Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:45 AM ET

Sponsor Check › Person

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JOHN BRENNAN

Named as an officer, director or promoter on SEC Form D filings · NY, CA, MA, DE · Apr 17, 2009 → May 22, 2026

28deals (issuers)

$7.44Breported sold

740investors

54Form D filings

2009–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

JOHN BRENNAN is listed as an executive officer, director, and promoter on 54 SEC Form D filings by 28 issuers between Apr 2009 and Aug 2026. Largest by amount reported sold: Prisma Spectrum Fund Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2016–2022; $4.89B reported sold to 354 investors), SUMERU EQUITY PARTNERS FUND III L.P. (San Mateo, CA — pooled investment fund — 2018–2020; $689M reported sold to 63 investors), ImmunityBio, Inc. (San Diego, CA — biotechnology — 2022–2023; $470M reported sold to 48 investors), SUMERU EQUITY PARTNERS FUND L.P. (Foster City, CA — pooled investment fund — 2015–2016; $363M reported sold to 31 investors), PGE Gotham Eureka Fund Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2017; $230M reported sold to 2 investors) and 23 more (all listed below).

What this means That is a lot of deals — 28 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $7.44B sold in total.

Listed alongside Alan Milgate (20 shared filings), Scott P. Lennon (20 shared filings), JASON BABCOKE (19 shared filings), KYLE RYLAND (19 shared filings), P. Prisma Capital Partners LP (18 shared filings, management entity) and 53 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JOHN. Each name links to their own page.

The issuers belong to 3 sponsor groups: Sep (13 issuers, $1.13B reported sold, 2015–2026), Newport (53 issuers, $12.54B reported sold, 2009–2026) and Maverick (2 issuers, $2.05M reported sold, 2018).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 39 bankruptcy cases matching the name listed in Key records below.

What this means 40 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 54 public filings for JOHN BRENNAN and found 22 differences, 7 worth asking the sponsor about: Paid seller listed without a CRD number: Atlantic Trust Company; Paid seller listed without a CRD number: Deutsche Bank Trust Company Americas; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for JOHN BRENNAN has not run yet — it is joining a line of 26,833 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

BRENNAN, JOHN v. DHL WORLDWIDE EXPRESS dismissed

District Court, E.D. New York · No. · Filed Nov 25, 1988 · Closed Jul 18, 1989 · Nature of suit: 890 Other statutory actions

Role of BRENNAN, JOHN: Plaintiff · Outcome: Terminated 1989-07-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NY)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched JOHN BRENNAN..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

39 cases: 1 open, 38 closed (disposition not in docket feed)

John G Brennan open

United States Bankruptcy Court, S.D. New York · No. 24-35344 · Filed Apr 5, 2024

Role of John G Brennan: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NY)

John W. Brennan, IV closed

United States Bankruptcy Court, N.D. New York · No. 20-10676 · Filed Apr 30, 2020 · Closed Sep 1, 2020

Role of John W. Brennan, IV: Debtor · Outcome: Case closed 2020-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NY)

John F. Brennan and Mary T. Brennan closed

United States Bankruptcy Court, D. Massachusetts · No. 14-12384 · Filed May 21, 2014 · Closed Aug 14, 2015

Role of John F. Brennan and Mary T. Brennan: Debtor · Outcome: Case closed 2015-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)

John W Brennan, Jr. closed

United States Bankruptcy Court, M.D. Florida · No. 8:10-bk-26076 · Filed Oct 28, 2010 · Closed Feb 1, 2011

Role of John W Brennan, Jr.: Debtor · Outcome: Case closed 2011-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (FL)

John S. Brennan and Janet R. Brennan closed

United States Bankruptcy Court, D. Massachusetts · No. 10-32128 · Filed Oct 19, 2010 · Closed Jan 28, 2011

Role of John S. Brennan and Janet R. Brennan: Debtor · Outcome: Case closed 2011-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)

JOHN R. BRENNAN and MICHELE A. BRENNAN closed

United States Bankruptcy Court, N.D. New York · No. 10-61753 · Filed Jun 24, 2010 · Closed Oct 12, 2010

Role of JOHN R. BRENNAN and MICHELE A. BRENNAN: Debtor · Outcome: Case closed 2010-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NY)

John Brennan and Rebecca Brennan closed

United States Bankruptcy Court, D. Massachusetts · No. 07-43291 · Filed Aug 31, 2007 · Closed Apr 7, 2008

Role of John Brennan and Rebecca Brennan: Debtor · Outcome: Case closed 2008-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)

John C. Brennan closed

United States Bankruptcy Court, W.D. New York · No. 2-07-21432 · Filed Jun 1, 2007 · Closed Mar 26, 2008

Role of John C. Brennan: Debtor · Outcome: Case closed 2008-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NY)

John J. Brennan closed

United States Bankruptcy Court, W.D. New York · No. 2-05-27140 · Filed Oct 14, 2005 · Closed Feb 25, 2006

Role of John J. Brennan: Debtor · Outcome: Case closed 2006-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NY)

John W Brennan and Mary M Brennan closed

United States Bankruptcy Court, M.D. Florida · No. 6:05-bk-04194 · Filed Apr 18, 2005 · Closed Feb 13, 2007

Role of John W Brennan and Mary M Brennan: Debtor · Outcome: Case closed 2007-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (FL)

John P. Brennan and Mary Ellen F. Brennan closed

United States Bankruptcy Court, M.D. Florida · No. 8:03-bk-11669 · Filed Jun 6, 2003 · Closed Sep 20, 2004

Role of John P. Brennan and Mary Ellen F. Brennan: Debtor · Outcome: Case closed 2004-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (FL)

John A. Brennan and Suzanne M. Brennan closed

United States Bankruptcy Court, D. Massachusetts · No. 02-18038 · Filed Nov 7, 2002 · Closed Dec 17, 2004

Role of John A. Brennan and Suzanne M. Brennan: Debtor · Outcome: Case closed 2004-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)

John H Brennan and Lori A Brennan closed

United States Bankruptcy Court, C.D. California · No. 1:02-bk-11266 · Filed Feb 13, 2002 · Closed Mar 18, 2004

Role of John H Brennan and Lori A Brennan: Debtor · Outcome: Case closed 2004-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)

John J. Brennan closed

United States Bankruptcy Court, N.D. New York · No. 01-17475 · Filed Nov 29, 2001 · Closed Apr 16, 2002

Role of John J. Brennan: Debtor · Outcome: Case closed 2002-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NY)

John F. Brennan closed

United States Bankruptcy Court, D. Massachusetts · No. 01-18718 · Filed Nov 15, 2001 · Closed Apr 3, 2002

Role of John F. Brennan: Debtor · Outcome: Case closed 2002-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)

John Brennan closed

United States Bankruptcy Court, N.D. California · No. 00-12150 · Filed Sep 11, 2000 · Closed Dec 15, 2000

Role of John Brennan: Debtor · Outcome: Case closed 2000-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)

John Brennan and Margaret Brennan closed

United States Bankruptcy Court, S.D. Florida. · No. 00-31821 · Filed Apr 26, 2000 · Closed Aug 16, 2000

Role of John Brennan and Margaret Brennan: Debtor · Outcome: Case closed 2000-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (FL)

John J Brennan closed

United States Bankruptcy Court, E.D. New York · No. 8-00-81620 · Filed Mar 6, 2000 · Closed Nov 3, 2000

Role of John J Brennan: Debtor · Outcome: Case closed 2000-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NY)

John J. Brennan and Shantell M. Brennan closed

United States Bankruptcy Court, D. Massachusetts · No. 99-12594 · Filed Mar 26, 1999 · Closed Jul 9, 1999

Role of John J. Brennan and Shantell M. Brennan: Debtor · Outcome: Case closed 1999-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)

Eva Brennan and John Brennan closed

United States Bankruptcy Court, E.D. New York · No. 8-98-91234 · Filed Nov 10, 1998 · Closed Mar 18, 1999

