PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:21 AM ET

Sponsor Check › Person

WB
No photo found yet (own website and image search run after this page is viewed)

William Brown

Named as an officer, director or promoter on SEC Form D filings · NY · Jan 5, 2010 → Mar 11, 2016

5deals (issuers)
$1.41Breported sold
302investors
7Form D filings
2010–2016years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

William Brown is listed as a director on 7 SEC Form D filings by 5 issuers between Jan 2010 and Mar 2016: BHR Master Fund, Ltd. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015–2016; $883M reported sold to 207 investors), BHR OC Offshore Fund, Ltd. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015; $273.3M reported sold to 25 investors), BHR Offshore Fund, Ltd. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015–2016; $252M reported sold to 63 investors), BHR OC Master Fund, Ltd. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015; $5.25M reported sold to 2 investors) and ALLIED UROLOGICAL SERVICES LLC (New York, NY — other health care — 2010; $118K reported sold to 5 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as director, over about 6 years. Across those companies the filings report $1.41B sold in total.

Listed alongside BHR Capital LLC (6 shared filings, management entity), Antoine Bastian (4 shared filings), Glenn Sloat (4 shared filings), Joshua Barlow (2 shared filings), Michael Levin (2 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.

4 of the issuers belong to the sponsor group Bhr (4 issuers, $1.41B reported sold, 2011–2016).

What this means A sponsor group is one team that sets up a new company for each deal. Bhr has 4 companies on file and $1.41B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 9 state regulator orders, 9 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for William Brown and found 9 differences, 1 worth asking the sponsor about: Regulator action: Syndicated Food Service International, Inc., Nick Pirgousis, Frank Dolney, William Brown, Gary Todd, Mario Casias, Delta Asset Management Company, LLC, William Keeler, William Scott, Iain H.T. Brown, Iain Brown, Fidra Holdings Ltd., Jeffrey Richardson, Peter Moulinos, Michelle Kramish Kain, Joseph Ferragamo, Adam Klein, Christopher Quintana, and Thomas Tanis (Mar 29, 2004); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for William Brown has not run yet — it is joining a line of 31,201 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 9 state regulator orders

