PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:39 AM ET

Sponsor Check › Person

UE
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U. Bertram Ellis

Named as an officer, director or promoter on SEC Form D filings · GA · Apr 23, 2013 → Apr 15, 2025

7deals (issuers)
$80.6Mreported sold
163investors
26Form D filings
2013–2025years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:28 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

U. Bertram Ellis is listed as an executive officer and director on 26 SEC Form D filings by 7 issuers between Apr 2013 and Apr 2025. Largest by amount reported sold: JTEC Energy, Inc. (Atlanta, GA — other energy — 2022; $30M reported sold to 44 investors), American Virtual Cloud Technologies, Inc. (Atlanta, GA — other technology — 2021–2022; $25M reported sold to 6 investors), Johnson Energy Storage, Inc. (Atlanta, GA — other technology — 2021–2025; $10.7M reported sold to 27 investors), Vivex Biomedical, Inc. (Atlanta, GA — biotechnology — 2013–2017; $7.24M reported sold to 51 investors), SEMANTIC AI, INC. (San Diego, CA — computers — 2016; $4.5M reported sold to 12 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $80.6M sold in total.

Listed alongside Lonnie G. Johnson (14 shared filings), Mack Wilbourn (14 shared filings), Michael S. McQuary (14 shared filings), Carolyn Byrd (4 shared filings), Darrell Mays (4 shared filings) and 48 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around U.. Each name links to their own page.

The issuers belong to 2 sponsor groups: American Virtual (2 issuers, $54.5M reported sold, 2020–2022) and Norbelle (3 issuers, $2.79M reported sold, 2009–2014).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 26 public filings for U. Bertram Ellis and found 17 differences, 2 worth asking the sponsor about: Investor count went down between filings; Paid seller listed without a CRD number: Semantic Research, Inc; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for U. Bertram Ellis has not run yet — it is joining a line of 38,000 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:28 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched U. Bertram Ellis..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:28 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for U. Bertram Ellis — 2 worth asking about (compared 26 filings on Oct 24, 2026)

Note · Mar 12, 2015 – Jun 1, 2015

Bankruptcy case: Boedeker v. Four Stars Auto Ranch, LLC — filed Mar 12, 2015

United States Bankruptcy Court, N.D. Texas docket "Boedeker v. Four Stars Auto Ranch, LLC" filed Mar 12, 2015, closed Jun 1, 2015. Kenneth W. Boedeker (listed on the same filings) is listed as Plaintiff ("Boedeker"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · May 6, 1994 – Aug 3, 1994

Bankruptcy case: FCC National Bank v. Boedeker — filed May 6, 1994

United States Bankruptcy Court, S.D. Texas docket "FCC National Bank v. Boedeker" filed May 6, 1994, closed Aug 3, 1994. Kenneth W. Boedeker (listed on the same filings) is listed as Defendant ("Boedeker"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Nov 3, 2021 – Nov 9, 2021

Investor count went down between filings — Johnson Energy Storage, Inc.

The Nov 3, 2021 filing reports 3 investors; the Nov 9, 2021 Form D/A reports 2 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Note · Apr 10, 2014

U. Bertram Ellis appears on 1 deal that stopped filing before reaching its target

Mobile Search Security LLC (last filing Apr 10, 2014; $2,050,000 sold of $7,575,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Jul 25, 2016

Paid seller listed without a CRD number: Semantic Research, Inc. — SEMANTIC AI, INC.

Semantic Research, Inc. is listed as receiving sales compensation on 1 filing (Jul 25, 2016) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Note · Nov 5, 2021 – Dec 30, 2021

Form D filed 55 days after the first sale — American Virtual Cloud Technologies, Inc.

