PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:09 AM ET

Sponsor Check › Person

WW
No photo found yet (own website and image search run after this page is viewed)

Wayne Wallace

Named as an officer, director or promoter on SEC Form D filings · OH, CA, FL, MN · May 5, 2009 → Sep 12, 2025

15deals (issuers)
$225.2Mreported sold
643investors
27Form D filings
2009–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Wayne Wallace is listed as an executive officer, director, and promoter on 27 SEC Form D filings by 15 issuers between May 2009 and Mar 2026. Largest by amount reported sold: Mutual Capital Partners Fund IV, L.P. (Westlake, OH — pooled investment fund — 2023; $32.1M reported sold to 42 investors), Mutual Capital Partners Fund IV-Q, L.P. (Westlake, OH — pooled investment fund — 2023; $32.1M reported sold to 55 investors), Mutual Capital Partners Fund III-Q, L.P. (Westlake, OH — pooled investment fund — 2017; $23.7M reported sold to 43 investors), Cleveland HeartLab, Inc. (Cleveland, OH — other health care — 2012; $18.3M reported sold to 19 investors), Mutual Capital Partners Fund III, L.P. (Westlake, OH — pooled investment fund — 2017; $15.9M reported sold to 70 investors) and 10 more (all listed below).

What this means That is a lot of deals — 15 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $225.2M sold in total.

Listed alongside Carter McNabb (11 shared filings), William Trainor (8 shared filings), Christopher Martin (6 shared filings), Eric B. Timko (5 shared filings), D. Ronald Yagoda (4 shared filings) and 51 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Wayne. Each name links to their own page.

The issuers belong to 4 sponsor groups: Mutual (7 issuers, $131.8M reported sold, 2011–2025), Checkpoint Surgical (7 issuers, $68.3M reported sold, 2009–2024), Vox (2 issuers, $2.27M reported sold, 2012–2024) and Catalyst Orthoscience (2 issuers, $6.74M reported sold, 2015–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 36 bankruptcy cases matching the name listed in Key records below.

What this means 37 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 27 public filings for Wayne Wallace and found 11 differences, 2 worth asking the sponsor about: 12 bankruptcy cases name the subject or team members; 6 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Wayne Wallace has not run yet — it is joining a line of 47,947 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Wayne Wallace v. Ford Motor Company dismissed
District Court, C.D. California · No. 8:07-cv-00392 · Filed Apr 5, 2007 · Closed Jan 24, 2008 · Nature of suit: 190 Other contract actions
Role of Wayne Wallace: Plaintiff · Outcome: Terminated 2008-01-24 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Wayne Wallace..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

36 cases: 2 open, 34 closed (disposition not in docket feed)