Criminal or court action reported by the Securities Division (see the entry text) NC · North Carolina Department of the Secretary of State, Securities Division
Order date May 29, 2015 · Regulator: North Carolina Department of the Secretary of State, Securities Division · Parties (regulator's caption): Toby Hunter; James Tyson, Jr.; Carrie Tyson; Victoria Hunt; Vonetta Tyson Barnes; Steven Jones; William Brown; Benjamin Clarke; Frank DeSimone; Lorie Dooley; James E. Fink; Ralph Johnson; Denetria Myles; Matthew Newland; Nazeere Saddig
As listed by the regulator: On May 29, 2015 , a significant development occurred in OPERATION WAX HOUSE . “Operation Wax House” is a $75 million racketeering (RICO) conspiracy involving securities and mortgage fraud that targeted communities in the Mecklenburg and Union Counties in North Carolina. The Enterprise engaged in an extensive pattern of racketeering activities, consisting of investment fraud, mortgage fraud, bank fraud, money laundering, and distribution of illegal drugs. Ninety (90) defendants were charged and have either pleaded guilty or have been convicted following a trial. One remaining defendant is international fugitives. 'Operation Wax House' is being handled jointly by the Charlotte Division of the FBI, the Criminal Division of the IRS and the Securities Division of the North Carolina Secretary of State. In addition to the four entries below, see the entries at September 3, 2015 , February 18, 2015 , January 27, 2015 , September 23, 2014 , October 23, 2013 and July 10, 2013 , respectively. On Order / docket ↗ Regulator's list ↗
same full name in the order; 25 people with this name in Form D filings; regulator in NC (not a filing state)
Criminal or court action reported by the Securities Division (see the entry text) NC · North Carolina Department of the Secretary of State, Securities Division
Order date Feb 18, 2015 · Regulator: North Carolina Department of the Secretary of State, Securities Division · Parties (regulator's caption): Denetria Myles; Frank DeSimone; William Brown; Sean Williams
As listed by the regulator: On February 18, 2015 , Denetria Myles , of Charlotte, NC, Frank DeSimone , of Charlotte, NC, and William Brown , of Matthews, NC, were sentenced by U.S. District Court Judge Graham C. Mullen on federal racketeering charges for their roles in the mortgage and investment fraud schemes codenamed “ Operation Wax House ” One additional defendant, Sean Williams , was sentenced on February 3, 2015 for his role in the scheme. Myles was sentenced to 51 months in prison followed by three years of supervised release. DeSimone was sentenced to 51 months in prison, followed by two years of supervised release. Brown was sentenced to 48 months in prison followed by one year of supervised release. Williams was sentenced to 30 months in prison followed by two years of supervised release. For additional information, see the entries at September 3, 2015 , May 29, 2015 , January 27, 2015 , September 23, 2014 , June 26, 2014 , October 23, 2013 , July 10, 2013 , and April 24, 2013 , respectively. Order / docket ↗ Regulator's list ↗
same full name in the order; 25 people with this name in Form D filings; regulator in NC (not a filing state)
Criminal or court action reported by the Securities Division (see the entry text) NC · North Carolina Department of the Secretary of State, Securities Division
Order date Apr 24, 2013 · Regulator: North Carolina Department of the Secretary of State, Securities Division · Parties (regulator's caption): William Brown; Benjamin Clarke; Frank DeSimone; Lorie Dooley; James E. Fink; Ralph Johnson; Denetria Myles; Matthew Newland; Nazeere Saddig
As listed by the regulator: On April 24, 2013 , a federal superseding indictment unsealed in U.S. District Court charged nine additional defendants in Charlotte and elsewhere with racketeering, investment fraud, mortgage fraud, bank bribery and money laundering ( press release ). This latest round of criminal charges resulting from ' Operation Wax House ', a mortgage fraud investigation which began in the Western District of North Carolina in 2007, brings the total number of defendants charged to date to 92, of which 66 have pleaded guilty. According to allegations contained in the unsealed indictment, the Enterprise, which operated from about 2005 through 2012, engaged in an extensive pattern of racketeering activities, consisting of investment fraud, mortgage fraud, bank fraud, money laundering and distribution of illegal drugs. Members of the Enterprise also bribed bank officials. In the investment fraud portion of the racketeering activities, the co-conspirators targeted professional athletes and doctors as w Order / docket ↗ Regulator's list ↗
same full name in the order; 25 people with this name in Form D filings; regulator in NC (not a filing state)
Orders MS · Mississippi Secretary of State, Securities Division
Order date Aug 10, 2006 · Regulator: Mississippi Secretary of State, Securities Division · S-05-0513 · Parties (regulator's caption): Positive News Increase, Inc.; Anthony Darrell Harris; William Brown and William Eli Brown III
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 25 people with this name in Form D filings; regulator in MS (not a filing state)
Orders MS · Mississippi Secretary of State, Securities Division
Order date Mar 14, 2006 · Regulator: Mississippi Secretary of State, Securities Division · S-05-0513 · Parties (regulator's caption): Positive News Increase, Inc. ; Anthonly Darrell Harris; William Brown and William Eli Brown III
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 25 people with this name in Form D filings; regulator in MS (not a filing state)
Syndicated Food Service International, Inc., Nick Pirgousis, Frank Dolney, William Brown, Gary Todd, Mario Casias, Delta Asset Management Company, LLC, William Keeler, William Scott, Iain H.T. Brown, Iain Brown, Fidra Holdings Ltd., Jeffrey Richardson, Peter Moulinos, Michelle Kramish Kain, Joseph Ferragamo, Adam Klein, Christopher Quintana, and Thomas Tanis Litigation release
SEC · Mar 29, 2004 · Parties as named in the release: Syndicated Food Service International, Inc., Nick Pirgousis, Frank Dolney, William Brown, Gary Todd, Mario Casias, Delta Asset Management Company, LLC, William Keeler, William Scott, Iain H.T. Brown, Iain Brown, Fidra Holdings Ltd., Jeffrey Richardson, Peter Moulinos, Michelle Kramish Kain, Joseph Ferragamo, Adam Klein, Christopher Quintana, and Thomas Tanis Read the release ↗
same full name in the release title; 25 people with this name in Form D filings; the person's filing state is named in the release
Order (type not printed in the list entry; see the order) AL · Alabama Securities Commission
Order date Aug 29, 2003 · Regulator: Alabama Securities Commission · CD-2003-0022 Addendum · Parties (regulator's caption): Positive News Increase, INC.; Anthony Darrell Harris; William Brown; Judith Brown; Will Thomas Brown
As listed by the regulator: 11/09/2006 – All Respondents – Final Order Due to no Response Order / docket ↗ Regulator's list ↗
same full name in the order; 25 people with this name in Form D filings; regulator in AL (not a filing state)
Consent Order WI · Wisconsin Department of Financial Institutions, Division of Securities
Order date Aug 1, 2002 · Regulator: Wisconsin Department of Financial Institutions, Division of Securities · S-00180 (LX) · Parties (regulator's caption): Russo Securities, Inc.; William G. Brown; Joseph DePergola
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 25 people with this name in Form D filings; regulator in WI (not a filing state)
Temporary Cease and Desist Order MT · Montana Commissioner of Securities and Insurance, Office of the Montana State Auditor (CSI)
Order date Feb 23, 2001 · Regulator: Montana Commissioner of Securities and Insurance, Office of the Montana State Auditor (CSI) · 12-20-00-070-I · Parties (regulator's caption): Russo Securities, Richard Anthony Russo, Ferdinand Russo and William G. Brown
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 25 people with this name in Form D filings; regulator in MT (not a filing state)
Notice of Proposed Agency Action and Opportunity for Hearing MT · Montana Commissioner of Securities and Insurance, Office of the Montana State Auditor (CSI)
Order date Feb 22, 2001 · Regulator: Montana Commissioner of Securities and Insurance, Office of the Montana State Auditor (CSI) · 12-20-00-070-I · Parties (regulator's caption): Russo Securities, Richard Anthony Russo, Ferdinand Russo and William G. Brown
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 25 people with this name in Form D filings; regulator in MT (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William Brown..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

