PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:41 AM ET

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William Baker

Named as an officer, director or promoter on SEC Form D filings · CA · Nov 23, 2009 → Nov 23, 2009

1deal (issuers)
$5Mreported sold
1investors
1Form D filing
2009year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

William Baker is listed as a director on 1 SEC Form D filing by 1 issuer in Nov 2009: JAVO BEVERAGE CO INC (Vista, CA — industry reported as "Other" — 2009; $5M reported sold to 1 investors).

What this means One deal on file with the SEC, filed Nov 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Cody C. Ashwell (1 shared filing), Gary A. Lillian (1 shared filing), Jerry W. Carlton (1 shared filing), Richard B. Specter (1 shared filing), Richard Gartrell (1 shared filing) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 court cases matching the name, 6 SEC releases, 13 bankruptcy cases matching the name listed in Key records below.

What this means 23 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for William Baker and found 7 differences, 2 worth asking the sponsor about: 4 regulator actions name the subject or team members; William Baker is no longer listed on the Nov 23, 2010 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for William Baker has not run yet — it is joining a line of 38,486 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 3 closed (disposition not in docket feed), 1 dismissed

William Lee Grant, II v. William Baker closed
District Court, C.D. California · No. 8:23-cv-00960 · Filed May 31, 2023 · Closed Jul 6, 2023
Role of William Baker: Defendant · Outcome: Terminated 2023-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
William Lee Grant, II v. William Baker closed
District Court, C.D. California · No. 2:23-cv-04232 · Filed May 31, 2023 · Closed Jun 1, 2023 · Nature of suit: 320 Assault Libel & Slander · Cause: 28:1441 Notice of Removal - Libel,Assault,Slander
Role of William Baker: Defendant · Outcome: Terminated 2023-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
William Baker v. Twitter, Inc. closed
District Court, C.D. California · No. 2:22-cv-06525 · Filed Sep 13, 2022 · Closed Mar 5, 2024 · Nature of suit: Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of William Baker: Plaintiff · Outcome: Terminated 2024-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
William L Baker v. Experian Credit Reporting Agency dismissed
District Court, C.D. California · No. 2:12-cv-08490 · Filed Oct 3, 2012 · Closed Aug 5, 2013 · Nature of suit: 480 Consumer credit · Cause: 15:1681 Fair Credit Reporting Act
Role of William L Baker: Plaintiff · Outcome: Terminated 2013-08-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

6 SEC releases

William Glen Baker Administrative proceeding
SEC · Jul 7, 2023 · Parties as named in the release: William Glen Baker Read the release ↗
person name, middle initial differs; common name
William Glen Baker, Michael Bowen, Cannon Operating Company LLC, North Texas Minerals LLC, and Chol Kim (a/k/a Brandon Kim) Litigation release
SEC · Jul 1, 2022 · Parties as named in the release: William Glen Baker, Michael Bowen, Cannon Operating Company LLC, North Texas Minerals LLC, and Chol Kim (a/k/a Brandon Kim) Read the release ↗
person name, middle initial differs; common name
William D. Baker, CPA Administrative proceeding
SEC · May 18, 2006 · Parties as named in the release: William D. Baker, CPA Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is named in the release
Thomas A. Skoulis, Peter M. Frankl, Alan B. Lefkof and William D. Baker Litigation release
SEC · Mar 29, 2006 · Parties as named in the release: Thomas A. Skoulis, Peter M. Frankl, Alan B. Lefkof and William D. Baker Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is named in the release
William M. Baker, et al. Litigation release
SEC · Aug 19, 2005 · Parties as named in the release: William M. Baker, et al. Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is not named
William M. Baker, et al. Litigation release
SEC · Nov 19, 2004 · Parties as named in the release: William M. Baker, et al. Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William Baker..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

13 cases: 13 closed (disposition not in docket feed)

