613,798
$9,999,9611
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗General Fusion Inc.DirectorDec 21, 2012D$4,615,398
similar: $1,000,000–$16,613,798
$1,570,7402
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Stion CorpDirectorDec 12, 2012D$55,004,547
similar: $1,000,000–$16,613,798
$24,999,9945
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗ECOMOTORS INCDirectorJul 11, 2012D$32,500,000
similar: $1,100,015–$10,001,163
$32,500,0003
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Braemar Energy Ventures III, LPExecutive Officer
Officer of the general partner of the general partner of the issuer
May 1, 2012D/A$300,000,000
similar: $155,000–$5,250,000
$279,920,00029
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Stion CorpDirectorJan 5, 2012D$130,563,352
similar: $1,000,000–$16,613,798
$100,238,3499
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Braemar Energy Executive Fund III, LPExecutive Officer
Officer of the general partner of the issuer
Dec 19, 2011DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Stion CorpDirectorOct 14, 2011D$20,000,000
similar: $1,000,000–$16,613,798
$20,000,0006
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗OPX Biotechnologies Inc
group: Opx
DirectorJul 5, 2011D$44,999,999
similar: $1,000,000–$16,613,798
$36,499,9966
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗BRIGHTVOLT, INCDirectorMay 27, 2011D$15,000,000
similar: $1,100,015–$10,001,163
$9,024,54310
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗General Fusion Inc.DirectorMay 5, 2011D$1,641,139
similar: $1,000,000–$16,613,798
$1,641,1392
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Braemar Energy Ventures III, LPExecutive Officer
Officer of the general partner of the general partner of the issuer
May 3, 2011D$300,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ioxus, Inc.DirectorApr 27, 2011D/A$21,000,000
similar: $1,000,000–$16,613,798
$21,000,0004
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗CoalTek, Inc.DirectorApr 5, 2011D$3,000,000
similar: $1,000,000–$16,613,798
$2,000,0008
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Ioxus, Inc.DirectorMar 4, 2011D$18,000,000
similar: $1,000,000–$16,613,798
$12,000,0002
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Ciris Energy IncDirectorDec 30, 2010D$39,731,895
similar: $1,050,000–$13,125,000
$23,893,0655
similar: 3–19
No minimum reported
similar: $11,000–$62,888
EDGAR ↗OPX Biotechnologies Inc
group: Opx
DirectorSep 10, 2010D$50,788
similar: $1,000,000–$16,613,798
$50,7880
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗SOLAZYME INCDirectorSep 8, 2010D/A$59,999,825
similar: $1,000,000–$16,613,798
$59,999,82522
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗SOLAZYME INCDirectorAug 9, 2010DIndefinite
similar: $1,000,000–$16,613,798
$51,549,87317
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗General Fusion Inc.DirectorJun 1, 2010D$1,000,000
similar: $1,000,000–$16,613,798
$1,000,0001
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Ciris Energy IncDirectorFeb 5, 2010D$4,000,000
similar: $1,050,000–$13,125,000
$4,000,0003
similar: 3–19
No minimum reported
similar: $11,000–$62,888
EDGAR ↗BRIGHTVOLT, INCDirectorDec 28, 2009D$13,301,673
similar: $1,100,015–$10,001,163
$13,301,67322
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗CoalTek, Inc.DirectorAug 19, 2009D$5,500,000
similar: $1,000,000–$16,613,798
$250,00010
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗General Fusion Inc.DirectorJul 24, 2009D$13,750,000
similar: $1,000,000–$16,613,798
$9,000,0001
similar: 2–13
No minimum reported
similar: $10,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Technology / 506(b) (17,390 filings); Other Energy / 506(b) (1,000 filings); Oil and Gas / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • William Lese — address state OH, 1 issuer, Jan 13, 2012 → Jun 21, 2016
  • William Lese — address state OR, 1 issuer, Mar 25, 2021 → Mar 25, 2021
  • William D. Lese — address state GA, 1 issuer, Jun 26, 2018 → Jun 26, 2018

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (0 management entities, 40 people)

People and management entities the issuers listed as related persons on the same Form D filings as William Lese. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Frank Egan — 13 shared filings (2 issuers) · role as listed: Director · also listed on 9 other issuers
  • Mark McGough — 8 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Neil S. Suslak — 8 shared filings (4 issuers) · roles as listed: Executive Officer, Director
  • Peter Nieh — 6 shared filings (2 issuers) · role as listed: Director · also listed on 45 other issuers
  • Henry Barber — 6 shared filings (1 issuer) · role as listed: Executive Officer
  • Klaas de Boer — 5 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • David B. Corey — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Jim Norrod — 5 shared filings (1 issuer) · role as listed: Director
  • Vivek Mohindra — 5 shared filings (1 issuer) · role as listed: Director
  • Alex W. Hart — 5 shared filings (1 issuer) · role as listed: Director
  • Donald Runkle — 5 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Michel Laberge — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • James Sims — 4 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Rolf Dekleer — 4 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Joshua Ruch — 4 shared filings (2 issuers) · role as listed: Director · also listed on 5 other issuers
  • Charisse Pacheco — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • Alexander Schlaepfer — 4 shared filings (1 issuer) · role as listed: Director
  • Christopher Poirier — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 3 other issuers
  • Ronnie Sarkar — 4 shared filings (1 issuer) · role as listed: Director
  • Michael Brown — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 3 other issuers
  • Samir Kaul — 3 shared filings (1 issuer) · role as listed: Director · also listed on 53 other issuers
  • James Diller — 3 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Denis J Connor — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Douglas Richardson — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Jay Short — 3 shared filings (1 issuer) · roles as listed: Director, Executive Officer
  • Susan Koch — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • Dennis R. Costello — 3 shared filings (2 issuers) · role as listed: Executive Officer
  • Howard Lee — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 3 other issuers
  • Doug Devine — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Chester Farris — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Ira Ehrenpreis — 3 shared filings (1 issuer) · role as listed: Director
  • Raj Alturu — 3 shared filings (1 issuer) · role as listed: Director
  • Michael Dorsey — 3 shared filings (1 issuer) · role as listed: Director
  • John T. Peters — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • James Norrod — 3 shared filings (1 issuer) · role as listed: Director
  • Tyler Painter — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Jerry Fiddler — 2 shared filings (1 issuer) · role as listed: Director · also listed on 7 other issuers
  • Matthew Neville — 2 shared filings (1 issuer) · role as listed: Director
  • Erik Straser — 2 shared filings (1 issuer) · role as listed: Director · also listed on 7 other issuers
  • Paul Quinlan — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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