PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:20 AM ET

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Howard Lee

Named as an officer, director or promoter on SEC Form D filings · CA · Dec 12, 2012 → Jul 23, 2024

4deals (issuers)
$204.9Mreported sold
149investors
16Form D filings
2012–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Howard Lee is listed as an executive officer and director on 16 SEC Form D filings by 4 issuers between Oct 2011 and Jul 2024: Stion Corp (San Jose, CA — other energy — 2011–2012; $100.2M reported sold to 9 investors), CapsoVision, Inc (Saratoga, CA — biotechnology — 2016–2024; $64.8M reported sold to 114 investors), CryptoComm Partners, L.P. (San Francisco, CA — pooled investment fund — 2015–2016; $26.5M reported sold to 4 investors) and ACM Opportunities Fund, L.P. (San Francisco, CA — pooled investment fund — 2015; $13.3M reported sold to 22 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $204.9M sold in total.

Listed alongside Chen Tsai (9 shared filings), Kang Huai Wang (9 shared filings), M.L. Chen (9 shared filings), Pen-Jung Tseng (9 shared filings), H.L. Hsieh (6 shared filings) and 20 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Howard. Each name links to their own page.

1 of the issuers belongs to the sponsor group Carmenta (22 issuers, $286.5M reported sold, 2011–2020).

What this means A sponsor group is one team that sets up a new company for each deal. Carmenta has 22 companies on file and $286.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 54 bankruptcy cases matching the name listed in Key records below.

What this means 56 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 16 public filings for Howard Lee and found 10 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Skylake Incuvest & Co; 8 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Howard Lee has not run yet — it is joining a line of 51,807 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 dismissed, 1 judgment

Howard Lee v. Jo Anne B Barnhart dismissed
District Court, C.D. California · No. 2:03-cv-01343 · Filed Feb 25, 2003 · Closed Mar 4, 2004 · Nature of suit: 864 S.S.I.D.
Role of Howard Lee: Plaintiff · Outcome: Terminated 2004-03-04 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Howard Lee v. Carl Thornfeldt judgment
District Court, N.D. California · No. 3:89-cv-03015 · Filed Aug 16, 1989 · Closed Sep 5, 1990 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Howard Lee: Plaintiff · Outcome: Terminated 1990-09-05 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Howard Lee..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