Role of John Brennan: Debtor · Outcome: Case closed 1999-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NY)

John Brennan and Stefania Brennan closed

United States Bankruptcy Court, E.D. New York · No. 1-98-18663 · Filed Jun 24, 1998 · Closed Nov 24, 1998

Role of John Brennan and Stefania Brennan: Debtor · Outcome: Case closed 1998-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NY)

John E. Brennan closed

United States Bankruptcy Court, D. Massachusetts · No. 97-21786 · Filed Dec 15, 1997 · Closed Apr 20, 1998

Role of John E. Brennan: Debtor · Outcome: Case closed 1998-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)

John G. Brennan and Maria D. Brennan closed

United States Bankruptcy Court, N.D. California · No. 97-55725 · Filed Jul 8, 1997 · Closed Oct 10, 1997

Role of John G. Brennan and Maria D. Brennan: Debtor · Outcome: Case closed 1997-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)

John J. Brennan closed

United States Bankruptcy Court, D. Massachusetts · No. 97-41666 · Filed Mar 14, 1997 · Closed Jul 7, 1997

Role of John J. Brennan: Debtor · Outcome: Case closed 1997-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)

John D Brennan and Sue K Brennan closed

United States Bankruptcy Court, C.D. California · No. 6:96-bk-29254 · Filed Nov 12, 1996 · Closed Mar 17, 1997

Role of John D Brennan and Sue K Brennan: Debtor · Outcome: Case closed 1997-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)

John W. Brennan closed

United States Bankruptcy Court, N.D. New York · No. 95-12897 · Filed Aug 4, 1995 · Closed Feb 14, 1996

Role of John W. Brennan: Debtor · Outcome: Case closed 1996-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NY)

John E. Brennan closed

United States Bankruptcy Court, N.D. California · No. 95-52813 · Filed May 4, 1995 · Closed Mar 22, 1999

Role of John E. Brennan: Debtor · Outcome: Case closed 1999-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)

John G. Brennan closed

United States Bankruptcy Court, C.D. California · No. 8:95-bk-13642 · Filed Apr 10, 1995 · Closed Aug 30, 1995

Role of John G. Brennan: Debtor · Outcome: Case closed 1995-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)

John R. Brennan closed

United States Bankruptcy Court, N.D. California · No. 94-46370 · Filed Sep 22, 1994 · Closed Sep 4, 1997

Role of John R. Brennan: Debtor · Outcome: Case closed 1997-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)

John J. Brennan closed

United States Bankruptcy Court, S.D. California · No. 94-01789 · Filed Feb 18, 1994 · Closed Oct 6, 1994

Role of John J. Brennan: Debtor · Outcome: Case closed 1994-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)

John Brennan closed

United States Bankruptcy Court, N.D. New York · No. 94-10032 · Filed Jan 5, 1994 · Closed Jun 20, 1996

Role of John Brennan: Debtor · Outcome: Case closed 1996-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NY)

John L. Brennan and Myra B. Brennan closed

United States Bankruptcy Court, D. Massachusetts · No. 93-41585 · Filed Jun 8, 1993 · Closed Oct 7, 1993

Role of John L. Brennan and Myra B. Brennan: Debtor · Outcome: Case closed 1993-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)

John Brennan closed

United States Bankruptcy Court, D. Massachusetts · No. 92-42304 · Filed Jul 21, 1992 · Closed Nov 10, 1992

Role of John Brennan: Debtor · Outcome: Case closed 1992-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)

John A. Brennan closed

United States Bankruptcy Court, D. Massachusetts · No. 92-16174 · Filed Jun 17, 1992 · Closed Nov 7, 1997

Role of John A. Brennan: Debtor · Outcome: Case closed 1997-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)

John Brennan and Kathleen Brennan closed

United States Bankruptcy Court, D. Massachusetts · No. 91-17860 · Filed Sep 17, 1991 · Closed May 28, 1992

Role of John Brennan and Kathleen Brennan: Debtor · Outcome: Case closed 1992-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)

John D. Brennan closed

United States Bankruptcy Court, W.D. New York · No. 1-90-13842 · Filed Dec 18, 1990 · Closed May 3, 1991

Role of John D. Brennan: Debtor · Outcome: Case closed 1991-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NY)

John Brennan and Patricia Brennan closed

United States Bankruptcy Court, D. Massachusetts · No. 90-10787 · Filed Feb 21, 1990 · Closed Dec 29, 1992

Role of John Brennan and Patricia Brennan: Debtor · Outcome: Case closed 1992-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)

John F. Brennan closed

United States Bankruptcy Court, D. Massachusetts · No. 89-10032 · Filed Jan 6, 1989 · Closed Jun 15, 1989

Role of John F. Brennan: Debtor · Outcome: Case closed 1989-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (MA)

John C. Brennan closed

United States Bankruptcy Court, W.D. New York · No. 2-88-22000 · Filed Dec 30, 1988 · Closed Jun 17, 1991

Role of John C. Brennan: Debtor · Outcome: Case closed 1991-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 206 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (NY)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

22 differences found between the filings for JOHN BRENNAN — 7 worth asking about (compared the newest 50 of 54 filings on Oct 24, 2026; older filings not covered)

Note · Dec 12, 2018 – Dec 20, 2021

JOHN BRENNAN appears on 2 deals that stopped filing before reaching their target

SUMERU EQUITY PARTNERS FUND IV L.P. (last filing Dec 20, 2021; $0 sold of $1,000,000,000); SEP-HEARTLAND FUND III CO-INVEST L.P. (last filing Dec 12, 2018; $0 sold of $21,250,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

SUMERU EQUITY PARTNERS FUND IV L.P. — PartnerFacts page ↗SEP-HEARTLAND FUND III CO-INVEST L.P. — PartnerFacts page ↗

Sources

SUMERU EQUITY PARTNERS FUND IV L.P. — PartnerFacts page ↗ (Dec 20, 2021)
SEP-HEARTLAND FUND III CO-INVEST L.P. — PartnerFacts page ↗ (Dec 12, 2018)

Worth asking · Mar 15, 2010 – Sep 21, 2023

Paid seller listed without a CRD number: Atlantic Trust Company — Prisma Spectrum Fund Ltd

Atlantic Trust Company is listed as receiving sales compensation on 15 filings (Mar 15, 2010 to Sep 21, 2023) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Sep 21, 2023 ↗BrokerCheck search: Atlantic Trust Company ↗Prisma Spectrum Fund Ltd — PartnerFacts page ↗

Sources

Form D/A · Sep 21, 2023 ↗ (Sep 21, 2023)
BrokerCheck search: Atlantic Trust Company ↗
Prisma Spectrum Fund Ltd — PartnerFacts page ↗ (Sep 21, 2023)

Worth asking · Feb 24, 2011 – Sep 21, 2023

Paid seller listed without a CRD number: Deutsche Bank Trust Company Americas — Prisma Spectrum Fund Ltd

Deutsche Bank Trust Company Americas is listed as receiving sales compensation on 14 filings (Feb 24, 2011 to Sep 21, 2023) with no FINRA CRD number given.

Form D/A · Sep 21, 2023 ↗BrokerCheck search: Deutsche Bank Trust Company Americas ↗Prisma Spectrum Fund Ltd — PartnerFacts page ↗

Sources

Form D/A · Sep 21, 2023 ↗ (Sep 21, 2023)
BrokerCheck search: Deutsche Bank Trust Company Americas ↗
Prisma Spectrum Fund Ltd — PartnerFacts page ↗ (Sep 21, 2023)

Worth asking · Sep 27, 2019 – Sep 21, 2023

Paid seller listed without a CRD number: Brookvine Investment Advisors PTY LTD — Prisma Spectrum Fund Ltd

Brookvine Investment Advisors PTY LTD is listed as receiving sales compensation on 5 filings (Sep 27, 2019 to Sep 21, 2023) with no FINRA CRD number given.

