WAYNE PANTON is listed as a director on 8 SEC Form D filings by 3 issuers between Jun 2009 and Mar 2012: PIMCO TALF Investment & Recovery Fund Offshore Feeder I, L.P. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009; $848.6M reported sold to 55 investors), GLG MULTI-STRATEGY FUND SICAV (Senningerberg, Luxembourg (as filed: N4) — pooled investment fund — 2010–2012; $4.77M reported sold to 15 investors) and GLG Emerging Markets Special Situations Fund (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2011; $2.72M reported sold to 2 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $856.1M sold in total.
Listed alongside Alun Davies (5 shared filings), Michael Jackson (5 shared filings), GRANT J. STEIN (3 shared filings), Simon White (3 shared filings), Aniello Bianco (2 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around WAYNE. Each name links to their own page.
1 of the issuers belongs to the sponsor group Glg Emerging (3 issuers, $108.5M reported sold, 2010–2012).
What this means A sponsor group is one team that sets up a new company for each deal. Glg Emerging has 3 companies on file and $108.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 9 court cases matching the name, 6 bankruptcy cases matching the name listed in Key records below.
What this means 15 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for WAYNE PANTON and found 7 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.