Wayne T Wallace, Jr. open
United States Bankruptcy Court, E.D. Michigan · No. 25-42763 · Filed Mar 19, 2025
Role of Wayne T Wallace, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in MI (not a filing state)
Wayne S Wallace and Karisten D Wallace open
United States Bankruptcy Court, E.D. Michigan · No. 22-21101 · Filed Nov 3, 2022
Role of Wayne S Wallace and Karisten D Wallace: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in MI (not a filing state)
Wayne M Wallace closed
United States Bankruptcy Court, M.D. Florida · No. 2:20-bk-09317 · Filed Dec 23, 2020 · Closed Apr 13, 2021
Role of Wayne M Wallace: Debtor · Outcome: Case closed 2021-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in the person's filing state (FL)
Wayne E. Wallace and Arlene A. Wallace closed
United States Bankruptcy Court, D. Colorado · No. 15-21793 · Filed Oct 22, 2015 · Closed Jun 24, 2020
Role of Wayne E. Wallace and Arlene A. Wallace: Debtor · Outcome: Case closed 2020-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in CO (not a filing state)
Wayne E. Wallace and Arlene A. Wallace closed
United States Bankruptcy Court, D. Colorado · No. 14-18723 · Filed Jun 24, 2014 · Closed Dec 21, 2015
Role of Wayne E. Wallace and Arlene A. Wallace: Debtor · Outcome: Case closed 2015-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in CO (not a filing state)
Wayne R. Wallace and Mary A. Wallace closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 14-21417 · Filed Apr 9, 2014 · Closed Oct 2, 2018
Role of Wayne R. Wallace and Mary A. Wallace: Debtor · Outcome: Case closed 2018-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in PA (not a filing state)
Wayne Wallace and Marilyn Wallace closed
United States Bankruptcy Court, E.D. Kentucky · No. 14-60321 · Filed Mar 11, 2014 · Closed Sep 15, 2015
Role of Wayne Wallace and Marilyn Wallace: Debtor · Outcome: Case closed 2015-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in KY (not a filing state)
Wayne C. Wallace and Patricia A. Wallace closed
United States Bankruptcy Court, N.D. Oklahoma · No. 14-10064 · Filed Jan 16, 2014 · Closed Mar 30, 2015
Role of Wayne C. Wallace and Patricia A. Wallace: Debtor · Outcome: Case closed 2015-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in OK (not a filing state)
Wayne Wallace and Marilyn Wallace closed
United States Bankruptcy Court, E.D. Kentucky · No. 13-61578 · Filed Dec 11, 2013 · Closed Feb 19, 2014
Role of Wayne Wallace and Marilyn Wallace: Debtor · Outcome: Case closed 2014-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in KY (not a filing state)
Wayne L. Wallace and Diana S. Wallace closed
United States Bankruptcy Court, S.D. Ohio · No. 1:13-bk-10446 · Filed Jan 31, 2013 · Closed Oct 5, 2018
Role of Wayne L. Wallace and Diana S. Wallace: Debtor · Outcome: Case closed 2018-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in the person's filing state (OH)
Wayne T Wallace closed
United States Bankruptcy Court, W.D. Washington · No. 12-17627 · Filed Jul 23, 2012 · Closed Dec 10, 2012
Role of Wayne T Wallace: Debtor · Outcome: Case closed 2012-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in WA (not a filing state)
Wayne Wallace and Arlene Wallace closed
United States Bankruptcy Court, D. Colorado · No. 12-18234 · Filed Apr 24, 2012 · Closed Nov 13, 2012
Role of Wayne Wallace and Arlene Wallace: Debtor · Outcome: Case closed 2012-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in CO (not a filing state)
Wayne Wallace closed
United States Bankruptcy Court, S.D. Georgia · No. 11-10660 · Filed Apr 1, 2011 · Closed Jun 27, 2013
Role of Wayne Wallace: Debtor · Outcome: Case closed 2013-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in GA (not a filing state)
Wayne W Wallace closed
United States Bankruptcy Court, N.D. Ohio · No. 11-11272 · Filed Feb 18, 2011 · Closed May 27, 2011
Role of Wayne W Wallace: Debtor · Outcome: Case closed 2011-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in the person's filing state (OH)
Wayne J. Wallace closed
United States Bankruptcy Court, S.D. Ohio · No. 2:10-bk-62102 · Filed Oct 11, 2010 · Closed Mar 9, 2011
Role of Wayne J. Wallace: Debtor · Outcome: Case closed 2011-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in the person's filing state (OH)
WAYNE WALLACE and MARY WALLACE closed
United States Bankruptcy Court, D. Nevada · No. 10-23532 · Filed Jul 20, 2010 · Closed Dec 12, 2011
Role of WAYNE WALLACE and MARY WALLACE: Debtor · Outcome: Case closed 2011-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in NV (not a filing state)
Wayne O. Wallace and Toni M. Wallace closed
United States Bankruptcy Court, E.D. California · No. 09-45026 · Filed Nov 16, 2009 · Closed Mar 7, 2016
Role of Wayne O. Wallace and Toni M. Wallace: Debtor · Outcome: Case closed 2016-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in the person's filing state (CA)
Wayne B. Wallace and Heidi L. Walter - Wallace closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 09-70483 · Filed Apr 20, 2009 · Closed Aug 10, 2009
Role of Wayne B. Wallace and Heidi L. Walter - Wallace: Debtor · Outcome: Case closed 2009-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in PA (not a filing state)
Wayne A Wallace and Lorri J Wallace closed