Form D/A · Sep 21, 2023 ↗BrokerCheck search: Brookvine Investment Advisors PTY LTD ↗Prisma Spectrum Fund Ltd — PartnerFacts page ↗

Sources

Form D/A · Sep 21, 2023 ↗ (Sep 21, 2023)
BrokerCheck search: Brookvine Investment Advisors PTY LTD ↗
Prisma Spectrum Fund Ltd — PartnerFacts page ↗ (Sep 21, 2023)

Worth asking · Oct 1, 2016 – Mar 13, 2017

Form D filed 163 days after the first sale — PGE Gotham Eureka Fund Ltd.

The filing says the first sale was Oct 1, 2016. The Form D was filed Mar 13, 2017 — 163 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 148 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 13, 2017 ↗PGE Gotham Eureka Fund Ltd. — PartnerFacts page ↗

Sources

Form D · Mar 13, 2017 ↗ (Mar 13, 2017)
PGE Gotham Eureka Fund Ltd. — PartnerFacts page ↗ (Mar 13, 2017)

Note · May 28, 2016 – Jun 24, 2016

Form D filed 27 days after the first sale — Buildium, LLC

The filing says the first sale was May 28, 2016. The Form D was filed Jun 24, 2016 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 24, 2016 ↗Buildium, LLC — PartnerFacts page ↗

Sources

Form D · Jun 24, 2016 ↗ (Jun 24, 2016)
Buildium, LLC — PartnerFacts page ↗ (Jun 24, 2016)

Note · Apr 27, 2015 – Jun 20, 2025

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Holly Ventures Fund I, L.P. (latest filing Jun 20, 2025) · No amendment in the last 12 months on an offering that may still be open — Momento Market, Inc. (latest filing Dec 17, 2021) · No amendment in the last 12 months on an offering that may still be open — SEP STRATEGIC ADVISERS FUND III L.P. (latest filing Dec 3, 2019) · No amendment in the last 12 months on an offering that may still be open — SEP-HEARTLAND FUND III CO-INVEST L.P. (latest filing Dec 12, 2018) · No amendment in the last 12 months on an offering that may still be open — Prisma Apex Equity Fund Ltd. (latest filing Sep 28, 2018) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 20, 2025 ↗Holly Ventures Fund I, L.P. — PartnerFacts page ↗Form D · Dec 17, 2021 ↗Momento Market, Inc. — PartnerFacts page ↗

Sources

Form D/A · Jun 20, 2025 ↗ (Jun 20, 2025)
Holly Ventures Fund I, L.P. — PartnerFacts page ↗ (Jun 20, 2025)
Form D · Dec 17, 2021 ↗ (Dec 17, 2021)
Momento Market, Inc. — PartnerFacts page ↗ (Dec 17, 2021)
Form D/A · Dec 3, 2019 ↗ (Dec 3, 2019)
SEP STRATEGIC ADVISERS FUND III L.P. — PartnerFacts page ↗ (Dec 3, 2019)
Form D · Dec 12, 2018 ↗ (Dec 12, 2018)
SEP-HEARTLAND FUND III CO-INVEST L.P. — PartnerFacts page ↗ (Dec 12, 2018)

Worth asking · Sep 21, 2022 – Sep 21, 2023

JOHN BRENNAN is no longer listed on the Sep 21, 2023 amendment — Prisma Spectrum Fund Ltd

JOHN BRENNAN appears on the Sep 21, 2022 Form D/A (director) but not on the Sep 21, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Sep 21, 2022 ↗Form D/A · Sep 21, 2023 ↗JOHN BRENNAN — PartnerFacts page ↗Prisma Spectrum Fund Ltd — PartnerFacts page ↗

Sources

Form D/A · Sep 21, 2022 ↗ (Sep 21, 2022)
Form D/A · Sep 21, 2023 ↗ (Sep 21, 2023)
JOHN BRENNAN — PartnerFacts page ↗
Prisma Spectrum Fund Ltd — PartnerFacts page ↗ (Sep 21, 2023)

Worth asking · Sep 21, 2022 – Sep 21, 2023

JOHN BRENNAN is no longer listed on the Sep 21, 2023 amendment — Prisma Focus Fund Ltd

JOHN BRENNAN appears on the Sep 21, 2022 Form D/A (director) but not on the Sep 21, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Sep 21, 2022 ↗Form D/A · Sep 21, 2023 ↗JOHN BRENNAN — PartnerFacts page ↗Prisma Focus Fund Ltd — PartnerFacts page ↗

Sources

Form D/A · Sep 21, 2022 ↗ (Sep 21, 2022)
Form D/A · Sep 21, 2023 ↗ (Sep 21, 2023)
JOHN BRENNAN — PartnerFacts page ↗
Prisma Focus Fund Ltd — PartnerFacts page ↗ (Sep 18, 2026)

Worth asking · Sep 25, 2020 – Sep 27, 2021

JOHN BRENNAN is no longer listed on the Sep 27, 2021 amendment — Prisma Enhanced Fixed Income Fund Ltd

JOHN BRENNAN appears on the Sep 25, 2020 Form D/A (director) but not on the Sep 27, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Sep 25, 2020 ↗Form D/A · Sep 27, 2021 ↗JOHN BRENNAN — PartnerFacts page ↗Prisma Enhanced Fixed Income Fund Ltd — PartnerFacts page ↗

Sources

Form D/A · Sep 25, 2020 ↗ (Sep 25, 2020)
Form D/A · Sep 27, 2021 ↗ (Sep 27, 2021)
JOHN BRENNAN — PartnerFacts page ↗
Prisma Enhanced Fixed Income Fund Ltd — PartnerFacts page ↗ (Sep 27, 2021)

Note · Dec 18, 2025 – Aug 13, 2026

Offering amount changed between filings — HereNow Help, Inc.

The Dec 18, 2025 filing says $3,500,000 offered; the Aug 13, 2026 Form D/A says $4,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Dec 18, 2025 ↗Form D/A (later) · Aug 13, 2026 ↗HereNow Help, Inc. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Dec 18, 2025 ↗ (Dec 18, 2025)
Form D/A (later) · Aug 13, 2026 ↗ (Aug 13, 2026)
HereNow Help, Inc. — PartnerFacts page ↗ (Aug 13, 2026)

Note · Nov 7, 2023 – Dec 18, 2025

Offering amount changed between filings — HereNow Help, Inc.

The Nov 7, 2023 filing says $2,001,700 offered; the Dec 18, 2025 Form D/A says $3,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 7, 2023 ↗Form D/A (later) · Dec 18, 2025 ↗HereNow Help, Inc. — PartnerFacts page ↗

Sources

Form D (earlier) · Nov 7, 2023 ↗ (Nov 7, 2023)
Form D/A (later) · Dec 18, 2025 ↗ (Dec 18, 2025)
HereNow Help, Inc. — PartnerFacts page ↗ (Aug 13, 2026)

Note · Dec 3, 2019 – Nov 13, 2020

Offering amount changed between filings — SUMERU EQUITY PARTNERS FUND III L.P.

The Dec 3, 2019 filing says $600,000,000 offered; the Nov 13, 2020 Form D/A says $689,002,800.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Dec 3, 2019 ↗Form D/A (later) · Nov 13, 2020 ↗SUMERU EQUITY PARTNERS FUND III L.P. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Dec 3, 2019 ↗ (Dec 3, 2019)
Form D/A (later) · Nov 13, 2020 ↗ (Nov 13, 2020)
SUMERU EQUITY PARTNERS FUND III L.P. — PartnerFacts page ↗ (Nov 13, 2020)

Note · Sep 16, 2013 – Mar 13, 2017

JOHN BRENNAN is written 2 different ways on the filings

listed as "John Brennan" on 49 filings (from Sep 16, 2013), and "John K. Brennan" on the Mar 13, 2017 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 16, 2013 ↗Form D · Mar 13, 2017 ↗JOHN BRENNAN — PartnerFacts page ↗

Sources

Note · Nov 7, 2019 – Nov 7, 2023

Industry group changed between filings — HereNow Help, Inc.