54 cases: 53 closed (disposition not in docket feed), 1 open

Howard H. Lee closed
United States Bankruptcy Court, D. New Jersey · No. 24-12432 · Filed Mar 6, 2024 · Closed Jun 13, 2024
Role of Howard H. Lee: Debtor · Outcome: Case closed 2024-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
Howard R Lee open
United States Bankruptcy Court, N.D. Ohio · No. 23-11606 · Filed May 12, 2023
Role of Howard R Lee: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Howard Lee, Jr. closed
United States Bankruptcy Court, N.D. Illinois · No. 19-17834 · Filed Jun 24, 2019 · Closed Oct 11, 2019
Role of Howard Lee, Jr.: Debtor · Outcome: Case closed 2019-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Howard Lee closed
United States Bankruptcy Court, N.D. Ohio · No. 16-15278 · Filed Sep 26, 2016 · Closed Jan 10, 2017
Role of Howard Lee: Debtor · Outcome: Case closed 2017-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Howard G. Lee and Donna B. Lee closed
United States Bankruptcy Court, N.D. Oklahoma · No. 13-11688 · Filed Jul 17, 2013 · Closed Dec 9, 2014
Role of Howard G. Lee and Donna B. Lee: Debtor · Outcome: Case closed 2014-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in OK (not a filing state)
Howard Lee closed
United States Bankruptcy Court, E.D. Texas · No. 12-41597 · Filed Jun 13, 2012 · Closed Jul 28, 2014
Role of Howard Lee: Debtor · Outcome: Case closed 2014-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Howard Lee, Jr. and Crystal C. Lee closed
United States Bankruptcy Court, N.D. Alabama · No. 12-02558 · Filed May 29, 2012 · Closed Sep 13, 2012
Role of Howard Lee, Jr.: Debtor · Outcome: Case closed 2012-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Howard A Lee and Annette F Lee closed
United States Bankruptcy Court, M.D. Florida · No. 2:09-bk-07735 · Filed Apr 21, 2009 · Closed Oct 12, 2009
Role of Howard A Lee and Annette F Lee: Debtor · Outcome: Case closed 2009-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Howard A Lee closed
United States Bankruptcy Court, S.D. Texas · No. 09-32438 · Filed Apr 7, 2009 · Closed Oct 29, 2009
Role of Howard A Lee: Debtor · Outcome: Case closed 2009-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Howard P Lee closed
United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-10283 · Filed Jul 11, 2008 · Closed Nov 10, 2011
Role of Howard P Lee: Debtor · Outcome: Case closed 2011-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Howard A Lee closed
United States Bankruptcy Court, S.D. Texas · No. 08-33640 · Filed Jun 3, 2008 · Closed Aug 20, 2008
Role of Howard A Lee: Debtor · Outcome: Case closed 2008-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Howard Lee and Geraldine Frances Lee closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 08-10590 · Filed Mar 28, 2008 · Closed Sep 8, 2008
Role of Howard Lee and Geraldine Frances Lee: Debtor · Outcome: Case closed 2008-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Howard C. Lee and Jeanine Contryelle Lee closed
United States Bankruptcy Court, E.D. Michigan · No. 08-43888 · Filed Feb 20, 2008 · Closed Sep 9, 2009
Role of Howard C. Lee and Jeanine Contryelle Lee: Debtor · Outcome: Case closed 2009-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
Howard Lee and Jeanette Lee closed
United States Bankruptcy Court, N.D. Alabama · No. 07-01136 · Filed Mar 9, 2007 · Closed Jul 27, 2007
Role of Howard Lee and Jeanette Lee: Debtor · Outcome: Case closed 2007-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Howard Lee closed
United States Bankruptcy Court, N.D. Alabama · No. 06-04815 · Filed Nov 30, 2006 · Closed Jun 21, 2007
Role of Howard Lee: Debtor · Outcome: Case closed 2007-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Howard H Lee closed
United States Bankruptcy Court, C.D. California · No. 2:06-bk-15433 · Filed Oct 25, 2006 · Closed Jan 14, 2020
Role of Howard H Lee: Debtor · Outcome: Case closed 2020-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Howard J Lee closed
United States Bankruptcy Court, C.D. California · No. 2:06-bk-14315 · Filed Sep 7, 2006 · Closed Feb 28, 2007
Role of Howard J Lee: Debtor · Outcome: Case closed 2007-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Howard K. Lee and Beatrice W. Lee closed
United States Bankruptcy Court, N.D. Alabama · No. 06-02854 · Filed Aug 9, 2006 · Closed Dec 26, 2006
Role of Howard K. Lee and Beatrice W. Lee: Debtor · Outcome: Case closed 2006-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Howard Lee closed
