Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:30 AM ET

Sponsor Check › Person

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Trevor D. Traina

Named as an officer, director or promoter on SEC Form D filings · WA · Sep 9, 2009 → Apr 20, 2010

1deal (issuers)

$1.29Mreported sold

13investors

3Form D filings

2009–2010years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Trevor D. Traina is listed as a director on 3 SEC Form D filings by 1 issuer between Sep 2009 and Apr 2010: SchemaLogic Inc (Kirkland, WA — other technology — 2009–2010; $1.29M reported sold to 13 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside David Campbell (3 shared filings), Jeffrey S. Dirks (3 shared filings) and Tim Porter (3 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Trevor. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 22 court cases matching the name, 6 state regulator orders, 72 bankruptcy cases matching the name listed in Key records below.

What this means 100 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Trevor D. Traina and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Offering amount changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Trevor D. Traina has not run yet — it is joining a line of 34,442 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

22 cases: 2 open, 8 closed (disposition not in docket feed), 11 dismissed, 1 judgment

National Casualty Company v. Traina Enterprises, Inc. open

District Court, N.D. Georgia · No. 2:26-cv-00248 · Filed Jul 31, 2026

Role of Traina Enterprises, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in GA (not a filing state)

Traina v. Navia Benefit Solutions Inc open

District Court, W.D. Washington · No. 2:26-cv-01065 · Filed Mar 27, 2026 · Nature of suit: 380 Personal Property: Other · Cause: 28:1332 Diversity

Role of Traina: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in the person's filing state (WA)

TRAINA v. TRANS UNION, LLC closed

District Court, E.D. Pennsylvania · No. 2:22-cv-00703 · Filed Feb 24, 2022 · Closed Sep 6, 2022 · Nature of suit: 890 Other Statutes: Other Statutory Actions · Cause: 15:1681 Fair Credit Reporting Act

Role of TRAINA: Plaintiff · Outcome: Terminated 2022-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in PA (not a filing state)

Traina v. Lexis Nexis Risk Solutions, Inc. closed

District Court, E.D. California · No. 2:21-cv-02073 · Filed Nov 9, 2021 · Closed Mar 7, 2022 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act

Role of Traina: Plaintiff · Outcome: Terminated 2022-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in CA (not a filing state)

Traina v. Equifax Information Services, LLC closed

District Court, E.D. California · No. 2:19-cv-01558 · Filed Aug 12, 2019 · Closed Jan 9, 2020

Role of Traina: Plaintiff · Outcome: Terminated 2020-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in CA (not a filing state)

Traina v. Hargrove & Associates DO NOT DOCKET. CASE HAS BEEN REMANDED. closed

District Court, S.D. Texas · No. 4:18-cv-03436 · Filed Sep 25, 2018 · Closed Dec 4, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1441 Notice of Removal

Role of Traina: Plaintiff · Outcome: Terminated 2018-12-04 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in TX (not a filing state)

Traina v. Oliphant Financial, LLC dismissed

District Court, E.D. New York · No. 2:17-cv-07473 · Filed Dec 22, 2017 · Closed Mar 31, 2018 · Nature of suit: 480 Consumer credit

Role of Traina: Plaintiff · Outcome: Terminated 2018-03-31 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in NY (not a filing state)

TRAINA v. JANSSEN PHARMACEUTICALS, INC. dismissed

District Court, D. New Jersey · No. 3:17-cv-04370 · Filed Jun 15, 2017 · Closed Oct 30, 2018 · Nature of suit: 367 Health care / pharm

Role of TRAINA: Plaintiff · Outcome: Terminated 2018-10-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in NJ (not a filing state)

Traina v. Gatestone & Co. International, Inc. dismissed

District Court, E.D. New York · No. 2:17-cv-03359 · Filed Jun 5, 2017 · Closed Aug 28, 2017 · Nature of suit: 480 Consumer credit

Role of Traina: Plaintiff · Outcome: Terminated 2017-08-28 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in NY (not a filing state)

