Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:31 AM ET

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Tralance Addy

Named as an officer, director or promoter on SEC Form D filings · CA · Jan 19, 2012 → Nov 30, 2017

1deal (issuers)

$22.5Mreported sold

6investors

9Form D filings

2012–2017years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Tralance Addy is listed as a director on 9 SEC Form D filings by 1 issuer between Jul 2010 and Nov 2017: WATERHEALTH INTERNATIONAL, INC. (Irvine, CA — industry reported as "Other" — 2010–2017; $22.5M reported sold to 6 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Sanjay Bhatnagar (9 shared filings), Hank Habicht (8 shared filings), Thomas E. Weil (8 shared filings), Greg Casagrande (6 shared filings), Ranabir Dutt (5 shared filings) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tralance. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 18 court cases matching the name, 19 bankruptcy cases matching the name listed in Key records below.

What this means 37 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Tralance Addy and found 5 differences: Bankruptcy case: Harshey v. U.S. Bank, National Association Successor by Merge; Bankruptcy case: Waterhealth International Inc; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Tralance Addy has not run yet — it is joining a line of 34,942 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

18 cases: 3 open, 4 closed (disposition not in docket feed), 4 judgment, 7 dismissed

Addy Road LLC v. United States open

District Court, D. Delaware · No. 1:26-cv-00537 · Filed May 7, 2026 · Nature of suit: 690 Forfeit/Penalty: Other · Cause: 28:1331 Fed. Question

Role of Addy Road LLC: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in DE (not a filing state)

Addy v. JPMorgan Chase Bank, N.A. open

District Court, N.D. Georgia · No. 1:25-cv-06711 · Filed Nov 21, 2025

Role of Addy: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in GA (not a filing state)

Brighthouse Life Insurance Company v. Addy closed

District Court, S.D. Iowa · No. 4:24-cv-00376 · Filed Oct 23, 2024 · Closed Feb 28, 2025

Role of Addy: Defendant · Outcome: Terminated 2025-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in IA (not a filing state)

Springdale Apartments v. Addy closed

District Court, N.D. Georgia · No. 1:24-cv-03034 · Filed Jul 9, 2024 · Closed Jul 30, 2024

Role of Addy: Defendant · Outcome: Terminated 2024-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in GA (not a filing state)

Ace Pyro v. Addy & McGrath Fireworks, Inc. open

District Court, W.D. Michigan · No. 1:22-cv-00708 · Filed Aug 5, 2022

Role of Addy & McGrath Fireworks, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in MI (not a filing state)

Addy's Burger, L.L.C v. Paradigm Investment Group, LLC closed

District Court, E.D. Louisiana · No. 2:17-cv-02400 · Filed Mar 23, 2017 · Closed Mar 16, 2021 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract

Role of Addy's Burger, L.L.C: Plaintiff · Outcome: Terminated 2021-03-16 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in LA (not a filing state)

OGD Outdoor, Inc. v. Addy judgment

District Court, D. Oregon · No. 1:16-cv-00163 · Filed Feb 1, 2016 · Closed Jul 6, 2018 · Nature of suit: 190 Contract: Other Contract Actions · Cause: 28:1332 Diversity-(Citizenship)

Role of Addy: Defendant · Outcome: Terminated 2018-07-06 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in OR (not a filing state)

Addy's Harbor Dodge LLC v. Global Vehicles USA Incorporated judgment

District Court, D. South Carolina · No. 4:11-cv-01065 · Filed May 3, 2011 · Closed Sep 30, 2014 · Nature of suit: 196 Contract: Franchise · Cause: 28:1332 Diversity-Breach of Contract

Role of Addy's Harbor Dodge LLC: Plaintiff · Outcome: Terminated 2014-09-30 — FJC Integrated Database disposition: Judgment on directed verdict; judgment for plaintiff Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in SC (not a filing state)

ADDY v. TATE & KIRLIN ASSOCIATES dismissed

District Court, E.D. Pennsylvania · No. 2:11-cv-01073 · Filed Feb 14, 2011 · Closed Jul 15, 2011 · Nature of suit: 480 Consumer credit