United States Bankruptcy Court, N.D. Alabama · No. 06-02415 · Filed Jul 12, 2006 · Closed Nov 16, 2006
Role of Howard Lee: Debtor · Outcome: Case closed 2006-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Howard S. Lee closed
United States Bankruptcy Court, E.D. Texas · No. 05-20376 · Filed Jul 27, 2005 · Closed Dec 4, 2006
Role of Howard S. Lee: Debtor · Outcome: Case closed 2006-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Howard Lee, Jr. and Kimberley K. Lee closed
United States Bankruptcy Court, N.D. Ohio · No. 05-54106 · Filed Jul 5, 2005 · Closed Nov 17, 2005
Role of Howard Lee, Jr.: Debtor · Outcome: Case closed 2005-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Howard Lee closed
United States Bankruptcy Court, N.D. Alabama · No. 04-05715 · Filed Jun 28, 2004 · Closed Nov 9, 2004
Role of Howard Lee: Debtor · Outcome: Case closed 2004-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Howard G Lee closed
United States Bankruptcy Court, M.D. Florida · No. 6:04-bk-05590 · Filed May 13, 2004 · Closed Sep 13, 2004
Role of Howard G Lee: Debtor · Outcome: Case closed 2004-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
HOWARD LEE closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:04-bk-04761 · Filed Apr 16, 2004 · Closed Aug 16, 2004
Role of HOWARD LEE: Debtor · Outcome: Case closed 2004-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in TN (not a filing state)
HOWARD A. LEE closed
United States Bankruptcy Court, D. Nevada · No. 04-11871 · Filed Feb 26, 2004 · Closed Jul 12, 2004
Role of HOWARD A. LEE: Debtor · Outcome: Case closed 2004-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in NV (not a filing state)
Howard S. Lee closed
United States Bankruptcy Court, E.D. Texas · No. 04-20088 · Filed Feb 20, 2004 · Closed Jul 18, 2005
Role of Howard S. Lee: Debtor · Outcome: Case closed 2005-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Howard Lee and Joanna Lee closed
United States Bankruptcy Court, W.D. Oklahoma · No. 03-16830 · Filed Jun 24, 2003 · Closed Jan 14, 2004
Role of Howard Lee and Joanna Lee: Debtor · Outcome: Case closed 2004-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in OK (not a filing state)
Howard Lee closed
United States Bankruptcy Court, N.D. Alabama · No. 03-03872 · Filed Apr 30, 2003 · Closed Feb 5, 2008
Role of Howard Lee: Debtor · Outcome: Case closed 2008-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Howard M. Lee closed
United States Bankruptcy Court, W.D. Texas · No. 02-32017 · Filed Aug 27, 2002 · Closed Jan 31, 2003
Role of Howard M. Lee: Debtor · Outcome: Case closed 2003-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Howard D. Lee and Pamela Maggiore Lee closed
United States Bankruptcy Court, W.D. Louisiana · No. 01-30787 · Filed May 3, 2001 · Closed Mar 25, 2003
Role of Howard D. Lee and Pamela Maggiore Lee: Debtor · Outcome: Case closed 2003-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in LA (not a filing state)
Howard R. Lee closed
United States Bankruptcy Court, W.D. Michigan · No. 00-09117 · Filed Nov 14, 2000 · Closed May 14, 2001
Role of Howard R. Lee: Debtor · Outcome: Case closed 2001-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
Howard E. Lee closed
United States Bankruptcy Court, S.D. New York · No. 00-14608 · Filed Oct 2, 2000 · Closed Jan 26, 2001
Role of Howard E. Lee: Debtor · Outcome: Case closed 2001-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Howard W Lee and Merrilee Lee closed
United States Bankruptcy Court, W.D. Texas · No. 00-61507 · Filed Aug 16, 2000 · Closed Nov 30, 2000
Role of Howard W Lee and Merrilee Lee: Debtor · Outcome: Case closed 2000-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Howard E Lee closed
United States Bankruptcy Court, N.D. Illinois · No. 00-15124 · Filed May 19, 2000 · Closed Aug 24, 2005
Role of Howard E Lee: Debtor · Outcome: Case closed 2005-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
HOWARD LEE and CECILIA LEE closed
United States Bankruptcy Court, D. Nevada · No. 99-19685 · Filed Dec 3, 1999 · Closed Sep 27, 2005
Role of HOWARD LEE and CECILIA LEE: Debtor · Outcome: Case closed 2005-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in NV (not a filing state)
Howard K Lee closed
United States Bankruptcy Court, C.D. California · No. 1:99-bk-13175 · Filed Mar 17, 1999 · Closed Jul 8, 1999
Role of Howard K Lee: Debtor · Outcome: Case closed 1999-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Howard K. Lee closed
United States Bankruptcy Court, D. Massachusetts · No. 98-19674 · Filed Oct 5, 1998 · Closed Jan 12, 1999