"Other" (Nov 7, 2019); then "Other Technology" (Nov 7, 2023 to Aug 13, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Nov 7, 2019 ↗Form D · Nov 7, 2023 ↗HereNow Help, Inc. — PartnerFacts page ↗

Sources

Form D · Nov 7, 2019 ↗ (Nov 7, 2019)
Form D · Nov 7, 2023 ↗ (Nov 7, 2023)
HereNow Help, Inc. — PartnerFacts page ↗ (Aug 13, 2026)

Note · Mar 8, 2010 – Feb 20, 2026

Same name, different state: "John F. Brennan, Jr." (MA) is a separate record

This page covers filings where the address state is NY or CA or MA or DE. A separate record, "John F. Brennan, Jr." with address state MA, is listed on 90 filings — most recently by SIRIOS OVERSEAS FUND LTD (Feb 20, 2026). Both records have filings in the same period (Mar 8, 2010 to Feb 20, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John F. Brennan, Jr. (MA) — PartnerFacts page ↗Form D/A · Feb 20, 2026 ↗SIRIOS OVERSEAS FUND LTD — PartnerFacts page ↗JOHN BRENNAN (NY,CA,MA,DE) — this page ↗

Sources

John F. Brennan, Jr. (MA) — PartnerFacts page ↗ (Feb 20, 2026)
Form D/A · Feb 20, 2026 ↗ (Feb 20, 2026)
SIRIOS OVERSEAS FUND LTD — PartnerFacts page ↗ (Feb 20, 2026)
JOHN BRENNAN (NY,CA,MA,DE) — this page ↗ (May 22, 2026)

Note · Dec 19, 2018

Same name, different state: "John B. Brennan" (NC) is a separate record

This page covers filings where the address state is NY or CA or MA or DE. A separate record, "John B. Brennan" with address state NC, is listed on 1 filing — most recently by Pique Therapeutics, Inc. (Dec 19, 2018). Both records have filings in the same period (Dec 19, 2018).

John B. Brennan (NC) — PartnerFacts page ↗Form D · Dec 19, 2018 ↗Pique Therapeutics, Inc. — PartnerFacts page ↗JOHN BRENNAN (NY,CA,MA,DE) — this page ↗

Sources

John B. Brennan (NC) — PartnerFacts page ↗ (Dec 19, 2018)
Form D · Dec 19, 2018 ↗ (Dec 19, 2018)
Pique Therapeutics, Inc. — PartnerFacts page ↗ (Dec 19, 2018)
JOHN BRENNAN (NY,CA,MA,DE) — this page ↗ (May 22, 2026)

Note · Nov 28, 2011 – Mar 21, 2018

Same name, different state: "John Brennan" (TN) is a separate record

This page covers filings where the address state is NY or CA or MA or DE. A separate record, "John Brennan" with address state TN, is listed on 5 filings — most recently by Digital Reasoning Systems, Inc. (Mar 21, 2018). Both records have filings in the same period (Nov 28, 2011 to Mar 21, 2018).

John Brennan (TN) — PartnerFacts page ↗Form D · Mar 21, 2018 ↗Digital Reasoning Systems, Inc. — PartnerFacts page ↗JOHN BRENNAN (NY,CA,MA,DE) — this page ↗

Sources

John Brennan (TN) — PartnerFacts page ↗ (Mar 21, 2018)
Form D · Mar 21, 2018 ↗ (Mar 21, 2018)
Digital Reasoning Systems, Inc. — PartnerFacts page ↗ (Mar 21, 2018)
JOHN BRENNAN (NY,CA,MA,DE) — this page ↗ (May 22, 2026)

Note · Feb 2, 2015

Same name, different state: "JOHN BRENNAN" (OH) is a separate record

This page covers filings where the address state is NY or CA or MA or DE. A separate record, "JOHN BRENNAN" with address state OH, is listed on 1 filing — most recently by Exacter, Inc. (Feb 2, 2015). Both records have filings in the same period (Feb 2, 2015).

JOHN BRENNAN (OH) — PartnerFacts page ↗Form D · Feb 2, 2015 ↗Exacter, Inc. — PartnerFacts page ↗JOHN BRENNAN (NY,CA,MA,DE) — this page ↗

Sources

JOHN BRENNAN (OH) — PartnerFacts page ↗ (Feb 2, 2015)
Form D · Feb 2, 2015 ↗ (Feb 2, 2015)
Exacter, Inc. — PartnerFacts page ↗ (Feb 2, 2015)
JOHN BRENNAN (NY,CA,MA,DE) — this page ↗ (May 22, 2026)

Note · Nov 24, 2010

Same name, different state: "John Brennan" (MN) is a separate record

This page covers filings where the address state is NY or CA or MA or DE. A separate record, "John Brennan" with address state MN, is listed on 1 filing — most recently by Nuwellis, Inc. (Nov 24, 2010). Both records have filings in the same period (Nov 24, 2010).

John Brennan (MN) — PartnerFacts page ↗Form D · Nov 24, 2010 ↗Nuwellis, Inc. — PartnerFacts page ↗JOHN BRENNAN (NY,CA,MA,DE) — this page ↗

Sources

John Brennan (MN) — PartnerFacts page ↗ (Nov 24, 2010)
Form D · Nov 24, 2010 ↗ (Nov 24, 2010)
Nuwellis, Inc. — PartnerFacts page ↗ (Nov 20, 2024)
JOHN BRENNAN (NY,CA,MA,DE) — this page ↗ (May 22, 2026)

Note · Mar 15, 2010 – Jun 20, 2025

8 address changes between filings

Address moved from Wilmington, DE to San Francisco, CA — Holly Ventures Fund I, L.P. · Address moved from Foster City, CA to San Mateo, CA — SUMERU EQUITY PARTNERS FUND III L.P. · Address moved from Foster City, CA to San Mateo, CA — SEP STRATEGIC ADVISERS FUND III L.P. · Address moved from Menlo Park, CA to Foster City, CA — SEP STRATEGIC ADVISERS FUND L.P. · Address moved from Menlo Park, CA to Foster City, CA — SUMERU EQUITY PARTNERS FUND L.P. · and 3 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Jun 21, 2024 ↗Form D/A · Jun 20, 2025 ↗Holly Ventures Fund I, L.P. — PartnerFacts page ↗Form D · Nov 30, 2018 ↗

Sources

Form D · Jun 21, 2024 ↗ (Jun 21, 2024)
Form D/A · Jun 20, 2025 ↗ (Jun 20, 2025)
Holly Ventures Fund I, L.P. — PartnerFacts page ↗ (Jun 20, 2025)
Form D · Nov 30, 2018 ↗ (Nov 30, 2018)
Form D/A · Dec 3, 2019 ↗ (Dec 3, 2019)
SUMERU EQUITY PARTNERS FUND III L.P. — PartnerFacts page ↗ (Nov 13, 2020)
Form D · Dec 20, 2018 ↗ (Dec 20, 2018)
Form D/A · Dec 3, 2019 ↗ (Dec 3, 2019)

Note · Sep 16, 2013 – Aug 13, 2026

JOHN BRENNAN is listed with 4 different address states: CA, MA, NY, DE

CA on 23 filings (Sep 16, 2013 to May 22, 2026); MA on 2 filings (Jun 24, 2016 to Jul 24, 2018); NY on 24 filings (Sep 29, 2016 to Aug 13, 2026); DE on 1 filing (Jun 21, 2024).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Sep 16, 2013 ↗Form D · Jun 24, 2016 ↗Form D/A · Sep 29, 2016 ↗Form D · Jun 21, 2024 ↗