Traina v. OCWEN Loan Servicing LLC dismissed

District Court, S.D. Florida · No. 9:13-cv-80658 · Filed Jul 2, 2013 · Closed Jun 12, 2014 · Nature of suit: 220 Foreclosure

Role of Traina: Plaintiff · Outcome: Terminated 2014-06-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in FL (not a filing state)

Traina v. HSBC Mortgage Services, Inc. dismissed

District Court, E.D. New York · No. 2:13-cv-02336 · Filed Apr 17, 2013 · Closed May 23, 2014 · Nature of suit: 430 Banks and Banking · Cause: 28:1331 Fed. Question

Role of Traina: Plaintiff · Outcome: Terminated 2014-05-23 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in NY (not a filing state)

Traina-Bonventre v. Long Island Railroad Company dismissed

District Court, S.D. New York · No. 1:12-cv-04946 · Filed Jun 25, 2012 · Closed Mar 8, 2013 · Nature of suit: 330 Federal employers' liability

Role of Traina-Bonventre: Plaintiff · Outcome: Terminated 2013-03-08 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in NY (not a filing state)

Traina v. Wells Fargo Bank, N.A. dismissed

District Court, N.D. California · No. 3:12-cv-01953 · Filed Apr 19, 2012 · Closed Jul 25, 2012 · Nature of suit: 220 Real Property: Foreclosure · Cause: 28:1444 Petition for Removal- Foreclosure

Role of Traina: Plaintiff · Outcome: Terminated 2012-07-25 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in CA (not a filing state)

TRAINA v. SIMON'S AGENCY, INC. dismissed

District Court, D. New Jersey · No. 2:12-cv-00729 · Filed Feb 7, 2012 · Closed Jun 25, 2012 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act

Role of TRAINA: Plaintiff · Outcome: Terminated 2012-06-25 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in NJ (not a filing state)

TRAINA v. NORFOLK SOUTHERN RAILWAY COMPANY closed

District Court, W.D. Pennsylvania · No. 2:12-cv-00069 · Filed Jan 18, 2012 · Closed Jul 18, 2013 · Nature of suit: 330 Federal employers' liability

Role of TRAINA: Plaintiff · Outcome: Terminated 2013-07-18 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in PA (not a filing state)

Traina v. Ocwen Loan Servicing, LLC judgment

District Court, N.D. Illinois · No. 1:07-cv-06395 · Filed Oct 29, 2007 · Closed Jul 13, 2011 · Nature of suit: 290 Other real property actions

Role of Traina: Plaintiff · Outcome: Terminated 2011-07-13 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in IL (not a filing state)

Traina v. Ocwen Loan Servicing, LLC closed

District Court, W.D. Texas · No. 6:07-cv-00297 · Filed Sep 12, 2007 · Closed Nov 13, 2007 · Nature of suit: 290 Other real property actions

Role of Traina: Plaintiff · Outcome: Terminated 2007-11-13 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in TX (not a filing state)

Traina v. Metropolitan Life Insurance Company dismissed

District Court, N.D. Georgia · No. 1:05-cv-02843 · Filed Nov 2, 2005 · Closed Jul 21, 2006 · Nature of suit: 791 Employee Retirement Income Security Act · Cause: 29:1132 E.R.I.S.A.-Employee Benefits

Role of Traina: Plaintiff · Outcome: Terminated 2006-07-21 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in GA (not a filing state)

Traina Enterprises v. City of Kennesaw, GA dismissed

District Court, N.D. Georgia · No. 1:03-cv-02773 · Filed Sep 15, 2003 · Closed May 10, 2004 · Nature of suit: 950 Constitutionality of state statutes

Role of Traina Enterprises: Plaintiff · Outcome: Terminated 2004-05-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in GA (not a filing state)

Traina Enterprises v. City of Woodstock Ga dismissed

District Court, N.D. Georgia · No. 1:01-cv-02086 · Filed Aug 6, 2001 · Closed May 24, 2002 · Nature of suit: 950 Constitutionality of state statutes