The filing says the first sale was Nov 5, 2021. The Form D was filed Dec 30, 2021 — 55 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 40 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Apr 18, 2013 – Apr 15, 2025

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Johnson Energy Storage, Inc. (latest filing Apr 15, 2025) · No amendment in the last 12 months on an offering that may still be open — Johnson Energy Storage, Inc. (latest filing Aug 13, 2024) · No amendment in the last 12 months on an offering that may still be open — Johnson Energy Storage, Inc. (latest filing Apr 1, 2024) · No amendment in the last 12 months on an offering that may still be open — Johnson Energy Storage, Inc. (latest filing Oct 28, 2022) · No amendment in the last 12 months on an offering that may still be open — JTEC Energy, Inc. (latest filing Apr 14, 2022) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Nov 3, 2021 – Nov 9, 2021

U. Bertram Ellis's role changed at Johnson Energy Storage, Inc.: director → executive officer, director

The Nov 3, 2021 filing lists U. Bertram Ellis as director; the Nov 9, 2021 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Apr 23, 2013 – May 28, 2024

7 offerings changed their target amount between filings

Offering amount changed between filings — Johnson Energy Storage, Inc. · Offering amount changed between filings — Johnson Energy Storage, Inc. · Offering amount changed between filings — Johnson Energy Storage, Inc. · Offering amount changed between filings — Johnson Energy Storage, Inc. · Offering amount changed between filings — Vivex Biomedical, Inc. · and 2 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Mar 19, 2024 – May 28, 2024

Minimum investment changed between filings — Johnson Energy Storage, Inc.

The Mar 19, 2024 filing lists a minimum of $0; the May 28, 2024 Form D/A lists $10,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jul 18, 2013 – Sep 16, 2013

Minimum investment changed between filings — Vivex Biomedical, Inc.

The Jul 18, 2013 filing lists a minimum of $25,000; the Sep 16, 2013 Form D/A lists $10,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 23, 2013 – Apr 21, 2021

U. Bertram Ellis is written 3 different ways on the filings

listed as "U Bertram Ellis, Jr." on 12 filings (from Apr 23, 2013), and "U. Bertram Ellis" on 12 filings (from Jul 25, 2016), and "U. Betram Ellis" on 2 filings (from Apr 21, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Jul 18, 2013 – Jan 5, 2016

Reported revenue range changed between filings — Vivex Biomedical, Inc.

"$1 - $1,000,000" (Jul 18, 2013); then "$1,000,001 - $5,000,000" (Sep 16, 2013); then "$25,000,001 - $100,000,000" (Jan 5, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Mar 29, 2024 – Jun 20, 2024

Same name, different state: "U Bertram Ellis" (VA) is a separate record

This page covers filings where the address state is GA. A separate record, "U Bertram Ellis" with address state VA, is listed on 2 filings — most recently by DataShapes, Inc (Jun 20, 2024). Both records have filings in the same period (Mar 29, 2024 to Jun 20, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 18, 2015

Same name, different state: "U. BERTRAM ELLIS" (TN) is a separate record

This page covers filings where the address state is GA. A separate record, "U. BERTRAM ELLIS" with address state TN, is listed on 2 filings — most recently by SMARTVUE CORP (May 18, 2015). Both records have filings in the same period (May 18, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 29, 2014 – Apr 10, 2014

Same name, different state: "U Bertram Ellis" (NY) is a separate record

This page covers filings where the address state is GA. A separate record, "U Bertram Ellis" with address state NY, is listed on 2 filings — most recently by Mobile Search Security LLC (Apr 10, 2014). Both records have filings in the same period (Jan 29, 2014 to Apr 10, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 5, 2016 – Jan 26, 2017

Address moved from Marietta, GA to Atlanta, GA — Vivex Biomedical, Inc.