Sources

Form D · Sep 16, 2013 ↗ (Sep 16, 2013)
Form D · Jun 24, 2016 ↗ (Jun 24, 2016)
Form D/A · Sep 29, 2016 ↗ (Sep 29, 2016)
Form D · Jun 21, 2024 ↗ (Jun 21, 2024)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 54 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

3 of 31 offerings report sales commissions totalling $5,840,227; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Aug 13, 2026 D/A HereNow Help, Inc. File 021-496721	$0	$0	$0	None listed on this filing	EDGAR ↗
May 22, 2026 D SEP Special K Topco, LP File 021-584992	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Apr 8, 2026 D SEP Hygiea Aggregator, LP File 021-579445	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jun 20, 2025 D/A Holly Ventures Fund I, L.P. File 021-516581	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 5, 2024 D SEP HERO CO-INVEST I, LP File 021-528648	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Nov 5, 2024 D SEP HERO CO-INVEST I-A, LP File 021-528649	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Sep 22, 2023 D ImmunityBio, Inc. File 021-492829	$1,000,000	$0	$0	None listed on this filing	EDGAR ↗
Sep 21, 2022 D/A Prisma Spectrum Fund Ltd File 021-129080	$2,863,625	$0	$0 The fund is charged a management fee and an incentive fee that are described in the fund's offering documents.	Atlantic Trust Company no CRD number reported via Invesco National Trust Company Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ Deutsche Bank Trust Company Americas no CRD number reported UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ Brookvine Investment Advisors PTY LTD no CRD number reported	EDGAR ↗
Sep 21, 2022 D/A Prisma Focus Fund Ltd File 021-155790	$0	$0	$0 The fund is charged a management fee that is described in the fund's offering documents.	None listed on this filing	EDGAR ↗
Jul 22, 2022 D ImmunityBio, Inc. File 021-453444	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 3, 2022 D SI PARTNERSHIP 2022 L.P. File 021-432215	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Dec 20, 2021 D SUMERU EQUITY PARTNERS FUND IV L.P. File 021-425949	$0 (est.)	$0 (est.)	$0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.	LAZARD FRERES & CO. LLC BrokerCheck CRD 2528 ↗	EDGAR ↗
Dec 20, 2021 D SEP-HEARTLAND FUND IV CO-INVEST L.P. File 021-425948	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Dec 17, 2021 D Momento Market, Inc. File 021-425685	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 13, 2020 D/A SUMERU EQUITY PARTNERS FUND III L.P. File 021-326974	$0 (est.)	$0 (est.)	$0 The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.	SIXPOINT PARTNERS BrokerCheck CRD 146067 ↗	EDGAR ↗
Sep 25, 2020 D/A Prisma Enhanced Fixed Income Fund Ltd File 021-128920	$0	$0	$0 The fund is charged a management fee and an incentive fee that are described in the fund's offering documents.	None listed on this filing	EDGAR ↗
Apr 3, 2020 D AXONIUS, INC. File 021-364293	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 3, 2019 D/A SEP STRATEGIC ADVISERS FUND III L.P. File 021-328664	$0	$0	$0 THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.	None listed on this filing	EDGAR ↗
Nov 7, 2019 D HereNow Help, Inc. File 021-352890	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 12, 2018 D SEP-HEARTLAND FUND III CO-INVEST L.P. File 021-327754	$0 (est.)	$0 (est.)	$0	None listed on this filing	EDGAR ↗
Sep 28, 2018 D/A Prisma Apex Equity Fund Ltd. File 021-248378	$0	$0	$0 The fund is charged a management fee that is described in the fund's offering documents.	None listed on this filing	EDGAR ↗
Jul 24, 2018 D ELMWOOD PARK LLC File 021-317650	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 13, 2017 D PGE Gotham Eureka Fund Ltd. File 021-282376	$0	$0	$0 The fund is charged a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
Jun 24, 2016 D Buildium, LLC File 021-265748	$1,976,602	$0	$0	America's Growth Capital, LLC BrokerCheck CRD 125958 ↗	EDGAR ↗
Apr 27, 2016 D/A SEP STRATEGIC ADVISERS FUND L.P. File 021-238450	$0	$0	$0 (est.) The general partner is entitled to a performance allocation. The performance allocation is fully discussed in the Issuer's confidential offering materials.	None listed on this filing	EDGAR ↗
Apr 27, 2016 D/A SUMERU EQUITY PARTNERS FUND L.P. File 021-238451	$0 (est.)	$0 (est.)	$0 (est.) The general partner is entitled to a performance allocation. The performance allocation is fully discussed in the Issuer's confidential offering materials.	UBS SECURITIES BrokerCheck CRD 7654 ↗	EDGAR ↗
Sep 16, 2013 D SLS Breeze Holdings, Inc. File 021-202948	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
May 30, 2012 D SLS MARLIN HOLDINGS, INC. File 021-178975	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 5, 2011 D BuzzTable, Inc. File 021-162285	$0	$0	$0	None listed on this filing	EDGAR ↗
May 28, 2010 D AVI-SPL HOLDINGS, INC. File 021-142689	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 17, 2009 D AVI-SPL HOLDINGS, INC. File 021-117799	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 28

Every issuer that named John Brennan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

HereNow Help, Inc.

Honeoye, NY · Nov 7, 2019 → Aug 13, 2026 · 4 filings

Aug 13, 2026 · D/A · $3,452,933 sold of $4,500,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Dec 18, 2025 · D/A · $2,352,798 sold of $3,500,000 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Nov 7, 2023 · D · $30,025 sold of $2,001,700 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Nov 7, 2019 · D · $0 sold of $4,000,000 · 0 investors · min. $4,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $3.45M from 10 investors (77% of the $4.5M target) as of the latest filing. John is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sep

SEP Special K Topco, LP

San Mateo, CA · May 22, 2026

May 22, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sep

SEP Hygiea Aggregator, LP

San Mateo, CA · Apr 8, 2026

Apr 8, 2026 · D · $30,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $30M from 1 investor as of the latest filing. John is listed as executive officer, promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Holly Ventures Fund I, L.P.

San Francisco, CA · Jun 21, 2024 → Jun 20, 2025 · 2 filings

Jun 20, 2025 · D/A · $23,334,667 sold of $30,000,000 · 63 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Jun 21, 2024 · D · $0 sold of $30,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $23.3M from 63 investors (78% of the $30M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sep

SEP HERO CO-INVEST I-A, LP

San Mateo, CA · Nov 5, 2024

Nov 5, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sep

SEP HERO CO-INVEST I, LP

San Mateo, CA · Nov 5, 2024

Nov 5, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

ImmunityBio, Inc.

San Diego, CA · Jul 22, 2022 → Sep 22, 2023 · 2 filings

Sep 22, 2023 · D · $469,986,600 sold of $469,986,600 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 22, 2022 · D · $10,656,035 sold of $10,656,035 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $470M from 48 investors (100% of the $470M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Newport

Prisma Spectrum Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 29, 2016 → Sep 21, 2022 · 6 filings

Sep 21, 2022 · D/A · $4,893,024,033 sold of Indefinite · 354 investors · min. $100,000 · role: Director EDGAR ↗
Sep 25, 2020 · D/A · $4,886,798,033 sold of Indefinite · 351 investors · min. $100,000 · role: Director EDGAR ↗
Sep 27, 2019 · D/A · $2,108,835,640 sold of Indefinite · 248 investors · min. $100,000 · role: Director EDGAR ↗
Sep 28, 2018 · D/A · $2,104,068,581 sold of Indefinite · 248 investors · min. $100,000 · role: Director EDGAR ↗
Sep 29, 2017 · D/A · $2,089,215,217 sold of Indefinite · 247 investors · min. $100,000 · role: Director EDGAR ↗
Sep 29, 2016 · D/A · $2,014,616,874 sold of Indefinite · 234 investors · min. $100,000 · role: Director EDGAR ↗

Raised $4.89B from 354 investors as of the latest filing. John is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Newport

Prisma Focus Fund Ltd

Newport Beach, CA · Sep 29, 2016 → Sep 21, 2022 · 5 filings

Sep 21, 2022 · D/A · $49,894,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
Sep 25, 2020 · D/A · $49,894,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
Sep 28, 2018 · D/A · $49,259,672 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
Sep 29, 2017 · D/A · $48,209,672 sold of Indefinite · 14 investors · min. $100,000 · role: Director EDGAR ↗
Sep 29, 2016 · D/A · $47,480,000 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗

Raised $50.5M from 20 investors as of the latest filing. John is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sep

SI PARTNERSHIP 2022 L.P.