Role of ADDY: Plaintiff · Outcome: Terminated 2011-07-15 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in PA (not a filing state)

Brian F. Addy v. John A. Piedmonte closed

District Court, C.D. California · No. 2:09-cv-09313 · Filed Dec 18, 2009 · Closed Jan 4, 2010 · Nature of suit: 190 Other contract actions

Role of Brian F. Addy: Plaintiff · Outcome: Terminated 2010-01-04 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); different first name (brian); court in the person's filing state (CA)

Addy v. National Recovery Incorporated dismissed

District Court, D. Colorado · No. 1:08-cv-01331 · Filed Jun 24, 2008 · Closed Jul 7, 2008 · Nature of suit: Consumer Credit · Cause: 15:1692 Fair Debt Collection Act

Role of Addy: Plaintiff · Outcome: Terminated 2008-07-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in CO (not a filing state)

Addy v. Hireright, Inc. dismissed

District Court, S.D. New York · No. 1:06-cv-13609 · Filed Dec 1, 2006 · Closed Jun 4, 2007 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act

Role of Addy: Plaintiff · Outcome: Terminated 2007-06-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in NY (not a filing state)

Lipner v. Amy and Addy Company dismissed

District Court, S.D. Florida · No. 0:03-cv-60513 · Filed Mar 26, 2003 · Closed Mar 26, 2003 · Nature of suit: 320 Assault, libel, and slander

Role of Amy and Addy Company: Defendant · Outcome: Terminated 2003-03-26 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in FL (not a filing state)

CENTRAL PA. TEAMSTRS v. ADDY ASPHALT COMPANY judgment

District Court, E.D. Pennsylvania · No. 2:90-cv-02504 · Filed Apr 11, 1990 · Closed Sep 28, 1990 · Nature of suit: 791 Employee Retirement Income Security Act

Role of ADDY ASPHALT COMPANY: Defendant · Outcome: Terminated 1990-09-28 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in PA (not a filing state)

Teamsters Local 40l v. ADDY ASPHALT COMPANY judgment

District Court, M.D. Pennsylvania · No. 3:90-cv-00734 · Filed Apr 10, 1990 · Closed Oct 16, 1990 · Nature of suit: 791 Employee Retirement Income Security Act

Role of ADDY ASPHALT COMPANY: Defendant · Outcome: Terminated 1990-10-16 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in PA (not a filing state)

Operating Engineers v. Addy Asphalt CO dismissed

District Court, M.D. Pennsylvania · No. 3:90-cv-00678 · Filed Apr 2, 1990 · Closed Nov 27, 1990 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Addy Asphalt CO: Defendant · Outcome: Terminated 1990-11-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in PA (not a filing state)

Union 158 v. Addy Asphalt CO dismissed

District Court, M.D. Pennsylvania · No. 3:89-cv-00558 · Filed Apr 19, 1989 · Closed Nov 21, 1989 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Addy Asphalt CO: Defendant · Outcome: Terminated 1989-11-21 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in PA (not a filing state)

Teamsters Loc 401 Fu v. Addy Asphalt CO dismissed

District Court, M.D. Pennsylvania · No. 3:88-cv-01889 · Filed Nov 21, 1988 · Closed Apr 26, 1989 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Addy Asphalt CO: Defendant · Outcome: Terminated 1989-04-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in PA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Tralance Addy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

19 cases: 2 open, 17 closed (disposition not in docket feed)

Addy Hospitality LLC open

United States Bankruptcy Court, E.D. New York · No. 8-26-72048 · Filed May 21, 2026

Role of Addy Hospitality LLC: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in NY (not a filing state)

Addy Star Limousine, Inc closed

United States Bankruptcy Court, N.D. Illinois · No. 23-13085 · Filed Sep 30, 2023 · Closed Oct 30, 2023

Role of Addy Star Limousine, Inc: Debtor · Outcome: Case closed 2023-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in IL (not a filing state)