William C. Brown closed
United States Bankruptcy Court, N.D. New York · No. 24-30668 · Filed Aug 2, 2024 · Closed Dec 10, 2024
Role of William C. Brown: Debtor · Outcome: Case closed 2024-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3383 federal dockets); 25 people with this name in Form D filings; court in the person's filing state (NY)
William Brown closed
United States Bankruptcy Court, E.D. New York · No. 1-22-42088 · Filed Sep 1, 2022 · Closed Sep 29, 2022
Role of William Brown: Debtor · Outcome: Case closed 2022-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3383 federal dockets); 25 people with this name in Form D filings; court in the person's filing state (NY)
William Brown closed
United States Bankruptcy Court, E.D. New York · No. 8-22-72249 · Filed Aug 30, 2022 · Closed Dec 8, 2022
Role of William Brown: Debtor · Outcome: Case closed 2022-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3383 federal dockets); 25 people with this name in Form D filings; court in the person's filing state (NY)
William F. Brown closed
United States Bankruptcy Court, N.D. New York · No. 21-10986 · Filed Oct 18, 2021 · Closed Feb 15, 2022
Role of William F. Brown: Debtor · Outcome: Case closed 2022-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3383 federal dockets); 25 people with this name in Form D filings; court in the person's filing state (NY)
William J. Brown, II and Jennifer E. Brown closed
United States Bankruptcy Court, N.D. New York · No. 19-60619 · Filed Apr 29, 2019 · Closed Sep 10, 2019
Role of William J. Brown, II: Debtor · Outcome: Case closed 2019-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3383 federal dockets); 25 people with this name in Form D filings; court in the person's filing state (NY)
Brandy J Brown and William M Brown closed
United States Bankruptcy Court, W.D. New York · No. 1-18-11135 · Filed Jun 12, 2018 · Closed Oct 22, 2018
Role of William M Brown: Debtor · Outcome: Case closed 2018-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3383 federal dockets); 25 people with this name in Form D filings; court in the person's filing state (NY)
William C Brown and Carissa L Brown closed
United States Bankruptcy Court, N.D. New York · No. 16-31022 · Filed Jul 19, 2016 · Closed Aug 16, 2017
Role of William C Brown and Carissa L Brown: Debtor · Outcome: Case closed 2017-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3383 federal dockets); 25 people with this name in Form D filings; court in the person's filing state (NY)
William T. Brown and Unique Works closed
United States Bankruptcy Court, N.D. New York · No. 16-30135 · Filed Feb 8, 2016 · Closed Jun 7, 2016
Role of William T. Brown and Unique Works: Debtor · Outcome: Case closed 2016-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3383 federal dockets); 25 people with this name in Form D filings; court in the person's filing state (NY)
William L. Brown, Jr. closed
United States Bankruptcy Court, W.D. New York · No. 2-15-20019 · Filed Jan 10, 2015 · Closed Apr 5, 2016
Role of William L. Brown, Jr.: Debtor · Outcome: Case closed 2016-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3383 federal dockets); 25 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for William Brown — 1 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · Mar 29, 2004