United States Bankruptcy Court, N.D. Alabama · No. 08-04835 · Filed Sep 30, 2008 · Closed Feb 19, 2009
Role of Wayne A Wallace and Lorri J Wallace: Debtor · Outcome: Case closed 2009-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in AL (not a filing state)
Wayne R. Wallace closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 08-23113 · Filed May 9, 2008 · Closed Aug 25, 2008
Role of Wayne R. Wallace: Debtor · Outcome: Case closed 2008-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in PA (not a filing state)
Wayne J. Wallace and Mary C. Wallace closed
United States Bankruptcy Court, D. New Jersey · No. 07-11273 · Filed Jan 31, 2007 · Closed Jun 17, 2008
Role of Wayne J. Wallace and Mary C. Wallace: Debtor · Outcome: Case closed 2008-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in NJ (not a filing state)
WAYNE J WALLACE and MARY C WALLACE closed
United States Bankruptcy Court, D. Nevada · No. 06-11709 · Filed Jul 18, 2006 · Closed Apr 17, 2007
Role of WAYNE J WALLACE and MARY C WALLACE: Debtor · Outcome: Case closed 2007-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in NV (not a filing state)
Wayne R. Wallace, Jr. and Leslie A. Wallace closed
United States Bankruptcy Court, N.D. Ohio · No. 06-40269 · Filed Mar 14, 2006 · Closed Nov 6, 2006
Role of Wayne R. Wallace, Jr.: Debtor · Outcome: Case closed 2006-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in the person's filing state (OH)
Wayne W Wallace closed
United States Bankruptcy Court, N.D. Ohio · No. 05-94230 · Filed Oct 15, 2005 · Closed Oct 14, 2009
Role of Wayne W Wallace: Debtor · Outcome: Case closed 2009-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in the person's filing state (OH)
Wayne M Wallace and Amy S Wallace closed
United States Bankruptcy Court, M.D. Florida · No. 8:05-bk-17796 · Filed Sep 7, 2005 · Closed Feb 21, 2007
Role of Wayne M Wallace and Amy S Wallace: Debtor · Outcome: Case closed 2007-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in the person's filing state (FL)
Wayne M Wallace and Amy S Wallace closed
United States Bankruptcy Court, M.D. Florida · No. 8:03-bk-05221 · Filed Mar 17, 2003 · Closed Jun 30, 2003
Role of Wayne M Wallace and Amy S Wallace: Debtor · Outcome: Case closed 2003-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in the person's filing state (FL)
Wayne L. Wallace and Abagail Andrews Wallace closed
United States Bankruptcy Court, D. South Carolina · No. 03-03200 · Filed Mar 14, 2003 · Closed Feb 8, 2006
Role of Wayne L. Wallace and Abagail Andrews Wallace: Debtor · Outcome: Case closed 2006-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in SC (not a filing state)
Wayne N Wallace closed
United States Bankruptcy Court, N.D. Illinois · No. 01-45444 · Filed Dec 27, 2001 · Closed May 6, 2003
Role of Wayne N Wallace: Debtor · Outcome: Case closed 2003-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in IL (not a filing state)
WAYNE J. WALLACE and MARY WALLACE closed
United States Bankruptcy Court, D. Nevada · No. 01-18429 · Filed Aug 15, 2001 · Closed May 31, 2005
Role of WAYNE J. WALLACE and MARY WALLACE: Debtor · Outcome: Case closed 2005-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in NV (not a filing state)
Wayne N Wallace closed
United States Bankruptcy Court, N.D. Illinois · No. 01-26191 · Filed Jul 26, 2001 · Closed Jan 15, 2002
Role of Wayne N Wallace: Debtor · Outcome: Case closed 2002-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in IL (not a filing state)
Melinda L Wallace and Wayne C Wallace closed
United States Bankruptcy Court, W.D. Washington · No. 00-39802 · Filed Nov 29, 2000 · Closed Mar 9, 2001
Role of Wayne C Wallace: Debtor · Outcome: Case closed 2001-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in WA (not a filing state)
Wayne L. Wallace closed
United States Bankruptcy Court, S.D. Illinois · No. 00-30200 · Filed Jan 25, 2000 · Closed Jun 29, 2000
Role of Wayne L. Wallace: Debtor · Outcome: Case closed 2000-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in IL (not a filing state)
Wayne R. Wallace closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 97-27411 · Filed Oct 10, 1997 · Closed Jan 27, 1998
Role of Wayne R. Wallace: Debtor · Outcome: Case closed 1998-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in PA (not a filing state)
WAYNE H WALLACE closed
United States Bankruptcy Court, D. Minnesota · No. 97-43100 · Filed Apr 29, 1997 · Closed Aug 11, 1997
Role of WAYNE H WALLACE: Debtor · Outcome: Case closed 1997-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in the person's filing state (MN)
Wayne J. Wallace and Michelle Dawn Wallace closed
United States Bankruptcy Court, W.D. Arkansas · No. 6:96-bk-16692 · Filed Oct 7, 1996 · Closed Mar 18, 2002
Role of Wayne J. Wallace and Michelle Dawn Wallace: Debtor · Outcome: Case closed 2002-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in AR (not a filing state)
Wayne K. Wallace closed
United States Bankruptcy Court, D. New Hampshire · No. 95-11526 · Filed Jun 26, 1995 · Closed Nov 30, 1995
Role of Wayne K. Wallace: Debtor · Outcome: Case closed 1995-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); court in NH (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Wayne Wallace — 2 worth asking about (compared 27 filings on Oct 24, 2026)