Gateway Wireless LLC v. Addy Source LLC closed

United States Bankruptcy Court, S.D. Illinois · No. 20-03028 · Filed Oct 8, 2020 · Closed Apr 12, 2021

Role of Addy Source LLC: Defendant · Outcome: Case closed 2021-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in IL (not a filing state)

Legacy Pizza, LLC v. Addy Source, LLC closed

United States Bankruptcy Court, N.D. Georgia · No. 19-04021 · Filed Apr 24, 2019 · Closed Apr 13, 2021

Role of Addy Source, LLC: Defendant · Outcome: Case closed 2021-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in GA (not a filing state)

Robert Edward O'Riley and Addy Elena O'Riley open

United States Bankruptcy Court, D. Colorado · No. 19-10799 · Filed Feb 4, 2019

Role of Robert Edward O'Riley and Addy Elena O'Riley: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in CO (not a filing state)

ADDY v. FNA, INC closed

United States Bankruptcy Court, M.D. Tennessee · No. 3:15-ap-90304 · Filed Jun 30, 2015 · Closed Aug 3, 2015

Role of ADDY: Plaintiff · Outcome: Case closed 2015-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in TN (not a filing state)

Addy v. JPMorgan Chase Bank, NA closed

United States Bankruptcy Court, E.D. Virginia · No. 14-01159 · Filed Sep 16, 2014 · Closed Jan 28, 2015

Role of Addy: Plaintiff · Outcome: Case closed 2015-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in VA (not a filing state)

Jimmy Daniel Ramirez and Addy Elena Ramirez-Novelo closed

United States Bankruptcy Court, C.D. California · No. 6:12-bk-27399 · Filed Jul 25, 2012 · Closed Nov 16, 2012

Role of Jimmy Daniel Ramirez and Addy Elena Ramirez-Novelo: Debtor · Outcome: Case closed 2012-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in the person's filing state (CA)

Addy Mobile, Inc. closed

United States Bankruptcy Court, N.D. California · No. 10-33978 · Filed Oct 6, 2010 · Closed Oct 3, 2011

Role of Addy Mobile, Inc.: Debtor · Outcome: Case closed 2011-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in the person's filing state (CA)

Gazes v. Premier Consulting Services, LLC, d/b/a Addy Home closed

United States Bankruptcy Court, S.D. New York · No. 10-03374 · Filed Jul 21, 2010 · Closed May 11, 2018

Role of Premier Consulting Services, LLC, d/b/a Addy Home: Defendant · Outcome: Case closed 2018-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in NY (not a filing state)

Steven Ray King and Addy Tipton King closed

United States Bankruptcy Court, E.D. Tennessee · No. 3:08-bk-35177 · Filed Nov 14, 2008 · Closed Aug 4, 2009

Role of Steven Ray King and Addy Tipton King: Debtor · Outcome: Case closed 2009-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in TN (not a filing state)

Michael Anthony Mark and Addy Lucely Mark closed

United States Bankruptcy Court, N.D. Texas · No. 05-90395 · Filed Sep 26, 2005 · Closed Jan 23, 2006

Role of Michael Anthony Mark and Addy Lucely Mark: Debtor · Outcome: Case closed 2006-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in TX (not a filing state)

Robert E. O'Riley and Addy E. O'Riley closed

United States Bankruptcy Court, D. Colorado · No. 04-29327 · Filed Sep 3, 2004 · Closed Sep 21, 2006

Role of Robert E. O'Riley and Addy E. O'Riley: Debtor · Outcome: Case closed 2006-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in CO (not a filing state)

Addy Fencing Inc closed

United States Bankruptcy Court, S.D. Ohio · No. 2:03-bk-63945 · Filed Sep 12, 2003 · Closed Mar 7, 2005

Role of Addy Fencing Inc: Debtor · Outcome: Case closed 2005-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in OH (not a filing state)

John Rodriguez and Addy Guillermina Rodriguez closed

United States Bankruptcy Court, E.D. California · No. 00-19389 · Filed Dec 6, 2000 · Closed Mar 20, 2001