Regulator action: Syndicated Food Service International, Inc., Nick Pirgousis, Frank Dolney, William Brown, Gary Todd, Mario Casias, Delta Asset Management Company, LLC, William Keeler, William Scott, Iain H.T. Brown, Iain Brown, Fidra Holdings Ltd., Jeffrey Richardson, Peter Moulinos, Michelle Kramish Kain, Joseph Ferragamo, Adam Klein, Christopher Quintana, and Thomas Tanis (Mar 29, 2004)

An SEC litigation release dated Mar 29, 2004 names William Brown. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Note · Jan 1, 2010 – Mar 11, 2016

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — BHR Offshore Fund, Ltd. (latest filing Mar 11, 2016) · No amendment in the last 12 months on an offering that may still be open — BHR Master Fund, Ltd. (latest filing Mar 11, 2016) · No amendment in the last 12 months on an offering that may still be open — BHR OC Offshore Fund, Ltd. (latest filing Mar 11, 2015) · No amendment in the last 12 months on an offering that may still be open — BHR OC Master Fund, Ltd. (latest filing Mar 11, 2015) · No amendment in the last 12 months on an offering that may still be open — ALLIED UROLOGICAL SERVICES LLC (latest filing Jan 5, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Jul 6, 2009 – Jan 21, 2026

Same name, different state: "William Melvin Brown, MD" (SC) is a separate record

This page covers filings where the address state is NY. A separate record, "William Melvin Brown, MD" with address state SC, is listed on 7 filings — most recently by FIRST CAPITAL BANCSHARES INC /SC/ (Jan 21, 2026). Both records have filings in the same period (Jan 5, 2010 to Mar 11, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 8, 2010 – Apr 12, 2021

Same name, different state: "William T Brown" (MN) is a separate record

This page covers filings where the address state is NY. A separate record, "William T Brown" with address state MN, is listed on 15 filings — most recently by Whitecliff-FleetMX IV LP (Apr 12, 2021). Both records have filings in the same period (Jun 8, 2010 to Mar 11, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 2, 2010 – Sep 13, 2012

Same name, different state: "WILLIAM RICHARD BROWN" (D5 or A1) is a separate record

This page covers filings where the address state is NY. A separate record, "WILLIAM RICHARD BROWN" with address state D5 or A1, is listed on 4 filings — most recently by AMARILLO GOLD CORP. (Dec 20, 2016). Both records have filings in the same period (Aug 2, 2010 to Sep 13, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 31, 2009 – Sep 15, 2010

Same name, different state: "William Brown" (WA) is a separate record

This page covers filings where the address state is NY. A separate record, "William Brown" with address state WA, is listed on 3 filings — most recently by LUCENT INSURANCE LTD (Sep 15, 2010). Both records have filings in the same period (Jan 5, 2010 to Sep 15, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 13, 2010

Same name, different state: "William Brown" (PA) is a separate record

This page covers filings where the address state is NY. A separate record, "William Brown" with address state PA, is listed on 1 filing — most recently by Sanovia Corp (May 13, 2010). Both records have filings in the same period (May 13, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 12, 2013 – Mar 11, 2014

Address moved from Nassau, Bahamas (as filed: C5) to New York, NY — BHR Offshore Fund, Ltd.