Danyol M Leon and William T Baker closed
United States Bankruptcy Court, N.D. California · No. 11-33637 · Filed Oct 6, 2011 · Closed Jan 11, 2012
Role of Danyol M Leon and William T Baker: Debtor · Outcome: Case closed 2012-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
William Baker closed
United States Bankruptcy Court, N.D. California · No. 11-54869 · Filed May 22, 2011 · Closed Jun 24, 2011
Role of William Baker: Debtor · Outcome: Case closed 2011-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
William J Baker and Patricia L Baker closed
United States Bankruptcy Court, C.D. California · No. 9:10-bk-14651 · Filed Sep 9, 2010 · Closed Jan 20, 2011
Role of William J Baker and Patricia L Baker: Debtor · Outcome: Case closed 2011-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
William S. Baker and Barbara J. Baker closed
United States Bankruptcy Court, E.D. California · No. 10-19336 · Filed Aug 17, 2010 · Closed Jan 24, 2011
Role of William S. Baker and Barbara J. Baker: Debtor · Outcome: Case closed 2011-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
William Baker closed
United States Bankruptcy Court, N.D. California · No. 10-53512 · Filed Apr 5, 2010 · Closed May 20, 2010
Role of William Baker: Debtor · Outcome: Case closed 2010-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
William Baker and Janie Baker closed
United States Bankruptcy Court, S.D. California · No. 10-02182 · Filed Feb 12, 2010 · Closed May 20, 2010
Role of William Baker and Janie Baker: Debtor · Outcome: Case closed 2010-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
William B Baker, Jr. and Tiffany A Bowen closed
United States Bankruptcy Court, S.D. California · No. 09-15765 · Filed Oct 16, 2009 · Closed Jan 22, 2010
Role of William B Baker, Jr.: Debtor · Outcome: Case closed 2010-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
William D. Baker closed
United States Bankruptcy Court, E.D. California · No. 09-38920 · Filed Sep 2, 2009 · Closed Dec 18, 2009
Role of William D. Baker: Debtor · Outcome: Case closed 2009-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
William Baker and Barbara Baker closed
United States Bankruptcy Court, E.D. California · No. 09-15753 · Filed Jun 19, 2009 · Closed Mar 8, 2010
Role of William Baker and Barbara Baker: Debtor · Outcome: Case closed 2010-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
William L. Baker closed
United States Bankruptcy Court, E.D. California · No. 04-27494 · Filed Jul 21, 2004 · Closed Nov 19, 2004
Role of William L. Baker: Debtor · Outcome: Case closed 2004-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
William E. Baker closed
United States Bankruptcy Court, N.D. California · No. 04-10536 · Filed Mar 4, 2004 · Closed Jun 14, 2004
Role of William E. Baker: Debtor · Outcome: Case closed 2004-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
William H Baker closed
United States Bankruptcy Court, C.D. California · No. 8:04-bk-10177 · Filed Jan 13, 2004 · Closed Apr 30, 2004
Role of William H Baker: Debtor · Outcome: Case closed 2004-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
William Baker and Gwendolyn Baker closed
United States Bankruptcy Court, E.D. California · No. 03-15089 · Filed May 30, 2003 · Closed Sep 12, 2003
Role of William Baker and Gwendolyn Baker: Debtor · Outcome: Case closed 2003-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1024 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for William Baker — 2 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Mar 29, 2006 – Jul 7, 2023

4 regulator actions name the subject or team members

Regulator action: William Glen Baker (Jul 7, 2023) · Regulator action: William Glen Baker, Michael Bowen, Cannon Operating Company LLC, North Texas Minerals LLC, and Chol Kim (a/k/a Brandon Kim) (Jul 1, 2022) · Regulator action: William D. Baker, CPA (May 18, 2006) · Regulator action: Thomas A. Skoulis, Peter M. Frankl, Alan B. Lefkof and William D. Baker (Mar 29, 2006)

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

William Glen Baker ↗William Glen Baker, Michael Bowen, Cannon Operating Company LLC, North Texas Minerals LLC, and Chol Kim (a/k/a Brandon Kim) ↗William D. Baker, CPA ↗Thomas A. Skoulis, Peter M. Frankl, Alan B. Lefkof and William D. Baker ↗
Sources
Worth asking · Nov 23, 2009 – Nov 23, 2010

William Baker is no longer listed on the Nov 23, 2010 amendment — JAVO BEVERAGE CO INC

William Baker appears on the Nov 23, 2009 Form D (director) but not on the Nov 23, 2010 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Nov 23, 2009 ↗Form D/A · Nov 23, 2010 ↗William Baker — PartnerFacts page ↗JAVO BEVERAGE CO INC — PartnerFacts page ↗
Sources
Note · Dec 16, 2025

Same name, different state: "William Boomer George Baker" (DE) is a separate record

This page covers filings where the address state is CA. A separate record, "William Boomer George Baker" with address state DE, is listed on 1 filing — most recently by Loanify Capital United States Feeder Fund II, LP (Dec 16, 2025). The two records do not overlap in time: this page has one filing dated Nov 23, 2009; the other has one filing dated Dec 16, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Boomer George Baker (DE) — PartnerFacts page ↗Form D · Dec 16, 2025 ↗Loanify Capital United States Feeder Fund II, LP — PartnerFacts page ↗William Baker (CA) — this page ↗
Sources
Note · Nov 17, 2020 – Jun 14, 2024