Role of Traina Enterprises: Plaintiff · Outcome: Terminated 2002-05-24 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in GA (not a filing state)

CSC Holdings, Inc. v. Traina closed

District Court, E.D. New York · No. 2:01-cv-03683 · Filed Jun 1, 2001 · Closed Sep 14, 2004 · Nature of suit: 890 Other statutory actions

Role of Traina: Defendant · Outcome: Terminated 2004-09-14 — FJC Integrated Database disposition: Other Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in NY (not a filing state)

Traina Frinc v. Ford Motor Co closed

District Court, E.D. Michigan · No. 2:84-cv-71905 · Filed Apr 19, 1984 · Closed May 9, 1988

Role of Traina Frinc: Plaintiff · Outcome: Terminated 1988-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in MI (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

6 state regulator orders

Complaints Filed FINRA · Financial Industry Regulatory Authority (FINRA)

Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): John Thomas Archer (CRD #6890, Registered Representative, Escondido, California), Alvin Waino Gebhart, Jr. (CRD #1005905, Registered Principal, Fallbrook, California), and Donna Traina Gebhart (CRD #2708528, Registered Principal, Fallbrook, California)

As listed by the regulator: John Thomas Archer (CRD #6890, Registered Representative, Escondido, California), Alvin Waino Gebhart, Jr. (CRD #1005905, Registered Principal, Fallbrook, California), and Donna Traina Gebhart (CRD #2708528, Registered Principal, Fallbrook, California) were named as respondents in an NASD complaint alleging that they, directly or indirectly, made use of the means or instrumentalities of transportation or communication in interstate commerce or of the mails to offer to sell securities in the form of promissory notes; or directly or indirectly carried or caused such securities to be carried through the mails or in interstate commerce for the purpose of sale or for delivery after sale of the securities. The complaint also alleges that Archer, A. Gebhart, and D. Gebhart, directly or indirectly, in connection with the purchase or sale of securities, by the use of the means or instrumentalities of interstate commerce or of the mails, employed devices, schemes, or artifices to defraud; made u Order / docket ↗ Regulator's list ↗

same rare surname (3 people in Form D filings); different first name (donna); nationwide regulator (FINRA) — the state is not a signal; middle initial differs

Decision Issued FINRA · Financial Industry Regulatory Authority (FINRA)

Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Alvin Waino Gebhart Jr. (CRD #1005905, Registered Principal, Fallbrook, California) and Donna Traina Gebhart (CRD #2708528, Registered Principal, Fallbrook, California)

As listed by the regulator: Alvin Waino Gebhart Jr. (CRD #1005905, Registered Principal, Fallbrook, California) and Donna Traina Gebhart (CRD #2708528, Registered Principal, Fallbrook, California) A. Gebhart was fined $100,000 and suspended from association with any NASD member in any capacity for one year. D. Gebhart was fined $7,500 and suspended from association with any NASD member in any capacity for seven months. The sanctions were based on findings that A. Gebhart and D. Gebhart offered and sold unregistered securities and negligently failed to disclose material information to public customers while recommending the purchase of securities. This decision has been appealed to the NAC, and the sanctions are not in effect pending consideration of the appeal. Order / docket ↗ Regulator's list ↗

same rare surname (3 people in Form D filings); different first name (donna); nationwide regulator (FINRA) — the state is not a signal; middle initial differs

Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)

Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Alvin Waino Gebhart, Jr. (CRD #1005905, Registered Principal, Fallbrook, California) and Donna Traina Gebhart (CRD #2708528, Registered Principal, Fallbrook, California)