Role of Howard K. Lee: Debtor · Outcome: Case closed 1999-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
Howard Lee and Janet Lee closed
United States Bankruptcy Court, E.D. New York · No. 1-98-14221 · Filed Mar 31, 1998 · Closed Jan 11, 2000
Role of Howard Lee and Janet Lee: Debtor · Outcome: Case closed 2000-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Howard D. Lee closed
United States Bankruptcy Court, N.D. Texas · No. 98-41650 · Filed Mar 18, 1998 · Closed Nov 6, 2003
Role of Howard D. Lee: Debtor · Outcome: Case closed 2003-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Howard D. Lee closed
United States Bankruptcy Court, D. Connecticut · No. 97-25322 · Filed Dec 12, 1997 · Closed Dec 16, 2005
Role of Howard D. Lee: Debtor · Outcome: Case closed 2005-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
Howard Lee closed
United States Bankruptcy Court, E.D. Michigan · No. 97-60089 · Filed Nov 25, 1997 · Closed Apr 30, 1998
Role of Howard Lee: Debtor · Outcome: Case closed 1998-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
Howard Lee and Janet Lee closed
United States Bankruptcy Court, E.D. New York · No. 1-97-20951 · Filed Sep 30, 1997 · Closed May 12, 1998
Role of Howard Lee and Janet Lee: Debtor · Outcome: Case closed 1998-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Howard D. Lee closed
United States Bankruptcy Court, D. Connecticut · No. 97-22160 · Filed May 16, 1997 · Closed Oct 3, 1997
Role of Howard D. Lee: Debtor · Outcome: Case closed 1997-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
Howard M. Lee closed
United States Bankruptcy Court, W.D. Texas · No. 97-30703 · Filed Apr 4, 1997 · Closed Aug 29, 2002
Role of Howard M. Lee: Debtor · Outcome: Case closed 2002-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Howard E. Lee closed
United States Bankruptcy Court, D. Massachusetts · No. 96-46357 · Filed Nov 14, 1996 · Closed Feb 27, 1997
Role of Howard E. Lee: Debtor · Outcome: Case closed 1997-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
Howard Lee and Santos Griselda Lee closed
United States Bankruptcy Court, C.D. California · No. 6:96-bk-23245 · Filed Aug 9, 1996 · Closed Nov 7, 1997
Role of Howard Lee and Santos Griselda Lee: Debtor · Outcome: Case closed 1997-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Howard W. Lee closed
United States Bankruptcy Court, W.D. New York · No. 2-95-21061 · Filed May 12, 1995 · Closed Aug 14, 1997
Role of Howard W. Lee: Debtor · Outcome: Case closed 1997-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Howard E Lee closed
United States Bankruptcy Court, N.D. Illinois · No. 94-14461 · Filed Jul 20, 1994 · Closed Dec 13, 1994
Role of Howard E Lee: Debtor · Outcome: Case closed 1994-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Howard Lee and Nancy Lee closed
United States Bankruptcy Court, W.D. Kentucky · No. 94-10377 · Filed May 17, 1994 · Closed Sep 14, 1994
Role of Howard Lee and Nancy Lee: Debtor · Outcome: Case closed 1994-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in KY (not a filing state)
HOWARD R. LEE and SHAROLYN LEE closed
United States Bankruptcy Court, W.D. Oklahoma · No. 93-16236 · Filed Oct 26, 1993 · Closed Jun 27, 1994
Role of HOWARD R. LEE and SHAROLYN LEE: Debtor · Outcome: Case closed 1994-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in OK (not a filing state)
Howard A. Lee and Rise' Marie Lee closed
United States Bankruptcy Court, E.D. Michigan · No. 92-14381 · Filed Nov 20, 1992 · Closed Apr 28, 1993
Role of Howard A. Lee and Rise' Marie Lee: Debtor · Outcome: Case closed 1993-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
HOWARD F. LEE closed
United States Bankruptcy Court, N.D. Alabama · No. 91-82501 · Filed Oct 30, 1991 · Closed Feb 3, 1992
Role of HOWARD F. LEE: Debtor · Outcome: Case closed 1992-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Howard T. Lee closed
United States Bankruptcy Court, D. Massachusetts · No. 90-13068 · Filed Jun 13, 1990 · Closed May 30, 1991
Role of Howard T. Lee: Debtor · Outcome: Case closed 1991-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
Howard Lee closed
United States Bankruptcy Court, N.D. Illinois · No. 85-14338 · Filed Oct 23, 1985 · Closed Jul 31, 1986
Role of Howard Lee: Debtor · Outcome: Case closed 1986-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 100 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Howard Lee — 2 worth asking about (compared 16 filings on Oct 24, 2026)