Same name, different state: "William Baker" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "William Baker" with address state NY, is listed on 8 filings — most recently by FVP OPPORTUNITY FUND IV, LP (Jun 14, 2024). The two records do not overlap in time: this page has one filing dated Nov 23, 2009; the other runs Nov 17, 2020 to Jun 14, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Baker (NY) — PartnerFacts page ↗Form D/A · Jun 14, 2024 ↗FVP OPPORTUNITY FUND IV, LP — PartnerFacts page ↗William Baker (CA) — this page ↗
Sources
Note · Mar 25, 2011 – Jun 29, 2022

Same name, different state: "William Craig Baker" (TN) is a separate record

This page covers filings where the address state is CA. A separate record, "William Craig Baker" with address state TN, is listed on 5 filings — most recently by River VIII, L.P. (Jun 29, 2022). The two records do not overlap in time: this page has one filing dated Nov 23, 2009; the other runs Mar 25, 2011 to Jun 29, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Craig Baker (TN) — PartnerFacts page ↗Form D · Jun 29, 2022 ↗River VIII, L.P. — PartnerFacts page ↗William Baker (CA) — this page ↗
Sources
Note · Aug 29, 2013 – Mar 2, 2022

Same name, different state: "William C Baker" (MD) is a separate record

This page covers filings where the address state is CA. A separate record, "William C Baker" with address state MD, is listed on 11 filings — most recently by Brown Advisory Group Holdings LLC (Mar 2, 2022). The two records do not overlap in time: this page has one filing dated Nov 23, 2009; the other runs Aug 29, 2013 to Mar 2, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William C Baker (MD) — PartnerFacts page ↗Form D/A · Mar 2, 2022 ↗Brown Advisory Group Holdings LLC — PartnerFacts page ↗William Baker (CA) — this page ↗
Sources
Note · Oct 25, 2012

Same name, different state: "William Kirk Baker" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "William Kirk Baker" with address state TX, is listed on 1 filing — most recently by ELECTRIC INFRASTRUCTURE ALLIANCE OF AMERICA, L.L.C. (Oct 25, 2012). The two records do not overlap in time: this page has one filing dated Nov 23, 2009; the other has one filing dated Oct 25, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

William Kirk Baker (TX) — PartnerFacts page ↗Form D · Oct 25, 2012 ↗ELECTRIC INFRASTRUCTURE ALLIANCE OF AMERICA, L.L.C. — PartnerFacts page ↗William Baker (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 23, 2009 D
JAVO BEVERAGE CO INC
File 021-43620
$0$0$0
The Issuer will use the proceeds from the sale of the securities, net of transaction expenses, for general corporate purposes.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named William Baker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

JB
Other

JAVO BEVERAGE CO INC

Vista, CA · Nov 23, 2009
  • Nov 23, 2009 · D · $4,100,000 sold of $7,600,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5M from 1 investor (66% of the $7.6M target) as of the latest filing. William is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (12)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • William Baker — NY, 5 issuers, Nov 17, 2020 → Jun 14, 2024 · no shared issuer
  • William Craig Baker — TN, 4 issuers, Mar 25, 2011 → Jun 29, 2022 · no shared issuer
  • William C Baker — MD, 3 issuers, Aug 29, 2013 → Mar 2, 2022 · no shared issuer
  • William Boomer George Baker — DE, 1 issuer, Dec 16, 2025 → Dec 16, 2025 · no shared issuer
  • William Kirk Baker — TX, 1 issuer, Oct 25, 2012 → Oct 25, 2012 · no shared issuer
  • William True Baker — KY, 1 issuer, Jun 16, 2016 → Dec 19, 2016 · no shared issuer
  • William Baker — ID, 1 issuer, Jul 9, 2018 → Jul 9, 2018 · no shared issuer
  • William Baker — IL, 1 issuer, Jun 16, 2026 → Jun 16, 2026 · no shared issuer
  • William F. Baker — NY, 1 issuer, Nov 9, 2009 → Nov 9, 2009 · no shared issuer
  • William W Baker — MD, 1 issuer, Oct 1, 2009 → Sep 11, 2015 · no shared issuer
  • William G. Baker — TX, 1 issuer, Jun 27, 2016 → Jun 27, 2016 · no shared issuer
  • William E Baker — TX, 1 issuer, Jun 12, 2026 → Jun 12, 2026 · no shared issuer

People around William 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry W. Carlton

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Jerry W. Carlton is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald S. Beard

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as William Baker. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Gartrell

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as William Baker. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard B. Specter

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Baker. Their page shows their other deals.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Cody C. Ashwell

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as William Baker. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Scott P. Dickey

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Baker. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stanley A. Solomon

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Baker. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Terry C. Hackett

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Baker. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Gary A. Lillian

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as William Baker. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William E. Marshall

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as William Baker. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to William Baker by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers William Baker is listed on: none on file. No website or social profile named in JAVO BEVERAGE CO INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #356,801 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vista, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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