Wesley K. Clark is listed as an executive officer and director on 19 SEC Form D filings by 6 issuers between Nov 2009 and Sep 2023. Largest by amount reported sold: ImmunityBio, Inc. (San Diego, CA — biotechnology — 2022–2023; $470M reported sold to 48 investors), RENTECH, INC. (Los Angeles, CA — agriculture — 2014; $100M reported sold to 8 investors), SoloPower Holdings, Inc. (San Jose, CA — other technology — 2012; $20.1M reported sold to 11 investors), GeoOptics, Inc. (Pasadena, CA — other technology — 2011–2021; $15.7M reported sold to 95 investors), Kolibri Global Energy Inc. (Newbury Park, CA — industry reported as "Other" — 2009–2016; $4.24M reported sold to 6 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $610M sold in total.
The issuers belong to 2 sponsor groups: Solopower (2 issuers, $27M reported sold, 2010–2012) and Rentech (2 issuers, $120M reported sold, 2012–2014).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 13 bankruptcy cases matching the name listed in Key records below.
What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 19 public filings for Wesley K. Clark and found 15 differences, 5 worth asking the sponsor about: Regulator action naming a team member: Mark Joseph Peterson Boucher and Gary Paul Johnson; John E. Brake (Aug 27, 2008); Regulator action naming a team member: Global Crossing Ltd., Thomas J. Casey, Dan J. Cohrs, and Joseph P. Perrone (Apr 11, 2005); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.