As listed by the regulator: Gebhart, Jr. was barred from association with any NASD member in any capacity. Donna Gebhart was fined $15,000, suspended from association with any NASD member in any capacity for one year, and ordered to requalify by exam before re-entering the securities industry. The sanctions were imposed by the NAC following its call for review of an OHO decision. The sanctions were based on findings that the respondents sold unregistered securities that were not exempt from registration; engaged in private securities transactions without providing written notice to, or receiving written approval from, their firm; and recklessly omitted material facts in connection with the sales of securities. Order / docket ↗ Regulator's list ↗

same rare surname (3 people in Form D filings); different first name (donna); nationwide regulator (FINRA) — the state is not a signal; middle initial differs

Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)

As listed by the regulator: Alvin Gebhart, Jr. was barred from association with any NASD member in any capacity. Donna Gebhart was fined $15,000, suspended from association with any NASD member in any capacity for one year, and ordered to requalify by exam before re-entering the securities industry. The SEC affirmed NASD’s sanctions following the appeal of a National Adjudicatory Council (NAC) decision. The sanctions were based on findings that the respondents sold unregistered securities that were not exempt from registration, engaged in private securities transactions without providing written notice to, or receiving written NASD NTM DISCIPLINARY ACTIONS approval from, their member firm, and recklessly omitted material facts in connection with the sales of securities. Order / docket ↗ Regulator's list ↗

same rare surname (3 people in Form D filings); different first name (donna); nationwide regulator (FINRA) — the state is not a signal; middle initial differs

Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)

As listed by the regulator: Alvin Waino Gebhart, Jr. (CRD #1005905, Registered Principal, Fallbrook, California) and Donna Traina Gebhart (CRD #2708528, Registered Principal, Fallbrook, California) Alvin Gebhart was barred from association with any NASD member in any capacity. Donna Gebhart was fined $15,000, suspended from association with any NASD member in any capacity for one year and must requalify by exam in all capacities. The SEC sustained the sanctions following appeal of a National Adjudicatory Council decision. The sanctions were based on findings that the respondents sold unregistered securities that were not exempt from registration, and recklessly misrepresented and omitted material facts in connection with the sale of securities. Order / docket ↗ Regulator's list ↗

same rare surname (3 people in Form D filings); different first name (donna); nationwide regulator (FINRA) — the state is not a signal; middle initial differs

Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)

As listed by the regulator: Alvin Gebhart was barred from association with any FINRA member in any capacity. Donna Gebhart was fined $15,000, suspended from association with any FINRA member in any capacity for one year, and must requalify by exam in all capacities. The SEC had previously sustained the NAC decision. The sanctions were based on findings that Alvin and Donna Gebhart engaged in private securities transactions without prior written notification to, or prior approval from, their member firm. Order / docket ↗ Regulator's list ↗

same rare surname (3 people in Form D filings); different first name (donna); nationwide regulator (FINRA) — the state is not a signal; middle initial differs

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Trevor D. Traina..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

72 cases: 72 closed (disposition not in docket feed)

Patterson Dental Supply, Inc. v. Traina closed

United States Bankruptcy Court, N.D. Illinois · No. 13-01119 · Filed Sep 3, 2013 · Closed Oct 30, 2013

Role of Traina: Defendant · Outcome: Case closed 2013-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in IL (not a filing state)

Traina v. Barclays Bank Delaware closed

United States Bankruptcy Court, M.D. Florida · No. 8:13-ap-00371 · Filed May 1, 2013 · Closed Nov 26, 2013

Role of Traina: Plaintiff · Outcome: Case closed 2013-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in FL (not a filing state)

AutoSource Capital, Inc. v. Traina closed

United States Bankruptcy Court, N.D. California · No. 11-05313 · Filed Oct 28, 2011 · Closed Apr 1, 2014

Role of Traina: Defendant · Outcome: Case closed 2014-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in CA (not a filing state)

Traina v. Pacific Life Insurance Company closed

United States Bankruptcy Court, E.D. Louisiana · No. 99-01068 · Filed Apr 8, 1999 · Closed Dec 20, 1999

Role of Traina: Plaintiff · Outcome: Case closed 1999-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Laine Construction Co., Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 99-01004 · Filed Jan 11, 1999 · Closed Feb 8, 2000