The people listed on the Mar 12, 2013 filing give Nassau, Bahamas (as filed: C5); on the Mar 11, 2014 filing they give New York, NY. The address now on file (Elian Fiduciary Services (Cayman)limited, 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 298 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
Note · Mar 12, 2013 – Mar 11, 2014

Address moved from Nassau, Bahamas (as filed: C5) to New York, NY — BHR Master Fund, Ltd.

The people listed on the Mar 12, 2013 filing give Nassau, Bahamas (as filed: C5); on the Mar 11, 2014 filing they give New York, NY. The address now on file (Elian Fiduciary Services (Cayman) Ltd, 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 298 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 11, 2016 D/A
BHR Master Fund, Ltd.
File 021-156596
$0$0$0 (est.)
The Investment Manager or an affiliate receives management fees calculated as a percentage of net assets and a special allocation of a percentage of annual net profits.
Jefferies & Co., Inc. BrokerCheck CRD 2347 ↗
via Jefferies & Co., Inc. (CRD 2347 ↗)
EDGAR ↗
Mar 11, 2016 D/A
BHR Offshore Fund, Ltd.
File 021-156597
$0$0$0 (est.)
The Investment Manager or an affiliate receives management fees calculated as a percentage of net assets and a special allocation of a percentage of annual net profits.
Jefferies & Co., Inc. BrokerCheck CRD 2347 ↗
via Jefferies & Co., Inc. (CRD 2347 ↗)
EDGAR ↗
Mar 11, 2015 D/A
BHR OC Master Fund, Ltd.
File 021-156599
$0$0$0 (est.)
The Investment Manager or an affiliate receives management fees calculated as a percentage of net assets and a special allocation of a percentage of annual net profits.
None listed on this filingEDGAR ↗
Mar 11, 2015 D/A
BHR OC Offshore Fund, Ltd.
File 021-156600
$0$0$0 (est.)
The Investment Manager or an affiliate receives management fees calculated as a percentage of net assets and a special allocation of a percentage of annual net profits.
None listed on this filingEDGAR ↗
Jan 5, 2010 D
ALLIED UROLOGICAL SERVICES LLC
File 021-52182
$0$0$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named William Brown on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Bhr

BHR Offshore Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 11, 2015 → Mar 11, 2016 · 2 filings
  • Mar 11, 2016 · D/A · $252,001,014 sold of Indefinite · 63 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 11, 2015 · D/A · $245,768,883 sold of Indefinite · 58 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $252M from 63 investors as of the latest filing. William is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Bhr

BHR Master Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 11, 2015 → Mar 11, 2016 · 2 filings
  • Mar 11, 2016 · D/A · $882,979,760 sold of Indefinite · 207 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 11, 2015 · D/A · $871,329,760 sold of Indefinite · 197 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $883M from 207 investors as of the latest filing. William is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Bhr

BHR OC Offshore Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 11, 2015
  • Mar 11, 2015 · D/A · $273,285,804 sold of Indefinite · 23 investors · min. $2,000,000 · role: Director EDGAR ↗

Raised $273.3M from 25 investors as of the latest filing. William is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Bhr

BHR OC Master Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 11, 2015
  • Mar 11, 2015 · D/A · $5,251,000 sold of Indefinite · 2 investors · min. $2,000,000 · role: Director EDGAR ↗

Raised $5.25M from 2 investors as of the latest filing. William is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

ALLIED UROLOGICAL SERVICES LLC

New York, NY · Jan 5, 2010
  • Jan 5, 2010 · D · $118,125 sold of Indefinite · 5 investors · min. $23,625 · role: Director EDGAR ↗