Note · Aug 2, 1993 – Feb 11, 2002

4 bankruptcy cases name the subject or team members

Bankruptcy case: Heidi B Chung — filed Dec 12, 2001 · Bankruptcy case: Wells Fargo Bank Of Nevada Na v. Nieh — filed Apr 20, 2001 · Bankruptcy case: Heidi B Chung — filed Feb 8, 2001 · Bankruptcy case: Harold Changho Chung and Heidi A. Chung — filed Aug 2, 1993

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Heidi Chung — PartnerFacts page ↗Docket · United States Bankruptcy Court, C.D. California ↗Peter Nieh — PartnerFacts page ↗
Sources
Note · Jul 7, 2016

Howard Lee appears on 1 deal that stopped filing before reaching its target

CryptoComm Partners, L.P. (last filing Jul 7, 2016; $26,500,000 sold of $100,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

CryptoComm Partners, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jan 5, 2012

Paid seller listed without a CRD number: Skylake Incuvest & Co. — Stion Corp

Skylake Incuvest & Co. is listed as receiving sales compensation on 1 filing (Jan 5, 2012) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Jan 5, 2012 ↗BrokerCheck search: Skylake Incuvest & Co. ↗Stion Corp — PartnerFacts page ↗
Sources
Worth asking · Sep 27, 2011 – Jun 17, 2020

8 Form Ds were filed more than 15 days after the first sale

Form D filed 76 days after the first sale — CapsoVision, Inc · Form D filed 299 days after the first sale — CapsoVision, Inc · Form D filed 27 days after the first sale — CapsoVision, Inc · Form D filed 48 days after the first sale — CryptoComm Partners, L.P. · Form D filed 54 days after the first sale — CapsoVision, Inc · and 3 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Oct 31, 2018 ↗CapsoVision, Inc — PartnerFacts page ↗Form D · Oct 31, 2018 ↗Form D · Jun 17, 2020 ↗
Sources
Note · Dec 23, 2011 – Jul 23, 2024

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CapsoVision, Inc (latest filing Jul 23, 2024) · No amendment in the last 12 months on an offering that may still be open — CapsoVision, Inc (latest filing Jun 17, 2020) · No amendment in the last 12 months on an offering that may still be open — CapsoVision, Inc (latest filing Oct 31, 2018) · No amendment in the last 12 months on an offering that may still be open — CapsoVision, Inc (latest filing Oct 31, 2018) · No amendment in the last 12 months on an offering that may still be open — CapsoVision, Inc (latest filing Apr 25, 2016) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 23, 2024 ↗CapsoVision, Inc — PartnerFacts page ↗Form D · Jun 17, 2020 ↗Form D · Oct 31, 2018 ↗
Sources
Note · Nov 26, 2019 – Jul 23, 2024

4 offerings changed their target amount between filings

Offering amount changed between filings — CapsoVision, Inc · Offering amount changed between filings — CapsoVision, Inc · Offering amount changed between filings — CapsoVision, Inc · Offering amount changed between filings — CapsoVision, Inc

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Oct 19, 2023 ↗Form D/A (later) · Jul 23, 2024 ↗CapsoVision, Inc — PartnerFacts page ↗Form D/A (earlier) · Mar 7, 2023 ↗
Sources
Note · Oct 14, 2011 – Dec 12, 2012

Howard Lee is written 2 different ways on the filings

listed as "Howard W.H. Lee" on 2 filings (from Oct 14, 2011), and "Howard Lee" on 14 filings (from Dec 12, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Oct 14, 2011 ↗Form D · Dec 12, 2012 ↗Howard Lee — PartnerFacts page ↗
Sources
Note · Feb 13, 2026

Same name, different state: "Howard Lee" (F4) is a separate record

This page covers filings where the address state is CA. A separate record, "Howard Lee" with address state F4, is listed on 1 filing — most recently by Lucas GC Ltd (Feb 13, 2026). The two records do not overlap in time: this page runs Dec 12, 2012 to Jul 23, 2024; the other has one filing dated Feb 13, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Howard Lee (F4) — PartnerFacts page ↗Form D · Feb 13, 2026 ↗Lucas GC Ltd — PartnerFacts page ↗Howard Lee (CA) — this page ↗
Sources
Note · Nov 19, 2019

Same name, different state: "Howard Haosheng Lee" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "Howard Haosheng Lee" with address state TX, is listed on 1 filing — most recently by Parkwood West LLC (Nov 19, 2019). Both records have filings in the same period (Nov 19, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Howard Haosheng Lee (TX) — PartnerFacts page ↗Form D · Nov 19, 2019 ↗Parkwood West LLC — PartnerFacts page ↗Howard Lee (CA) — this page ↗
Sources
Note · Oct 13, 2009 – May 30, 2019

