Wayne Zuk is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Oct 2009 and Oct 2010: JH NETWORKING INSURANCE AGENCY INC (Boston, MA — insurance — 2009–2010; $53.7M reported sold to 43 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brooks Tingle (2 shared filings), Curtis Morrison (2 shared filings), Jean Wong (2 shared filings) and Peter Levitt (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Wayne. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Wayne Zuk and found 6 differences, 3 worth asking the sponsor about: Investor count went down between filings; Wayne Zuk is no longer listed on the Oct 12, 2011 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.