Role of Traina: Plaintiff · Outcome: Case closed 2000-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Benefit Life Insurance Company closed

United States Bankruptcy Court, E.D. Louisiana · No. 98-01226 · Filed Dec 22, 1998 · Closed Nov 17, 1999

Role of Traina: Plaintiff · Outcome: Case closed 1999-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. North American Oil Recovery, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 98-01224 · Filed Dec 18, 1998 · Closed May 13, 1999

Role of Traina: Plaintiff · Outcome: Case closed 1999-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. North Central Oil Corporation closed

United States Bankruptcy Court, E.D. Louisiana · No. 98-01222 · Filed Dec 14, 1998 · Closed Jan 25, 1999

Role of Traina: Plaintiff · Outcome: Case closed 1999-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. World Wide Marine Services, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 98-01221 · Filed Dec 14, 1998 · Closed Feb 8, 2000

Role of Traina: Plaintiff · Outcome: Case closed 2000-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Arnoult Equipment & Construction, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 98-01123 · Filed Jul 20, 1998 · Closed Dec 4, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Signal Oil and Gas Company closed

United States Bankruptcy Court, E.D. Louisiana · No. 98-01122 · Filed Jul 20, 1998 · Closed Dec 4, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. C.T. Hartwell Interests, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 98-01085 · Filed Jun 11, 1998 · Closed Dec 4, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Intermarine, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 98-01084 · Filed Jun 11, 1998 · Closed Oct 1, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Tucker Technical Services, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 98-01053 · Filed Apr 15, 1998 · Closed Oct 7, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 98-01039 · Filed Mar 11, 1998 · Closed Dec 22, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 98-01038 · Filed Mar 11, 1998 · Closed Mar 29, 1999

Role of Traina: Plaintiff · Outcome: Case closed 1999-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Action Marine, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 98-01019 · Filed Feb 3, 1998 · Closed Nov 10, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Old Reliable Pleasure Club, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01229 · Filed Dec 30, 1997 · Closed Dec 28, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Old Reliable Pleasure Club, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01228 · Filed Dec 30, 1997 · Closed Dec 28, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01227 · Filed Dec 30, 1997 · Closed Aug 11, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01226 · Filed Dec 30, 1997 · Closed Oct 19, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01224 · Filed Dec 30, 1997 · Closed Sep 16, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01225 · Filed Dec 30, 1997 · Closed Dec 11, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01223 · Filed Dec 30, 1997 · Closed Apr 7, 1999

Role of Traina: Plaintiff · Outcome: Case closed 1999-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01222 · Filed Dec 30, 1997 · Closed Dec 22, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01221 · Filed Dec 30, 1997 · Closed Sep 24, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01220 · Filed Dec 30, 1997 · Closed Mar 14, 2000

Role of Traina: Plaintiff · Outcome: Case closed 2000-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01218 · Filed Dec 30, 1997 · Closed Mar 14, 2000

Role of Traina: Plaintiff · Outcome: Case closed 2000-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01219 · Filed Dec 30, 1997 · Closed Oct 19, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01217 · Filed Dec 30, 1997 · Closed Mar 14, 2000

Role of Traina: Plaintiff · Outcome: Case closed 2000-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Bayou Fleet, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01215 · Filed Dec 29, 1997 · Closed Mar 15, 1999

Role of Traina: Plaintiff · Outcome: Case closed 1999-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01211 · Filed Dec 24, 1997 · Closed Jul 22, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01210 · Filed Dec 24, 1997 · Closed Sep 16, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01206 · Filed Dec 24, 1997 · Closed Oct 8, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01209 · Filed Dec 24, 1997 · Closed Dec 22, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01208 · Filed Dec 24, 1997 · Closed Mar 29, 1999

Role of Traina: Plaintiff · Outcome: Case closed 1999-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01207 · Filed Dec 24, 1997 · Closed Sep 16, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. African Heritage Foundation, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01205 · Filed Dec 24, 1997 · Closed Apr 7, 1999