Worth asking · Apr 29, 1997 – Apr 13, 2021

12 bankruptcy cases name the subject or team members

Bankruptcy case: Wayne M Wallace — filed Dec 23, 2020 · Bankruptcy case: Wayne L. Wallace and Diana S. Wallace — filed Jan 31, 2013 · Bankruptcy case: Wayne O. Wallace and Toni M. Wallace — filed Nov 16, 2009 · Bankruptcy case: Wayne W Wallace — filed Feb 18, 2011 · Bankruptcy case: Wayne J. Wallace — filed Oct 11, 2010 · and 7 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, M.D. Florida ↗Docket · United States Bankruptcy Court, S.D. Ohio ↗Docket · United States Bankruptcy Court, E.D. California ↗Docket · United States Bankruptcy Court, N.D. Ohio ↗
Sources
Note · Mar 16, 2017

Wayne Wallace appears on 2 deals that stopped filing before reaching their target

Mutual Capital Partners Fund III-Q, L.P. (last filing Mar 16, 2017; $23,675,000 sold of $50,000,000); Mutual Capital Partners Fund III, L.P. (last filing Mar 16, 2017; $15,855,000 sold of $50,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Mutual Capital Partners Fund III-Q, L.P. — PartnerFacts page ↗Mutual Capital Partners Fund III, L.P. — PartnerFacts page ↗
Sources
Worth asking · May 1, 2018 – Sep 12, 2025

6 Form Ds were filed more than 15 days after the first sale

Form D filed 113 days after the first sale — Catalyst OrthoScience Inc · Form D filed 43 days after the first sale — MCPF III Opportunity Fund, L.P. · Form D filed 24 days after the first sale — Checkpoint Surgical, Inc. · Form D filed 16 days after the first sale — Mutual Capital Partners Fund IV-Q, L.P. · Form D filed 16 days after the first sale — Mutual Capital Partners Fund IV, L.P. · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Sep 7, 2023 ↗Catalyst OrthoScience Inc — PartnerFacts page ↗Form D · Sep 12, 2025 ↗MCPF III Opportunity Fund, L.P. — PartnerFacts page ↗
Sources
Note · Jun 28, 2010 – Sep 12, 2025

19 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — MCPF III Opportunity Fund, L.P. (latest filing Sep 12, 2025) · No amendment in the last 12 months on an offering that may still be open — Catalyst OrthoScience Inc (latest filing Jul 31, 2025) · No amendment in the last 12 months on an offering that may still be open — iotaMotion, Inc. (latest filing Jan 15, 2025) · No amendment in the last 12 months on an offering that may still be open — Catalyst OrthoScience Inc (latest filing Apr 18, 2024) · No amendment in the last 12 months on an offering that may still be open — Mutual Capital Partners Fund IV-Q, L.P. (latest filing Aug 16, 2023) · and 14 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Sep 12, 2025 ↗MCPF III Opportunity Fund, L.P. — PartnerFacts page ↗Form D · Jul 31, 2025 ↗Catalyst OrthoScience Inc — PartnerFacts page ↗
Sources
Note · Feb 4, 2011 – Feb 7, 2011