The people listed on the Jan 5, 2016 filing give Marietta, GA; on the Jan 26, 2017 filing they give Atlanta, GA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 16 offerings report sales commissions totalling $2,800,000; 2 report finder's fees totalling $1,725,000; 1 reports proceeds to related persons totalling $300,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 15, 2025 D/A
Johnson Energy Storage, Inc.
File 021-538958
$0$1,625,000 (est.)$0None listed on this filingEDGAR ↗
Aug 13, 2024 D/A
Johnson Energy Storage, Inc.
File 021-504917
$0$0$0None listed on this filingEDGAR ↗
Apr 1, 2024 D
Johnson Energy Storage, Inc.
File 021-509247
$0$0$0None listed on this filingEDGAR ↗
Oct 28, 2022 D/A
Johnson Energy Storage, Inc.
File 021-419669
$0$0$0None listed on this filingEDGAR ↗
May 4, 2022 D
American Virtual Cloud Technologies, Inc.
File 021-444419
$700,000$0$0Northland Securities, Inc. BrokerCheck CRD 40258 ↗EDGAR ↗
Apr 14, 2022 D
JTEC Energy, Inc.
File 021-441817
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2021 D
American Virtual Cloud Technologies, Inc.
File 021-427254
$350,000$0$0Northland Securities, Inc. BrokerCheck CRD 40258 ↗EDGAR ↗
Dec 30, 2021 D
American Virtual Cloud Technologies, Inc.
File 021-427256
$1,750,000$0$0Northland Securities, Inc. BrokerCheck CRD 40258 ↗EDGAR ↗
Dec 17, 2021 D
American Virtual Cloud Technologies, Inc.
File 021-425587
$0$0$0
Does not include any ongoing incentive arrangements or management fees paid to the General Partner under the operating documents.
None listed on this filingEDGAR ↗
Apr 21, 2021 D
Johnson Energy Storage, Inc.
File 021-396667
$0$0$0None listed on this filingEDGAR ↗
May 11, 2017 D/A
Vivex Biomedical, Inc.
File 021-279318
$0$0$0None listed on this filingEDGAR ↗
Jul 25, 2016 D
SEMANTIC AI, INC.
File 021-267605
$0$0$0Semantic Research, Inc. no CRD number reportedEDGAR ↗
Jan 5, 2016 D
Vivex Biomedical, Inc.
File 021-254479
$0$0$0None listed on this filingEDGAR ↗
Jan 24, 2014 D
VoApps, Inc.
File 021-210660
$0$0$0None listed on this filingEDGAR ↗
Sep 16, 2013 D/A
Vivex Biomedical, Inc.
File 021-199924
$0$100,000$300,000None listed on this filingEDGAR ↗
Aug 14, 2013 D/A
Mobile Search Security LLC
File 021-195403
$0$0$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named U. Bertram Ellis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

Johnson Energy Storage, Inc.

Atlanta, GA · Apr 21, 2021 → Apr 15, 2025 · 13 filings
  • Apr 15, 2025 · D/A · $1,000,000 sold of $65,000,000 · 1 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 12, 2025 · D/A · $1,000,000 sold of $65,000,000 · 1 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Feb 21, 2025 · D · $1,000,000 sold of $65,000,000 · 1 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Aug 13, 2024 · D/A · $10,670,000 sold of $15,000,000 · 27 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • May 28, 2024 · D/A · $200,000 sold of $15,000,000 · 2 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Apr 1, 2024 · D · $250,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 19, 2024 · D/A · $200,000 sold of $200,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 9, 2024 · D · $100,000 sold of $100,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 28, 2022 · D/A · $2,618,254 sold of $3,868,254 · 2 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 15, 2021 · D/A · $125,000 sold of $2,500,000 · 2 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Nov 9, 2021 · D/A · $125,000 sold of $2,000,000 · 2 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Nov 3, 2021 · D · $125,000 sold of $2,000,000 · 3 investors · min. $25,000 · role: Director EDGAR ↗
  • Apr 21, 2021 · D · $1,391 sold of $1,391 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.7M from 27 investors (16% of the $65M target) as of the latest filing. U. is listed as executive officer, director on 13 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: American Virtual

American Virtual Cloud Technologies, Inc.

Atlanta, GA · Dec 17, 2021 → May 4, 2022 · 4 filings
  • May 4, 2022 · D · $10,000,000 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 30, 2021 · D · $25,000,000 sold of $25,000,000 · 1 investors · min. $25,000,000 · role: Director EDGAR ↗
  • Dec 30, 2021 · D · $5,000,000 sold of $5,000,000 · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 17, 2021 · D · $0 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $25M from 6 investors (100% of the $10M target) as of the latest filing. U. is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Energy

JTEC Energy, Inc.

Atlanta, GA · Apr 14, 2022
  • Apr 14, 2022 · D · $30,000,000 sold of $35,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $30M from 44 investors (86% of the $35M target) as of the latest filing. U. is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

Vivex Biomedical, Inc.

Atlanta, GA · Sep 16, 2013 → May 11, 2017 · 4 filings
  • May 11, 2017 · D/A · $6,280,065 sold of $7,000,000 · 38 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 26, 2017 · D · $0 sold of $5,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 5, 2016 · D · $6,609,235 sold of $10,000,000 · 42 investors · min. $379 · role: Director EDGAR ↗
  • Sep 16, 2013 · D/A · $7,241,400 sold of $7,241,400 · 51 investors · min. $10,000 · role: Director EDGAR ↗

Raised $7.24M from 51 investors (100% of the $7M target) as of the latest filing. U. is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Computers

SEMANTIC AI, INC.