San Mateo, CA · Feb 3, 2022

Feb 3, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sep

SUMERU EQUITY PARTNERS FUND IV L.P.

San Mateo, CA · Dec 20, 2021

Dec 20, 2021 · D · $0 sold of $1,000,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sep

SEP-HEARTLAND FUND IV CO-INVEST L.P.

San Mateo, CA · Dec 20, 2021

Dec 20, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Momento Market, Inc.

New York, NY · Dec 17, 2021

Dec 17, 2021 · D · $9,877,806 sold of $17,399,985 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $9.88M from 6 investors (57% of the $17.4M target) as of the latest filing. John is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Sep

SUMERU EQUITY PARTNERS FUND III L.P.

San Mateo, CA · Nov 30, 2018 → Nov 13, 2020 · 3 filings

Nov 13, 2020 · D/A · $689,002,800 sold of $689,002,800 · 63 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
Dec 3, 2019 · D/A · $346,893,301 sold of $600,000,000 · 22 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
Nov 30, 2018 · D · $0 sold of $600,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $689M from 63 investors (100% of the $689M target) as of the latest filing. John is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Newport

Prisma Enhanced Fixed Income Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 29, 2016 → Sep 25, 2020 · 5 filings

Sep 25, 2020 · D/A · $26,481,018 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
Sep 27, 2019 · D/A · $26,237,563 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
Sep 28, 2018 · D/A · $26,237,563 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
Sep 29, 2017 · D/A · $26,237,563 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
Sep 29, 2016 · D/A · $26,237,563 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $44.7M from 4 investors as of the latest filing. John is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

AXONIUS, INC.

New York, NY · Apr 3, 2020

Apr 3, 2020 · D · $57,599,476 sold of $57,599,476 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $200M from 21 investors (100% of the $57.6M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Sep

SEP STRATEGIC ADVISERS FUND III L.P.

San Mateo, CA · Dec 20, 2018 → Dec 3, 2019 · 2 filings

Dec 3, 2019 · D/A · $25,910,000 sold of Indefinite · 33 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
Dec 20, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $25.9M from 33 investors as of the latest filing. John is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sep

SEP-HEARTLAND FUND III CO-INVEST L.P.

Foster City, CA · Dec 12, 2018

Dec 12, 2018 · D · $0 sold of $21,250,000 · 1 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

1 investors reported; no amount sold yet as of the latest filing. John is listed as executive officer, promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Newport

Prisma Apex Equity Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 29, 2016 → Sep 28, 2018 · 3 filings

Sep 28, 2018 · D/A · $155,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 29, 2017 · D/A · $155,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 29, 2016 · D/A · $140,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $155.5M from 5 investors as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Maverick

ELMWOOD PARK LLC

Dedham, MA · Jul 24, 2018

Jul 24, 2018 · D · $2,050,000 sold of $2,050,000 · 15 investors · min. No minimum reported · role: Promoter EDGAR ↗

Raised $2.05M from 15 investors (100% of the $2.05M target) as of the latest filing. John is listed as promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Newport

PGE Gotham Eureka Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 13, 2017

Mar 13, 2017 · D · $230,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $230M from 2 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Buildium, LLC

Boston, MA · Jun 24, 2016

Jun 24, 2016 · D · $18,787,555 sold of $18,787,555 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $18.8M from 1 investor (100% of the $18.8M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Sep

SEP STRATEGIC ADVISERS FUND L.P.

Foster City, CA · Apr 22, 2015 → Apr 27, 2016 · 2 filings

Apr 27, 2016 · D/A · $9,650,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
Apr 22, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $9.65M from 15 investors as of the latest filing. John is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sep

SUMERU EQUITY PARTNERS FUND L.P.

Foster City, CA · Apr 22, 2015 → Apr 27, 2016 · 2 filings

Apr 27, 2016 · D/A · $363,019,479 sold of $600,000,000 · 31 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
Apr 22, 2015 · D · $0 sold of $600,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $363M from 31 investors (61% of the $600M target) as of the latest filing. John is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

SLS Breeze Holdings, Inc.

Menlo Park, CA · Sep 16, 2013

Sep 16, 2013 · D · $200,000,000 sold of $200,000,000 · 21 investors · min. $70,000 · role: Director EDGAR ↗

Raised $200M from 21 investors (100% of the $200M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

SLS MARLIN HOLDINGS, INC.

Menlo Park, CA · May 30, 2012

May 30, 2012 · D · $8,226,000 sold of $8,516,000 · 16 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $8.23M from 16 investors (97% of the $8.52M target) as of the latest filing. John is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other

BuzzTable, Inc.

Brooklyn, NY · Jul 5, 2011

Jul 5, 2011 · D · $25,000 sold of $25,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $25K from 1 investor (100% of the $25K target) as of the latest filing. John is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other

AVI-SPL HOLDINGS, INC.

Tampa, FL · Apr 17, 2009 → May 28, 2010 · 2 filings

May 28, 2010 · D · $15,000,000 sold of $15,000,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 17, 2009 · D · $13,000,000 sold of $13,726,632 · 5 investors · min. $10,000 · role: Director EDGAR ↗

Raised $15M from 9 investors (100% of the $15M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (9)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

John F. Brennan, Jr. — MA, 7 issuers, Mar 8, 2010 → Feb 20, 2026 · no shared issuer
John J. Brennan — MA, 7 issuers, Jul 9, 2014 → Jul 8, 2026 · no shared issuer
John Brennan — MN, 1 issuer, Nov 24, 2010 → Nov 24, 2010 · no shared issuer
John Brennan — TN, 1 issuer, Nov 28, 2011 → Mar 21, 2018 · no shared issuer
JOHN BRENNAN — OH, 1 issuer, Feb 2, 2015 → Feb 2, 2015 · no shared issuer
John B. Brennan — NC, 1 issuer, Dec 19, 2018 → Dec 19, 2018 · no shared issuer
John Brennan — Ireland (as filed: L2), 1 issuer, Aug 25, 2020 → Aug 25, 2020 · no shared issuer
John Brennan — AL, 1 issuer, Mar 8, 2024 → Mar 8, 2024 · no shared issuer
John Leslie Brennan — CA, 1 issuer, Sep 28, 2009 → Oct 8, 2009 · no shared issuer

People around John 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

P. Prisma Capital Partners LP

Promoter · 18 shared filings (5 issuers) · also on 2 other issuers

P. Prisma Capital Partners LP is on 7 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

P. Prisma Capital Partners LP

Promoter · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as John Brennan. Their page shows their other deals.