Same name, different state: "Howard Lee" (WA) is a separate record

This page covers filings where the address state is CA. A separate record, "Howard Lee" with address state WA, is listed on 6 filings — most recently by Sorse Technology Corp (May 30, 2019). Both records have filings in the same period (Dec 12, 2012 to May 30, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Howard Lee (WA) — PartnerFacts page ↗Form D · May 30, 2019 ↗Sorse Technology Corp — PartnerFacts page ↗Howard Lee (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 12 offerings report sales commissions; 1 reports finder's fees totalling $900,000; 3 report proceeds to related persons totalling $1,200,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 23, 2024 D/A
CapsoVision, Inc
File 021-354278
$0$0$0
Proceeds to be used as working capital, including payment of director, officer and employee salaries.
None listed on this filingEDGAR ↗
Jun 17, 2020 D
CapsoVision, Inc
File 021-369152
$0$0$0
Proceeds to be used as working capital, including payment of director, officer and employee salaries.
None listed on this filingEDGAR ↗
Oct 31, 2018 D
CapsoVision, Inc
File 021-324715
$0$0$0
Proceeds to be used as working capital, including payment of director, officer and employee salaries.
None listed on this filingEDGAR ↗
Oct 31, 2018 D
CapsoVision, Inc
File 021-324716
$0$0$0
Proceeds to be used as working capital, including payment of director, officer and employee salaries.
None listed on this filingEDGAR ↗
Jul 7, 2016 D
CryptoComm Partners, L.P.
File 021-266561
$0$0$0None listed on this filingEDGAR ↗
Apr 25, 2016 D
CapsoVision, Inc
File 021-261932
$0$0$0
Proceeds to be used as working capital, including payment of director, officer and employee salaries.
None listed on this filingEDGAR ↗
Mar 26, 2015 D
ACM Opportunities Fund, L.P.
File 021-236706
$0$0$100,000 (est.)None listed on this filingEDGAR ↗
Mar 2, 2015 D
ACM Opportunities Fund, L.P.
File 021-235007
$0$0$100,000 (est.)None listed on this filingEDGAR ↗
Feb 2, 2015 D
CryptoComm Partners, L.P.
File 021-233289
$0$0$1,000,000 (est.)None listed on this filingEDGAR ↗
Dec 12, 2012 D
Stion Corp
File 021-188243
$0$0$0None listed on this filingEDGAR ↗
Jan 5, 2012 D
Stion Corp
File 021-171248
$0$900,000 (est.)$0Skylake Incuvest & Co. no CRD number reportedEDGAR ↗
Oct 14, 2011 D
Stion Corp
File 021-167304
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Howard Lee on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

C
Biotechnology

CapsoVision, Inc

Saratoga, CA · Apr 25, 2016 → Jul 23, 2024 · 9 filings
  • Jul 23, 2024 · D/A · $64,828,822 sold of $64,828,840 · 114 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 19, 2023 · D/A · $54,828,812 sold of $54,828,841 · 105 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 7, 2023 · D/A · $34,698,838 sold of $41,951,355 · 51 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 11, 2021 · D/A · $11,996,358 sold of $20,000,000 · 24 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 17, 2020 · D · $980,000 sold of $5,470,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 26, 2019 · D · $2,900,004 sold of $10,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 31, 2018 · D · $8,000,009 sold of $8,000,100 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 31, 2018 · D · $6,058,958 sold of $10,000,000 · 11 investors · min. $20,002 · role: Director EDGAR ↗
  • Apr 25, 2016 · D · $4,599,999 sold of $15,000,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $64.8M from 114 investors (100% of the $64.8M target) as of the latest filing. Howard is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund

CryptoComm Partners, L.P.