Role of Traina: Plaintiff · Outcome: Case closed 1999-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Old Reliable Pleasure Club, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01202 · Filed Dec 22, 1997 · Closed Dec 28, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Texas Guardian Angel Home Healthcare, Inc. v. Traina closed

United States Bankruptcy Court, W.D. Texas · No. 97-05126 · Filed Jul 11, 1997 · Closed Oct 7, 1997

Role of Traina: Defendant · Outcome: Case closed 1997-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in TX (not a filing state)

Traina v. AEM Towing Company, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01101 · Filed Jun 18, 1997 · Closed Apr 29, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Anchor National Life Insurance Co. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01067 · Filed Apr 14, 1997 · Closed Oct 17, 1997

Role of Traina: Plaintiff · Outcome: Case closed 1997-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. LaSalle St. Securities, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01066 · Filed Apr 11, 1997 · Closed Nov 4, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. American Express Company closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-01024 · Filed Jan 22, 1997 · Closed Oct 14, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Tastee Restaurant Corporation closed

United States Bankruptcy Court, E.D. Louisiana · No. 96-01164 · Filed Sep 12, 1996 · Closed Feb 3, 2006

Role of Traina: Plaintiff · Outcome: Case closed 2006-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Classic Foods, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 96-01162 · Filed Sep 12, 1996 · Closed Jul 9, 1999

Role of Traina: Plaintiff · Outcome: Case closed 1999-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Coastal Foods, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 96-01166 · Filed Sep 12, 1996 · Closed Jul 9, 1999

Role of Traina: Plaintiff · Outcome: Case closed 1999-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Argent Bank closed

United States Bankruptcy Court, E.D. Louisiana · No. 96-01074 · Filed Apr 15, 1996 · Closed Nov 4, 1996

Role of Traina: Plaintiff · Outcome: Case closed 1996-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Mississippi River Bank closed

United States Bankruptcy Court, E.D. Louisiana · No. 95-01140 · Filed Jul 14, 1995 · Closed Jul 15, 1996

Role of Traina: Plaintiff · Outcome: Case closed 1996-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Delta Management & Systems Corporation, A Subsidia closed

United States Bankruptcy Court, E.D. Louisiana · No. 95-01113 · Filed Jun 9, 1995 · Closed Feb 14, 1997

Role of Traina: Plaintiff · Outcome: Case closed 1997-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Bank of Louisiana closed

United States Bankruptcy Court, E.D. Louisiana · No. 95-01044 · Filed Mar 23, 1995 · Closed Mar 27, 1996

Role of Traina: Plaintiff · Outcome: Case closed 1996-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Tastee Donuts, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 95-01020 · Filed Jan 26, 1995 · Closed Mar 26, 1997

Role of Traina: Plaintiff · Outcome: Case closed 1997-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Silent Partner Body Armor Inc. of LA. closed

United States Bankruptcy Court, E.D. Louisiana · No. 94-01243 · Filed Nov 7, 1994 · Closed Jul 2, 1998

Role of Traina: Plaintiff · Outcome: Case closed 1998-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Coastal Hydraulics & Pneumatics, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 94-01229 · Filed Oct 14, 1994 · Closed Aug 1, 1996

Role of Traina: Plaintiff · Outcome: Case closed 1996-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Secor Bank closed

United States Bankruptcy Court, E.D. Louisiana · No. 94-01206 · Filed Sep 19, 1994 · Closed Mar 22, 1995

Role of Traina: Plaintiff · Outcome: Case closed 1995-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Bon Oil Company, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 94-01175 · Filed Jul 28, 1994 · Closed Feb 21, 1995

Role of Traina: Plaintiff · Outcome: Case closed 1995-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Whitney National Bank closed

United States Bankruptcy Court, E.D. Louisiana · No. 94-01042 · Filed Feb 22, 1994 · Closed Jul 16, 1997