Management entity

Holly Ventures Fund I GP, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

Management entity

Holly Ventures Fund I GP, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Scott P. Lennon

Director · 20 shared filings (5 issuers) · also on 153 other issuers

Scott P. Lennon is on 158 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Alan Milgate

Director · 20 shared filings (5 issuers) · also on 32 other issuers

Alan Milgate is on 37 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

KYLE RYLAND

Executive Officer, Director, Promoter · 19 shared filings (13 issuers) · also on 3 other issuers

KYLE RYLAND is on 16 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

JASON BABCOKE

Director, Executive Officer, Promoter · 19 shared filings (14 issuers)

JASON BABCOKE is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

ROBERT RANDLEMAN II

Executive Officer, Promoter · 17 shared filings (12 issuers)

ROBERT RANDLEMAN II is on 12 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

SANJEET MITRA

Executive Officer, Promoter · 17 shared filings (12 issuers)

SANJEET MITRA is on 12 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

PAUL MERCADANTE

Executive Officer, Promoter · 15 shared filings (10 issuers)

PAUL MERCADANTE is on 10 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

GEORGE KADIFA

Executive Officer, Promoter · 13 shared filings (10 issuers) · also on 1 other issuer

GEORGE KADIFA is on 11 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Lester Leong

Executive Officer, Director, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Nancy French-Gerlach

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Bryan Gray

Executive Officer, Director, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Shannon Green

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Patrick Soon-Shiong

Executive Officer, Director · 2 shared filings (1 issuer) · also on 19 other issuers

Patrick Soon-Shiong is on 20 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Gerald Hwasta

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ajay Shah

Executive Officer, Director · 2 shared filings (1 issuer) · also on 5 other issuers

Ajay Shah is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Martin Schaffel

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Sachs

Executive Officer · 2 shared filings (1 issuer) · also on 9 other issuers

David Sachs is on 10 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Barry Simon

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Barry Simon is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Wesley K. Clark

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Wesley K. Clark is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

HOLLIE HAYNES

Executive Officer, Director · 2 shared filings (2 issuers) · also on 7 other issuers

HOLLIE HAYNES is on 9 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Blaszyk

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Cheryl Cohen

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Christobel Selecky

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Linda Maxwell

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard Adcock

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Emmanuel Seuge

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Emmanuel Seuge is on 7 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

William John Griffith

Director · 1 shared filing (1 issuer) · also on 48 other issuers

William John Griffith is on 49 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter Kuhn

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dennis Cahill

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John Zettel

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mike Cerrone

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John Williams

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Warner Siebert

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

JOHN HOFMANN

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steve Wiggins

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Brennan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Therese Tucker

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Brennan. Their page shows their other deals.

The team behind the deals

Sponsor group

Sep

13 issuers · 18 filings · $1.13B reported sold · 2015–2026

SS SEP Special K Topco, LP Pooled Investment Fund · 2026 · listed
SH SEP Hygiea Aggregator, LP Pooled Investment Fund · $30M sold · 2026 · listed
SH SEP HERO CO-INVEST I, LP Pooled Investment Fund · 2024 · listed
SH SEP HERO CO-INVEST I-A, LP Pooled Investment Fund · 2024 · listed
SP SI PARTNERSHIP 2022 L.P. Pooled Investment Fund · 2022 · listed
SE SUMERU EQUITY PARTNERS FUND IV L.P. Pooled Investment Fund · 2021 · listed
SH SEP-HEARTLAND FUND IV CO-INVEST L.P. Pooled Investment Fund · 2021 · listed
SH SEP Hamilton, LP Other Technology · $16.4M sold · 2021
SE SUMERU EQUITY PARTNERS FUND III L.P. Pooled Investment Fund · $689M sold · 2018 · listed
SS SEP STRATEGIC ADVISERS FUND III L.P. Pooled Investment Fund · $25.9M sold · 2018 · listed
SH SEP-HEARTLAND FUND III CO-INVEST L.P. Pooled Investment Fund · 2018 · listed
SE SUMERU EQUITY PARTNERS FUND L.P. Pooled Investment Fund · $363M sold · 2015 · listed
SS SEP STRATEGIC ADVISERS FUND L.P. Pooled Investment Fund · $9.65M sold · 2015 · listed

One team, 13 deal companies. John Brennan is listed on 12 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name JOHN BRENNAN.

Sponsor group

Newport

53 issuers · 401 filings · $12.54B reported sold · 2009–2026

NP Newport Patriot LLC Pooled Investment Fund · $1.43B sold · 2010
PF Prisma Focus Fund Ltd Pooled Investment Fund · $50.5M sold · 2011 · listed
MO Molecule Onshore, LP Pooled Investment Fund · $714.3M sold · 2021
NB Newport Burgundy, LLC Pooled Investment Fund · $1.11B sold · 2011
NM Newport MMPPT, LLC Pooled Investment Fund · $40.1M sold · 2018
EL ERS Launchpad, LLC Pooled Investment Fund · $349M sold · 2018
PS Prisma Spectrum Fund Ltd Pooled Investment Fund · $4.89B sold · 2010 · listed
NA NEWPORT ABSOLUTE LLC Pooled Investment Fund · $609.7M sold · 2010
PD Pacific Diversified Strategies LLC Pooled Investment Fund · $612.9M sold · 2010
PE Prisma Enhanced Fixed Income Fund Ltd Pooled Investment Fund · $44.7M sold · 2010 · listed
NC Newport Crater Lake, LLC Pooled Investment Fund · $575M sold · 2014
NL Newport Liberty, LLC Pooled Investment Fund · $144.2M sold · 2015
PP PAAMCO Prisma TALF II Offshore Fund LP Pooled Investment Fund · $230.1M sold · 2020
PP PAAMCO Prisma TALF II Fund LP Pooled Investment Fund · $39.2M sold · 2020
NS NEWPORT SAGAMORE LLC Pooled Investment Fund · $938.3M sold · 2010
NM NEWPORT MESA LLC Pooled Investment Fund · $190.8M sold · 2010
PH PACIFIC HEDGED STRATEGIES LLC Pooled Investment Fund · $540M sold · 2010
NE Newport Eagle LLC Pooled Investment Fund · $283.9M sold · 2010
NE Newport Eureka, LLC Pooled Investment Fund · $262.4M sold · 2010
NA Newport Asimo, LLC Pooled Investment Fund · $106M sold · 2011
NC NEWPORT CASCADE FUND LLC Pooled Investment Fund · $272.7M sold · 2010
NC NEWPORT CROWN LLC Pooled Investment Fund · $90M sold · 2009
NS NEWPORT ST ELMO II, LLC Pooled Investment Fund · $272.9M sold · 2010
PC PACIFIC CORPORATE OPPORTUNITIES (U.S. DOLLAR), LTD. Pooled Investment Fund · $23.7M sold · 2011
PA Prisma Apex Equity Fund Ltd. Pooled Investment Fund · $155.5M sold · 2015 · listed
PT PACIFIC TRADEWINDS FUND LTD Pooled Investment Fund · $299.5M sold · 2010
NG NEWPORT GARFIELD, LLC Pooled Investment Fund · $192.6M sold · 2009
NU Newport UT, LLC Pooled Investment Fund · $387.3M sold · 2010
NC NEWPORT CYPRESS LLC Pooled Investment Fund · $261.6M sold · 2010
NV NEWPORT VISION LLC Pooled Investment Fund · $308.8M sold · 2010
NM Newport Monarch, LLC Pooled Investment Fund · $459.1M sold · 2016
NN Newport Njord, LLC Pooled Investment Fund · $79.2M sold · 2017
NM Newport Magnum LLC Pooled Investment Fund · $495.1M sold · 2010
NJ NEWPORT JACKALOPE LLC Pooled Investment Fund · $511.4M sold · 2010
NB NEWPORT BRIDGES LLC Pooled Investment Fund · $161.6M sold · 2010
NP NEWPORT PHOENIX LLC Pooled Investment Fund · $133.5M sold · 2010
NC Newport Colonels, LLC Pooled Investment Fund · $526.6M sold · 2011
NS Newport St. Joseph Investments, LLC Pooled Investment Fund · $83M sold · 2013
N5 Newport 59, LLC Pooled Investment Fund · $325.3M sold · 2015
NH Newport HFP, LLC Pooled Investment Fund · $131M sold · 2015
VS Vision SPV, LLC Pooled Investment Fund · $4.77M sold · 2017
PG PGE Gotham Eureka Fund Ltd. Pooled Investment Fund · $230M sold · 2017 · listed
NS NEWPORT SIERRA FUND LLC Pooled Investment Fund · $27.9M sold · 2010
PS PSO SPECIAL INVESTMENTS, LTD. Pooled Investment Fund · $34.8M sold · 2009
NS NEWPORT SEQUOIA FUND LLC Pooled Investment Fund · $1.43B sold · 2010
NP Newport Pioneer LLC Pooled Investment Fund · $221.3M sold · 2010
PC PACIFIC CAPITAL GROWTH LLC Pooled Investment Fund · $201.1M sold · 2010
PA Prisma Alpha Eagle Fund Ltd Pooled Investment Fund · $200M sold · 2010
PG Prisma Genesis Fund Ltd Pooled Investment Fund · $16M sold · 2011
PS Prisma Select Fund II Ltd Pooled Investment Fund · $30M sold · 2010
NS Newport St Elmo LLC Pooled Investment Fund · $150M sold · 2010
DF Diamond Fund Ltd Pooled Investment Fund · $5.96M sold · 2010
PA PAAMCO AK Absolute Return Fund Ltd Partnership Pooled Investment Fund · $500.5M sold · 2009

One team, 53 deal companies. John Brennan is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name JOHN BRENNAN.

