Trilogy Management, is a management entity listed as a director on 1 SEC Form D filing by 1 issuer in Mar 2009: TRILOGY FINANCIAL PARTNERS, L.P. (Rye Brook, NY — pooled investment fund — 2009; $927M reported sold to 68 investors).
What this means One deal on file with the SEC, filed Mar 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Jonathan D. Rosenstein (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Trilogy. Each name links to their own page.
The issuer belongs to the sponsor group Trilogy (6 issuers, $1.63B reported sold, 2009–2017).
What this means A sponsor group is one team that sets up a new company for each deal. Trilogy has 6 companies on file and $1.63B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Trilogy Management, and found 4 differences, 2 worth asking the sponsor about: Investor count went down between filings; Trilogy Management, is no longer listed on the Feb 9, 2010 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.