Role of Traina: Plaintiff · Outcome: Case closed 1997-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Bankers First Savings Bank closed

United States Bankruptcy Court, E.D. Louisiana · No. 93-01294 · Filed Nov 9, 1993 · Closed May 14, 1997

Role of Traina: Plaintiff · Outcome: Case closed 1997-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Ropner Insurance Services, Ltd. closed

United States Bankruptcy Court, E.D. Louisiana · No. 93-01292 · Filed Nov 8, 1993 · Closed Mar 27, 1995

Role of Traina: Plaintiff · Outcome: Case closed 1995-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. London International Underwriters, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 93-01291 · Filed Nov 8, 1993 · Closed Jun 29, 1994

Role of Traina: Plaintiff · Outcome: Case closed 1994-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Homestead Insurance Company, The closed

United States Bankruptcy Court, E.D. Louisiana · No. 93-01290 · Filed Nov 8, 1993 · Closed Mar 27, 1995

Role of Traina: Plaintiff · Outcome: Case closed 1995-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Dillard Department Stores, Inc. closed

United States Bankruptcy Court, E.D. Louisiana · No. 93-01287 · Filed Nov 5, 1993 · Closed Apr 14, 1997

Role of Traina: Plaintiff · Outcome: Case closed 1997-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Sun Bank/West Florida, N.A. closed

United States Bankruptcy Court, E.D. Louisiana · No. 93-01286 · Filed Nov 5, 1993 · Closed May 5, 1994

Role of Traina: Plaintiff · Outcome: Case closed 1994-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Tonti Management Corp. closed

United States Bankruptcy Court, E.D. Louisiana · No. 93-01285 · Filed Nov 5, 1993 · Closed Apr 14, 1997

Role of Traina: Plaintiff · Outcome: Case closed 1997-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Alliance Mortgage Company closed

United States Bankruptcy Court, E.D. Louisiana · No. 93-01284 · Filed Nov 5, 1993 · Closed Feb 13, 1996

Role of Traina: Plaintiff · Outcome: Case closed 1996-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Bailey Mortgage Company closed

United States Bankruptcy Court, E.D. Louisiana · No. 93-01283 · Filed Nov 5, 1993 · Closed May 14, 1997

Role of Traina: Plaintiff · Outcome: Case closed 1997-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. American Express Travel Related Services closed

United States Bankruptcy Court, E.D. Louisiana · No. 93-01282 · Filed Nov 5, 1993 · Closed Jul 10, 1997

Role of Traina: Plaintiff · Outcome: Case closed 1997-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. First American Bank closed

United States Bankruptcy Court, E.D. Louisiana · No. 93-01281 · Filed Nov 5, 1993 · Closed Aug 4, 1997

Role of Traina: Plaintiff · Outcome: Case closed 1997-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Kidder, Peabody & Co. Incorporated closed

United States Bankruptcy Court, E.D. Louisiana · No. 93-01280 · Filed Nov 5, 1993 · Closed Aug 27, 1997

Role of Traina: Plaintiff · Outcome: Case closed 1997-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Fidelity Homestead Association closed

United States Bankruptcy Court, E.D. Louisiana · No. 93-01279 · Filed Nov 5, 1993 · Closed Oct 17, 1997

Role of Traina: Plaintiff · Outcome: Case closed 1997-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Traina v. Benson Motor Company of New Orleans, Inc closed

United States Bankruptcy Court, E.D. Louisiana · No. 93-01288 · Filed Nov 5, 1993 · Closed Jun 29, 1994

Role of Traina: Plaintiff · Outcome: Case closed 1994-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

Harris Bank Charge-It System v. Traina closed

United States Bankruptcy Court, W.D. Louisiana · No. 92-01102 · Filed Jun 10, 1992 · Closed Aug 20, 1992

Role of Traina: Defendant · Outcome: Case closed 1992-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 126 federal dockets); surname only in the caption; court in LA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Trevor D. Traina (compared 3 filings on Oct 24, 2026)

