WILLIAM COOK is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Apr 2011: DOW CORNING CORP (Midland, MI — manufacturing — 2011; $700M reported sold to 27 investors).
What this means One deal on file with the SEC, filed Apr 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Charles J. Kalil (1 shared filing), GREGG A. ZANK (1 shared filing), Heinz Haller (1 shared filing), J. DONALD SHEETS (1 shared filing), JAMES B. FLAWS (1 shared filing) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around WILLIAM. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for WILLIAM COOK and found 6 differences: Form D filed 22 days after the first sale; Same name, different state: "William Cook" (CA) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.