San Diego, CA · Jul 25, 2016
  • Jul 25, 2016 · D · $750,000 sold of $6,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.5M from 12 investors (75% of the $6M target) as of the latest filing. U. is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Computers / 506(b) (499 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Telecommunications

VoApps, Inc.

Atlanta, GA · Jan 24, 2014
  • Jan 24, 2014 · D · $310,000 sold of $1,550,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.12M from 14 investors (72% of the $1.55M target) as of the latest filing. U. is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Telecommunications · group: Norbelle

Mobile Search Security LLC

Purchase, NY · Apr 23, 2013 → Aug 14, 2013 · 2 filings
  • Aug 14, 2013 · D/A · $700,000 sold of $1,325,000 · 5 investors · min. $100,000 · role: Director (Manager of Limited Liability Company) EDGAR ↗
  • Apr 23, 2013 · D · $200,000 sold of $1,000,000 · 2 investors · min. $100,000 · role: Director (Manager of Limited Liability Company) EDGAR ↗

Raised $2.05M from 9 investors (100% of the $1.32M target) as of the latest filing. U. is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • U Bertram Ellis — NY, 1 issuer, Jan 29, 2014 → Apr 10, 2014 · shares 1 issuer with this record
  • U. BERTRAM ELLIS — TN, 1 issuer, May 18, 2015 → May 18, 2015 · no shared issuer
  • U Bertram Ellis — VA, 1 issuer, Mar 29, 2024 → Jun 20, 2024 · no shared issuer

People around U. 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael S. McQuary

Director, Executive Officer · 14 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mack Wilbourn

Director · 14 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

LJ
No photo found yet (own website and image search run after this page is viewed)
Person

Lonnie G. Johnson

Executive Officer, Director · 14 shared filings (2 issuers)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence E. Mock, Jr.

Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Downs

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Tracy Anderson

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Holly Mason

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Darrell Mays

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Lockhart

Director · 4 shared filings (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Klaas Baks

Director · 4 shared filings (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Carolyn Byrd

Director · 4 shared filings (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Karl Krapek

Director · 4 shared filings (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas H. King

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kent Mathy

Director · 4 shared filings (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Taylor

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Willis

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

James K. Price

Director · 3 shared filings (1 issuer) · also on 4 other issuers

James K. Price is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Perlman

Director · 3 shared filings (1 issuer) · also on 7 other issuers

Richard Perlman is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

J. Miguel Fernandez de Castro

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Dr. H Thomas Temple

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Salzman

Director · 3 shared filings (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Ganey, Ph.D.

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey L Strunk

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

AE
No photo found yet (own website and image search run after this page is viewed)
Person

Arnold Eckelman

Director · 2 shared filings (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew J Stover

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey A. Smith

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Fraim

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brandon Martin

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Clyde Tuggle

Director · 2 shared filings (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

PI
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Iaffaldano

Director · 1 shared filing (1 issuer) · also on 69 other issuers

Paul Iaffaldano is on 70 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Harrison

Executive Officer, Director · 1 shared filing (1 issuer) · also on 4 other issuers

Richard Harrison is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Rozmajzl

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Michael Rozmajzl is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Saadiq El-Amin, III

Director · 1 shared filing (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy B Lusby

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

David Greenberg

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Marsh

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

HT
No photo found yet (own website and image search run after this page is viewed)
Person

H. Thomas Temple

Director · 1 shared filing (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Sriubas

Director · 1 shared filing (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Blair Schmidr-Fellner

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as U. Bertram Ellis. Their page shows their other deals.

The team behind the deals

Sponsor group

American Virtual

2 issuers · 6 filings · $54.5M reported sold · 2020–2022

One team, 2 deal companies. U. Bertram Ellis is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name U. Bertram Ellis.

Sponsor group

Norbelle

3 issuers · 12 filings · $2.79M reported sold · 2009–2014

One team, 3 deal companies. U. Bertram Ellis is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name U. Bertram Ellis.

Same business address

33 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to U. Bertram Ellis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers U. Bertram Ellis is listed on: none on file. No website or social profile named in JTEC Energy, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #158,261 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Atlanta, GA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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