Wayne Wallace's role changed at Mutual Capital Partners Fund II, L.P.: promoter → executive officer, promoter

The Feb 4, 2011 filing lists Wayne Wallace as promoter; the Feb 7, 2011 Form D/A lists executive officer, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Feb 4, 2011 ↗Form D/A · Feb 7, 2011 ↗Wayne Wallace — PartnerFacts page ↗Mutual Capital Partners Fund II, L.P. — PartnerFacts page ↗
Sources
Note · Dec 26, 2017 – Sep 19, 2018

Offering amount changed between filings — Checkpoint Surgical, Inc.

The Dec 26, 2017 filing says $6,000,000 offered; the Sep 19, 2018 Form D/A says $9,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Dec 26, 2017 ↗Form D/A (later) · Sep 19, 2018 ↗Checkpoint Surgical, Inc. — PartnerFacts page ↗
Sources
Note · May 5, 2009 – Apr 12, 2010

Offering amount changed between filings — ORTHOHELIX SURGICAL DESIGN INC

The May 5, 2009 filing says $12,402,762 offered; the Apr 12, 2010 Form D/A says $14,034,692.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 5, 2009 ↗Form D/A (later) · Apr 12, 2010 ↗ORTHOHELIX SURGICAL DESIGN INC — PartnerFacts page ↗
Sources
Note · May 5, 2009 – Apr 12, 2010

Minimum investment changed between filings — ORTHOHELIX SURGICAL DESIGN INC

The May 5, 2009 filing lists a minimum of $5,000; the Apr 12, 2010 Form D/A lists $816.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 5, 2009 ↗Form D/A (later) · Apr 12, 2010 ↗ORTHOHELIX SURGICAL DESIGN INC — PartnerFacts page ↗
Sources
Note · Dec 7, 2016 – Jun 13, 2024

Industry group changed between filings — Checkpoint Surgical, Inc.

"Other Health Care" (Dec 7, 2016 to Jun 7, 2021); then "Other" (Jun 13, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Dec 7, 2016 ↗Form D · Jun 13, 2024 ↗Checkpoint Surgical, Inc. — PartnerFacts page ↗
Sources
Note · May 14, 2020 – Jun 7, 2021

Address moved from Cleveland, OH to Independence, OH — Checkpoint Surgical, Inc.

The people listed on the May 14, 2020 filing give Cleveland, OH; on the Jun 7, 2021 filing they give Independence, OH.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · May 14, 2020 ↗Form D · Jun 7, 2021 ↗Checkpoint Surgical, Inc. — PartnerFacts page ↗
Sources
Note · May 5, 2009 – Mar 9, 2026