Note · Aug 27, 2009 – Apr 20, 2010

No amendment in the last 12 months on an offering that may still be open — SchemaLogic Inc (latest filing Apr 20, 2010)

The latest filing for this offering is dated Apr 20, 2010 (first sale Aug 27, 2009). It reports $1,287,288 sold of $1,700,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Apr 20, 2010 ↗SchemaLogic Inc — PartnerFacts page ↗

Sources

Form D/A · Apr 20, 2010 ↗ (Apr 20, 2010)
SchemaLogic Inc — PartnerFacts page ↗ (Apr 20, 2010)

Note · Oct 8, 2009 – Apr 20, 2010

Offering amount changed between filings — SchemaLogic Inc

The Oct 8, 2009 filing says $1,300,000 offered; the Apr 20, 2010 Form D/A says $1,700,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Oct 8, 2009 ↗Form D/A (later) · Apr 20, 2010 ↗SchemaLogic Inc — PartnerFacts page ↗

Sources

Form D/A (earlier) · Oct 8, 2009 ↗ (Oct 8, 2009)
Form D/A (later) · Apr 20, 2010 ↗ (Apr 20, 2010)
SchemaLogic Inc — PartnerFacts page ↗ (Apr 20, 2010)

Note · Mar 20, 2009 – May 11, 2017

Same name, different state: "Trevor D. Traina" (CA or WA) is a separate record

This page covers filings where the address state is WA. A separate record, "Trevor D. Traina" with address state CA or WA, is listed on 12 filings — most recently by Traina Interactive Corp. (Jul 14, 2017). Both records have filings in the same period (Sep 9, 2009 to Apr 20, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Trevor D. Traina (CA,WA) — PartnerFacts page ↗Form D · Jul 14, 2017 ↗Traina Interactive Corp. — PartnerFacts page ↗Trevor D. Traina (WA) — this page ↗

Sources

Trevor D. Traina (CA,WA) — PartnerFacts page ↗ (May 11, 2017)
Form D · Jul 14, 2017 ↗ (Jul 14, 2017)
Traina Interactive Corp. — PartnerFacts page ↗ (Oct 12, 2018)
Trevor D. Traina (WA) — this page ↗ (Apr 20, 2010)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Apr 20, 2010 D/A SchemaLogic Inc File 021-73285	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Trevor D. Traina on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

SchemaLogic Inc

Kirkland, WA · Sep 9, 2009 → Apr 20, 2010 · 3 filings

Apr 20, 2010 · D/A · $1,287,288 sold of $1,700,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 8, 2009 · D/A · $1,167,288 sold of $1,300,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 9, 2009 · D · $1,060,000 sold of $1,300,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.29M from 13 investors (76% of the $1.7M target) as of the latest filing. Trevor is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Trevor D. Traina — CA, WA, 3 issuers, Mar 20, 2009 → May 11, 2017 · no shared issuer

People around Trevor 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Tim Porter

Director · 3 shared filings (1 issuer) · also on 11 other issuers

Tim Porter is on 12 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jeffrey S. Dirks

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Trevor D. Traina. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Campbell

Director · 3 shared filings (1 issuer)

Listed on the same filings as Trevor D. Traina. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

JOBALINE INC. Kirkland, WA · 2012

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Trevor D. Traina by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Trevor D. Traina is listed on: none on file. No website or social profile named in SchemaLogic Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #362,160 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Kirkland, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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Trevor D. Traina

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

No amendment in the last 12 months on an offering that may still be open — SchemaLogic Inc (latest filing Apr 20, 2010)

Offering amount changed between filings — SchemaLogic Inc

Same name, different state: "Trevor D. Traina" (CA or WA) is a separate record

5. Money to insiders

Deals 1

SchemaLogic Inc

People around Trevor 3

Tim Porter

Jeffrey S. Dirks

David Campbell

The team behind the deals

1 other issuer file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person