San Francisco, CA · Feb 2, 2015 → Jul 7, 2016 · 2 filings
  • Jul 7, 2016 · D · $22,000,000 sold of $22,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer, Director (of CryptoComm Partners Management LLC, the general partner of the issuer.) EDGAR ↗
  • Feb 2, 2015 · D · $26,500,000 sold of $100,000,000 · 4 investors · min. $1,000,000 · role: Executive Officer, Director (of CryptoComm Partners Management LLC, the general partner of the issuer.) EDGAR ↗

Raised $26.5M from 4 investors (100% of the $22M target) as of the latest filing. Howard is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AO
Pooled Investment Fund · group: Carmenta

ACM Opportunities Fund, L.P.

San Francisco, CA · Mar 2, 2015 → Mar 26, 2015 · 2 filings
  • Mar 26, 2015 · D · $13,350,000 sold of $13,500,000 · 13 investors · min. $250,000 · role: Executive Officer (Of ACM Opportunities Management LLC, the general partner of the issuer.) EDGAR ↗
  • Mar 2, 2015 · D · $5,473,548 sold of $5,705,000 · 21 investors · min. $250,000 · role: Executive Officer (Of ACM Opportunities Management LLC, the general partner of the issuer.) EDGAR ↗

Raised $13.3M from 22 investors (99% of the $13.5M target) as of the latest filing. Howard is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Other Energy

Stion Corp

San Jose, CA · Oct 14, 2011 → Dec 12, 2012 · 3 filings
  • Dec 12, 2012 · D · $24,999,994 sold of $55,004,547 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 5, 2012 · D · $100,238,349 sold of $130,563,352 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 14, 2011 · D · $20,000,000 sold of $20,000,000 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $100.2M from 9 investors (100% of the $55M target) as of the latest filing. Howard is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Howard Lee — WA, 4 issuers, Oct 13, 2009 → May 30, 2019 · no shared issuer
  • Howard Haosheng Lee — TX, 1 issuer, Nov 19, 2019 → Nov 19, 2019 · no shared issuer
  • Howard Lee — China (as filed: F4), 1 issuer, Feb 13, 2026 → Feb 13, 2026 · no shared issuer

People around Howard 25

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AO
Management entity

ACM Opportunities Management LLC

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

CP
Management entity

CryptoComm Partners Management LLC

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

M.L. Chen

Director · 9 shared filings (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kang Huai Wang

Executive Officer, Director · 9 shared filings (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

Pen-Jung Tseng

Director · 9 shared filings (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Chen Tsai

Director · 9 shared filings (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

HH
No photo found yet (own website and image search run after this page is viewed)
Person

H.L. Hsieh

Director · 6 shared filings (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

Weili Dai

Director · 5 shared filings (1 issuer) · also on 4 other issuers

Weili Dai is on 5 issuers in total — a repeat sponsor. Their page lists every one.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Chou

Director · 5 shared filings (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert R. Ackerman, Jr.

Executive Officer, Director · 4 shared filings (2 issuers) · also on 14 other issuers

Robert R. Ackerman, Jr. is on 16 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Samir Kaul

Director · 3 shared filings (1 issuer) · also on 53 other issuers

Samir Kaul is on 54 issuers in total — a repeat sponsor. Their page lists every one.

PN
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Nieh

Director · 3 shared filings (1 issuer) · also on 46 other issuers

Peter Nieh is on 47 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James Diller

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Howard Lee. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

William Lese

Director · 3 shared filings (1 issuer) · also on 11 other issuers

William Lese is on 12 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Devine

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Chester Farris

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Eli Harari

Director · 3 shared filings (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

HC
No photo found yet (own website and image search run after this page is viewed)
Person

Heidi Chung

Director · 3 shared filings (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Duston Williams

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Howard Lee. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kyung Joo Cho

Director · 2 shared filings (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Breen Brendan

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

VD
No photo found yet (own website and image search run after this page is viewed)
Person

Vineet Dharmadikhari

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Marty Finkbeiner

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

WT
No photo found yet (own website and image search run after this page is viewed)
Person

Wen-Hung Tsai

Director · 1 shared filing (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

Patty Kuo

Director · 1 shared filing (1 issuer)

Listed on the same filings as Howard Lee. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Carmenta

22 issuers · 40 filings · $286.5M reported sold · 2011–2020

One team, 22 deal companies. Howard Lee is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Howard Lee.

Same business address

5 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Howard Lee by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Howard Lee is listed on: none on file. No website or social profile named in CryptoComm Partners, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #284,930 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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