Wayne Wallace is listed with 4 different address states: OH, CA, FL, MN

OH on 18 filings (May 5, 2009 to Sep 12, 2025); CA on 4 filings (Nov 14, 2014 to Sep 2, 2020); FL on 3 filings (Sep 7, 2023 to Jul 31, 2025); MN on 2 filings (Jan 15, 2025 to Mar 9, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · May 5, 2009 ↗Form D · Nov 14, 2014 ↗Form D · Sep 7, 2023 ↗Form D · Jan 15, 2025 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 24 offerings reports sales commissions totalling $100,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $63,750. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 9, 2026 D
iotaMotion, Inc.
File 021-575853
$0$0$0 (est.)
Excludes standard compensation for officers and directors.
None listed on this filingEDGAR ↗
Sep 12, 2025 D
MCPF III Opportunity Fund, L.P.
File 021-557379
$0$0$0None listed on this filingEDGAR ↗
Jul 31, 2025 D
Catalyst OrthoScience Inc
File 021-553344
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2025 D
iotaMotion, Inc.
File 021-535330
$0$0$0 (est.)
Excludes standard compensation for officers and directors.
None listed on this filingEDGAR ↗
Jun 13, 2024 D
Checkpoint Surgical, Inc.
File 021-515899
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2024 D
Catalyst OrthoScience Inc
File 021-510930
$0$0$0None listed on this filingEDGAR ↗
Sep 7, 2023 D
Catalyst OrthoScience Inc
File 021-491537
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2023 D
Mutual Capital Partners Fund IV, L.P.
File 021-489844
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2023 D
Mutual Capital Partners Fund IV-Q, L.P.
File 021-489845
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2021 D
Checkpoint Surgical, Inc.
File 021-401955
$0$0$0None listed on this filingEDGAR ↗
Sep 2, 2020 D
ORTHALIGN INC
File 021-374685
$0$0$0None listed on this filingEDGAR ↗
May 14, 2020 D
Checkpoint Surgical, Inc.
File 021-366970
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2020 D
ORTHALIGN INC
File 021-357531
$0$0$0None listed on this filingEDGAR ↗
Sep 19, 2018 D/A
Checkpoint Surgical, Inc.
File 021-275774
$100,000$0$0Bruce Roberts BrokerCheck CRD 2359901 ↗
via Beech Hill Securities, Inc. (CRD 24771 ↗)
EDGAR ↗
Jun 11, 2018 D
Vox Mobile, Inc.
File 021-314344
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2017 D
ORTHALIGN INC
File 021-293598
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2017 D
Mutual Capital Partners Fund III-Q, L.P.
File 021-282769
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2017 D
Mutual Capital Partners Fund III, L.P.
File 021-282768
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2014 D
ORTHALIGN INC
File 021-228385
$0$0$0None listed on this filingEDGAR ↗
Nov 5, 2012 D
CHL MCPF Investment, LLC
File 021-186498
$0$0$0None listed on this filingEDGAR ↗
Oct 31, 2012 D
Cleveland HeartLab, Inc.
File 021-186326
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2011 D/A
Mutual Capital Partners Fund II, L.P.
File 021-154861
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2010 D/A
MORK PROCESS INC
File 021-144711
$0$0$63,750
Accurued and unpaid 2009 bonuses to be paid after equity raise.
None listed on this filingEDGAR ↗
Apr 12, 2010 D/A
ORTHOHELIX SURGICAL DESIGN INC
File 021-72685
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 15

Every issuer that named Wayne Wallace on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

I
Other Health Care

iotaMotion, Inc.

St. Paul, MN · Jan 15, 2025 → Mar 9, 2026 · 2 filings
  • Mar 9, 2026 · D · $1,900,004 sold of $10,000,002 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 15, 2025 · D · $6,431,502 sold of $15,000,000 · 25 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8.51M from 56 investors (85% of the $10M target) as of the latest filing. Wayne is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MO
Pooled Investment Fund · group: Mutual

MCPF III Opportunity Fund, L.P.

Westlake, OH · Sep 12, 2025
  • Sep 12, 2025 · D · $9,760,000 sold of $10,000,000 · 57 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $9.76M from 57 investors (98% of the $10M target) as of the latest filing. Wayne is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Other · group: Catalyst Orthoscience

Catalyst OrthoScience Inc

Naples, FL · Sep 7, 2023 → Jul 31, 2025 · 3 filings
  • Jul 31, 2025 · D · $4,135,604 sold of $6,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 18, 2024 · D · $1,499,999 sold of $5,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 7, 2023 · D · $15,369,766 sold of $15,369,766 · 81 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.4M from 81 investors (100% of the $6M target) as of the latest filing. Wayne is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Other · group: Checkpoint Surgical

Checkpoint Surgical, Inc.

Independence, OH · Sep 19, 2018 → Jun 13, 2024 · 4 filings
  • Jun 13, 2024 · D · $4,000,000 sold of $4,000,000 · 42 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 7, 2021 · D · $13,000,001 sold of $16,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 14, 2020 · D · $1,924,464 sold of $5,000,000 · 10 investors · min. $25,000 · role: Director EDGAR ↗
  • Sep 19, 2018 · D/A · $8,806,769 sold of $9,000,000 · 31 investors · min. $10,000 · role: Director EDGAR ↗

Raised $13M from 42 investors (100% of the $4M target) as of the latest filing. Wayne is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Mutual

Mutual Capital Partners Fund IV-Q, L.P.