Sponsor group

Maverick

2 issuers · 2 filings · $2.05M reported sold · 2018–2018

EP ELMWOOD PARK LLC Other Real Estate · $2.05M sold · 2018 · listed
MC MAVERICK CHELSEA LLC Other Real Estate · 2018

One team, 2 deal companies. John Brennan is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name JOHN BRENNAN.

Same business address

51 other issuers file from the same address (first 50 shown)

32 Capital (ERISA) Portable Alpha Fund Ltd. Grand Cayman, E9 · 2024
BlackRock EMA Portable Alpha (Emerging Markets ex China) Fund Ltd. Grand Cayman, E9 · 2024
BlackRock EMA Portable Alpha (Emerging Markets) Fund Ltd. Grand Cayman, E9 · 2024
Delta Global Management Flagship Fund Ltd. Grand Cayman, E9 · 2026
12 West Capital Fund Ltd. Grand Cayman, E9 · 2013
BDCM Offshore Opportunity Fund VI, Ltd. Grand Cayman, E9 · 2024
Alua Offshore Fund Ltd. Grand Cayman, E9 · 2020
Encore Global Partners Ltd Grand Cayman, E9 · 2025
Augnition Global Investors Offshore, LP Grand Cayman, E9 · 2026
Incline III Aviation Feeder 1 Limited Partnership Grand Cayman, E9 · 2024
Incline III Aviation Feeder 2 Limited Partnership Grand Cayman, E9 · 2024
Horizon I, LP Grand Cayman, E9 · 2026
Preston Opportunistic Credit Fund I, LP Grand Cayman, E9 · 2026
Avantyr Partners Offshore, LP Grand Cayman, E9 · 2025
BAAM 1839 Fund L.P. Grand Cayman, E9 · 2022
Preston Strategic Insurance Fund, LP Grand Cayman, E9 · 2026
STARC Acquisitions, Inc. Foster City, CA · 2026
SRS Long Opportunities, Ltd Grand Cayman, E9 · 2015
Galvanize Capital Solutions Fund I Cayman, LP Grand Cayman, E9 · 2026
Prisma Focus Fund LP Newport Beach, CA · 2011
MSE Acquisitions, Inc. Foster City, CA · 2024
Junto Offshore Fund Ltd. Grand Cayman, E9 · 2014
Junto Offshore Fund II Ltd. Grand Cayman, E9 · 2022
EGMF Master LP Grand Cayman, E9 · 2020
EGMF Offshore Ltd. Grand Cayman, E9 · 2021
Jain Global Institutional Fund Ltd Grand Cayman, E9 · 2026
Defilade Capital Partners, Ltd. Grand Cayman, E9 · 2025
BAILARD REAL ESTATE INVESTMENT TRUST, INC Foster City, CA · 2009
LibreMax Opportunistic Value Fund, LP Grand Cayman, E9 · 2019
LibreMax Structured Opportunities Offshore Partners I, LP Grand Cayman, E9 · 2021
Glory Ventures Investments Fund III L.P. Grand Cayman, E9 · 2024
LibreMax Structured Income Offshore Partners III, LP Grand Cayman, E9 · 2023
LAAB Offshore Fund, Ltd. Grand Cayman, E9 · 2024
Aon Alternatives Fund SPC - Aon Return Enhancing Alternatives Portfolio SP Grand Cayman, E9 · 2018
Aon Alternatives Fund SPC - Aon Opportunistic Credit Portfolio SP Grand Cayman, E9 · 2020
Castle Hook Offshore Fund Ltd. Grand Cayman, E9 · 2016
Rivonia Road Offshore Fund, Ltd. Grand Cayman, E9 · 2024
Rubric Long Term Opportunities Offshore Fund LP Grand Cayman, E9 · 2024
BBCM Offshore Fund Ltd. Grand Cayman, E9 · 2016
TCIM Offshore Fund Ltd. Grand Cayman, E9 · 2021
Ripple Effect Energy & Mobility Liquid Opportunities Offshore Fund Ltd. Grand Cayman, E9 · 2024
Sachem Head Offshore Ltd. Grand Cayman, E9 · 2013
North Star Fund Ltd. Grand Cayman, E9 · 2019
Bracco Credit Opportunity Offshore Fund Ltd. Grand Cayman, E9 · 2023
Woodline Offshore Fund Ltd. Grand Cayman, E9 · 2019
Pimlico Partners II, L.P. Grand Cayman, E9 · 2026
EVR Offshore Partners Fund, Ltd. Grand Cayman, E9 · 2021
Diadema Partners Offshore Fund Ltd Grand Cayman, E9 · 2024
Jain Global Offshore Fund Ltd Grand Cayman, E9 · 2024
Global Event Partners Ltd. Grand Cayman, E9 · 2015

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 28 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to JOHN BRENNAN by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 28 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Brennan is listed on: none on file. No website or social profile named in Prisma Spectrum Fund Ltd's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #116,121 of 374,652 in line (1,318 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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JOHN BRENNAN

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

JOHN BRENNAN appears on 2 deals that stopped filing before reaching their target

Paid seller listed without a CRD number: Atlantic Trust Company — Prisma Spectrum Fund Ltd

Paid seller listed without a CRD number: Deutsche Bank Trust Company Americas — Prisma Spectrum Fund Ltd

Paid seller listed without a CRD number: Brookvine Investment Advisors PTY LTD — Prisma Spectrum Fund Ltd

Form D filed 163 days after the first sale — PGE Gotham Eureka Fund Ltd.

Form D filed 27 days after the first sale — Buildium, LLC

8 offerings have no amendment in the last 12 months and may still be open

JOHN BRENNAN is no longer listed on the Sep 21, 2023 amendment — Prisma Spectrum Fund Ltd

JOHN BRENNAN is no longer listed on the Sep 21, 2023 amendment — Prisma Focus Fund Ltd

JOHN BRENNAN is no longer listed on the Sep 27, 2021 amendment — Prisma Enhanced Fixed Income Fund Ltd

Offering amount changed between filings — HereNow Help, Inc.

Offering amount changed between filings — HereNow Help, Inc.

Offering amount changed between filings — SUMERU EQUITY PARTNERS FUND III L.P.

JOHN BRENNAN is written 2 different ways on the filings

Industry group changed between filings — HereNow Help, Inc.

Same name, different state: "John F. Brennan, Jr." (MA) is a separate record

Same name, different state: "John B. Brennan" (NC) is a separate record

Same name, different state: "John Brennan" (TN) is a separate record

Same name, different state: "JOHN BRENNAN" (OH) is a separate record

Same name, different state: "John Brennan" (MN) is a separate record

8 address changes between filings

JOHN BRENNAN is listed with 4 different address states: CA, MA, NY, DE

5. Money to insiders

Deals 28

People around John 40

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person