Raised $118K from 5 investors as of the latest filing. William is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • William Brown — CA, AL, 10 issuers, May 11, 2015 → Apr 19, 2021 · no shared issuer
  • William T Brown — MN, 8 issuers, Jun 8, 2010 → Apr 12, 2021 · no shared issuer
  • William R. Brown — TX, CT, 6 issuers, Mar 26, 2020 → Aug 14, 2025 · no shared issuer
  • William Brown — MN, 3 issuers, Jun 17, 2010 → Oct 22, 2015 · no shared issuer
  • William Melvin Brown, MD — SC, 2 issuers, Jul 6, 2009 → Jan 21, 2026 · no shared issuer
  • William Brown — NC, 2 issuers, Jun 15, 2017 → Sep 14, 2023 · no shared issuer
  • William Brown — WA, 1 issuer, Aug 31, 2009 → Sep 15, 2010 · no shared issuer
  • William Brown — PA, 1 issuer, May 13, 2010 → May 13, 2010 · no shared issuer
  • WILLIAM RICHARD BROWN — Brazil (as filed: D5), British Columbia, Canada (as filed: A1), 1 issuer, Aug 2, 2010 → Sep 13, 2012 · no shared issuer
  • William C. Brown — MA, 1 issuer, Dec 22, 2011 → Dec 22, 2011 · no shared issuer
  • William C Brown — GA, 1 issuer, May 30, 2012 → May 30, 2012 · no shared issuer
  • William Brown — TN, 1 issuer, Jul 29, 2019 → Aug 8, 2019 · no shared issuer
  • William B Brown — OH, 1 issuer, May 14, 2014 → May 4, 2018 · no shared issuer
  • William Brown — NH, 1 issuer, May 27, 2021 → May 27, 2021 · no shared issuer
  • William S. Brown — NJ, 1 issuer, Jan 13, 2022 → Jan 13, 2022 · no shared issuer
  • William Gilbert Brown — KY, 1 issuer, Aug 23, 2022 → Aug 23, 2022 · no shared issuer
  • William Brown — VA, 1 issuer, Oct 21, 2022 → Oct 21, 2022 · no shared issuer
  • William Chad Brown — UT, 1 issuer, Sep 10, 2025 → Sep 10, 2025 · no shared issuer
  • William Spencer Brown — TN, 1 issuer, Oct 5, 2012 → Oct 5, 2012 · no shared issuer
  • William M. Brown — TX, 1 issuer, Apr 13, 2015 → Apr 13, 2015 · no shared issuer

People around William 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

BHR Capital LLC

Executive Officer, Promoter · 6 shared filings (4 issuers)

Listed on the same filings as William Brown. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Antoine Bastian

Director · 4 shared filings (2 issuers) · also on 4 other issuers

Antoine Bastian is on 6 issuers in total — a repeat sponsor. Their page lists every one.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn Sloat

Director · 4 shared filings (2 issuers)

Listed on the same filings as William Brown. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Barlow

Director · 2 shared filings (2 issuers) · also on 45 other issuers

Joshua Barlow is on 47 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Levin

Director · 2 shared filings (2 issuers) · also on 16 other issuers

Michael Levin is on 18 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John A Fracchia

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as William Brown. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry Weinberg

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Brown. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Weber

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Brown. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Alice C Perkins

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as William Brown. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Pavlica

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as William Brown. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Hirsch

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Brown. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Owen Marks

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as William Brown. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Shepard

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Brown. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

James SB Whittenburg

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Brown. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Brodherson

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Brown. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jacob Heyman

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Brown. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Theodore Felderman

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Brown. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Deepak Kapoor

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Brown. Their page shows their other deals.

The team behind the deals

Sponsor group

Bhr

4 issuers · 22 filings · $1.41B reported sold · 2011–2016

One team, 4 deal companies. William Brown is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name William Brown.

Same business address

15 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to William Brown by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers William Brown is listed on: none on file. No website or social profile named in BHR Master Fund, Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #289,820 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Camana Bay, Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when William Brown appears on a new Form D, or when a court case or SEC action is matched to them. See plans →