Westlake, OH · Aug 16, 2023
  • Aug 16, 2023 · D · $32,140,000 sold of $50,000,000 · 55 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗

Raised $32.1M from 55 investors (64% of the $50M target) as of the latest filing. Wayne is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Mutual

Mutual Capital Partners Fund IV, L.P.

Westlake, OH · Aug 16, 2023
  • Aug 16, 2023 · D · $32,140,000 sold of $50,000,000 · 42 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗

Raised $32.1M from 42 investors (64% of the $50M target) as of the latest filing. Wayne is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

O
Other Health Care

ORTHALIGN INC

Aliso Viejo, CA · Nov 14, 2014 → Sep 2, 2020 · 4 filings
  • Sep 2, 2020 · D · $11,228,728 sold of $18,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 9, 2020 · D · $3,210,478 sold of $8,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 28, 2017 · D · $7,602,169 sold of $10,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 14, 2014 · D · $15,187,851 sold of $18,187,852 · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.2M from 15 investors (84% of the $18M target) as of the latest filing. Wayne is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VM
Telecommunications · group: Vox

Vox Mobile, Inc.

Independence, OH · Jun 11, 2018
  • Jun 11, 2018 · D · $1,250,000 sold of $2,500,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.5M from 11 investors (100% of the $2.5M target) as of the latest filing. Wayne is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Mutual

Mutual Capital Partners Fund III-Q, L.P.

Westlake, OH · Mar 16, 2017
  • Mar 16, 2017 · D · $23,675,000 sold of $50,000,000 · 43 investors · min. $250,000 · role: Executive Officer, Promoter (Mr. Wallace is a Managing Director of the Issuer's general partner.) EDGAR ↗

Raised $23.7M from 43 investors (47% of the $50M target) as of the latest filing. Wayne is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Mutual

Mutual Capital Partners Fund III, L.P.

Westlake, OH · Mar 16, 2017
  • Mar 16, 2017 · D · $15,855,000 sold of $50,000,000 · 70 investors · min. $100,000 · role: Executive Officer, Promoter (Mr. Wallace is a Managing Director of the Issuer's general partner) EDGAR ↗

Raised $15.9M from 70 investors (32% of the $50M target) as of the latest filing. Wayne is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
Pooled Investment Fund · group: Mutual

CHL MCPF Investment, LLC

Cleveland, OH · Nov 5, 2012
  • Nov 5, 2012 · D · $3,267,375 sold of Indefinite · 55 investors · min. $2,500 · role: Promoter EDGAR ↗

Raised $3.27M from 55 investors as of the latest filing. Wayne is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CH
Other Health Care · group: Checkpoint Surgical

Cleveland HeartLab, Inc.

Cleveland, OH · Oct 31, 2012
  • Oct 31, 2012 · D · $14,700,000 sold of $14,700,000 · 19 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $18.3M from 19 investors (100% of the $14.7M target) as of the latest filing. Wayne is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MC
Pooled Investment Fund · group: Mutual

Mutual Capital Partners Fund II, L.P.

Cleveland, OH · Feb 4, 2011 → Feb 7, 2011 · 2 filings
  • Feb 7, 2011 · D/A · $15,000,000 sold of $30,000,000 · 45 investors · min. $250,000 · role: Executive Officer, Promoter EDGAR ↗
  • Feb 4, 2011 · D · $15,000,000 sold of $30,000,000 · 45 investors · min. $250,000 · role: Promoter EDGAR ↗

Raised $15M from 45 investors (50% of the $30M target) as of the latest filing. Wayne is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MP
Other

MORK PROCESS INC

Stow, OH · Jul 12, 2010 → Jul 28, 2010 · 2 filings
  • Jul 28, 2010 · D/A · $1,400,000 sold of $2,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2010 · D · $956,935 sold of $2,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.4M from 11 investors (70% of the $2M target) as of the latest filing. Wayne is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OS
Other Health Care

ORTHOHELIX SURGICAL DESIGN INC

Medina, OH · May 5, 2009 → Apr 12, 2010 · 2 filings
  • Apr 12, 2010 · D/A · $14,034,692 sold of $14,034,692 · 41 investors · min. $816 · role: Executive Officer, Director EDGAR ↗
  • May 5, 2009 · D/A · $9,402,761 sold of $12,402,762 · 34 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗

Raised $14M from 41 investors (100% of the $14M target) as of the latest filing. Wayne is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Wayne 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Carter McNabb

Director · 11 shared filings (4 issuers) · also on 5 other issuers

Carter McNabb is on 9 issuers in total — a repeat sponsor. Their page lists every one.

