VINCENT SMITH is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Mar 2022: LOMETA CAPITAL 2021 FUND, LP (Sugar Land, TX — pooled investment fund — 2022; $12.2M reported sold to 13 investors).
What this means One deal on file with the SEC, filed Mar 2022. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside NEAL JAIN (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around VINCENT. Each name links to their own page.
The issuer belongs to the sponsor group Lometa (2 issuers, $24.6M reported sold, 2020–2022).
What this means A sponsor group is one team that sets up a new company for each deal. Lometa has 2 companies on file and $24.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 SEC release, 5 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for VINCENT SMITH and found 4 differences, 1 worth asking the sponsor about: Form D filed 292 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.