Vikas Dua is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Jun 2021 and Feb 2023: Ocrolus Inc. (New York, NY — other technology — 2021–2023; $54.5M reported sold to 74 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Amias Gerety (2 shared filings), Dan Petrozzo (2 shared filings), Sam Bobley (2 shared filings), Allin Logan (1 shared filing), Christina Favilla (1 shared filing) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Vikas. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Vikas Dua and found 3 differences: Vikas Dua's role changed at Ocrolus Inc.: executive officer, director → director; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.