WT
No photo found yet (own website and image search run after this page is viewed)
Person

William Trainor

Executive Officer, Promoter, Director · 8 shared filings (7 issuers) · also on 1 other issuer

William Trainor is on 8 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Martin

Director · 6 shared filings (2 issuers) · also on 11 other issuers

Christopher Martin is on 13 issuers in total — a repeat sponsor. Their page lists every one.

ET
No photo found yet (own website and image search run after this page is viewed)
Person

Eric B. Timko

Executive Officer, Director · 5 shared filings (2 issuers)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

GT
No photo found yet (own website and image search run after this page is viewed)
Person

Geoffrey B. Thrope

Executive Officer, Director · 4 shared filings (1 issuer) · also on 5 other issuers

Geoffrey B. Thrope is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Rackley

Director · 4 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

William Hanna

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

TRACY MARSHBANKS

Director · 4 shared filings (1 issuer) · also on 5 other issuers

TRACY MARSHBANKS is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DY
No photo found yet (own website and image search run after this page is viewed)
Person

D. Ronald Yagoda

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Leonard M. Cosentino

Executive Officer, Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

CAMERON RUBINO

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Hubbard

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin M. Scanlan

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

LK
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Keck

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Chuisano

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Henley

Director · 3 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Richard DiBlasi

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Derek Lewis

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Carl O'Connell

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David S. Smith

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Derace Schaffer

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

WC
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM CADOGAN

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

LF
No photo found yet (own website and image search run after this page is viewed)
Person

LAURENCE FAIREY

Director · 2 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID KAY

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

NN
No photo found yet (own website and image search run after this page is viewed)
Person

NILES NOBLITT

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Goldberg

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

CY
No photo found yet (own website and image search run after this page is viewed)
Person

Chris J. Yessayan

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Michael H. Port

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Johan Westman

Director · 2 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

OM
No photo found yet (own website and image search run after this page is viewed)
Person

Ole Madsen

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Marlan Hansen, MD

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Bushack

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Lobinsky

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Fleming

Director · 2 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Crook

Director · 2 shared filings (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

SJ
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Jaffee

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Kerman

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

STRIPE DENNIS

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William E Maya

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Gullans

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Wayne Wallace. Their page shows their other deals.

The team behind the deals

M
Sponsor group

Mutual

7 issuers · 8 filings · $131.8M reported sold · 2011–2025

One team, 7 deal companies. Wayne Wallace is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Wayne Wallace.

CS
Sponsor group

Checkpoint Surgical

7 issuers · 31 filings · $68.3M reported sold · 2009–2024

One team, 7 deal companies. Wayne Wallace is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Wayne Wallace.

V
Sponsor group

Vox

2 issuers · 8 filings · $2.27M reported sold · 2012–2024

One team, 2 deal companies. Wayne Wallace is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Wayne Wallace.

CO
Sponsor group

Catalyst Orthoscience

2 issuers · 7 filings · $6.74M reported sold · 2015–2025

One team, 2 deal companies. Wayne Wallace is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Wayne Wallace.

Same business address

13 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 15 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Mutual Capital Partners Fund II, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Wayne Wallace by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 15 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Wayne Wallace is listed on: none on file. No website or social profile named in Mutual Capital Partners Fund IV-Q, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #118,755 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Westlake, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Franklin County OH Clerk of Courts ↗California — find the county court ↗Los Angeles Superior Court case search ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗Minnesota court records online ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Ohio Secretary of State business search ↗California Secretary of State business search ↗Florida Secretary of State business search ↗Minnesota Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Wayne Wallace appears on a new Form D, or when a court case or SEC action is matched to them. See plans →