Role of John Rodriguez and Addy Guillermina Rodriguez: Debtor · Outcome: Case closed 2001-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in the person's filing state (CA)

Prudential Bank & Trust Co v. Addy closed

United States Bankruptcy Court, D. Oregon · No. 92-06013 · Filed Jan 21, 1992 · Closed Mar 27, 1992

Role of Addy: Defendant · Outcome: Case closed 1992-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in OR (not a filing state)

Addy Asphalt Company closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:93-bk-02040 · Filed Jul 16, 1991 · Closed Apr 8, 1998

Role of Addy Asphalt Company: Debtor · Outcome: Case closed 1998-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in PA (not a filing state)

Addy Asphalt Company closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 5:91-bk-01124 · Filed Jul 16, 1991 · Closed Nov 8, 1993

Role of Addy Asphalt Company: Debtor · Outcome: Case closed 1993-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in PA (not a filing state)

Addy Corporation, Inc. closed

United States Bankruptcy Court, S.D. Florida. · No. 87-01910 · Filed Jun 2, 1987 · Closed May 24, 1989

Role of Addy Corporation, Inc.: Debtor · Outcome: Case closed 1989-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 65 federal dockets); surname only in the caption; court in FL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Tralance Addy (compared 9 filings on Oct 24, 2026)

Note · Jul 13, 2018 – Oct 17, 2018

Bankruptcy case: Harshey v. U.S. Bank, National Association Successor by Merge — filed Jul 13, 2018

United States Bankruptcy Court, N.D. California docket "Harshey v. U.S. Bank, National Association Successor by Merge" filed Jul 13, 2018, closed Oct 17, 2018. Mohan Harshey (listed on the same filings) is listed as Plaintiff ("Harshey"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Mohan Harshey — PartnerFacts page ↗

Sources

Note · Jun 24, 2002 – Jun 2, 2004

Bankruptcy case: Waterhealth International Inc — filed Jun 24, 2002

United States Bankruptcy Court, C.D. California docket "Waterhealth International Inc" filed Jun 24, 2002, closed Jun 2, 2004. WATERHEALTH INTERNATIONAL, INC. (related issuer) is listed as Debtor ("Waterhealth International Inc"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗WATERHEALTH INTERNATIONAL, INC. — PartnerFacts page ↗

Sources

Docket · United States Bankruptcy Court, C.D. California ↗ (Jun 24, 2002)
WATERHEALTH INTERNATIONAL, INC. — PartnerFacts page ↗ (May 4, 2018)

Note · Dec 24, 2008 – Jun 26, 2017

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — WATERHEALTH INTERNATIONAL, INC. (latest filing Jun 26, 2017) · No amendment in the last 12 months on an offering that may still be open — WATERHEALTH INTERNATIONAL, INC. (latest filing Mar 16, 2016) · No amendment in the last 12 months on an offering that may still be open — WATERHEALTH INTERNATIONAL, INC. (latest filing Oct 6, 2014) · No amendment in the last 12 months on an offering that may still be open — WATERHEALTH INTERNATIONAL, INC. (latest filing Sep 6, 2013) · No amendment in the last 12 months on an offering that may still be open — WATERHEALTH INTERNATIONAL, INC. (latest filing Jan 11, 2013) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 26, 2017 ↗WATERHEALTH INTERNATIONAL, INC. — PartnerFacts page ↗Form D · Mar 16, 2016 ↗Form D · Oct 6, 2014 ↗

Sources

Form D · Jun 26, 2017 ↗ (Jun 26, 2017)
WATERHEALTH INTERNATIONAL, INC. — PartnerFacts page ↗ (May 4, 2018)
Form D · Mar 16, 2016 ↗ (Mar 16, 2016)
Form D · Oct 6, 2014 ↗ (Oct 6, 2014)
Form D · Sep 6, 2013 ↗ (Sep 6, 2013)
Form D · Jan 11, 2013 ↗ (Jan 11, 2013)
Form D · Jan 19, 2012 ↗ (Jan 19, 2012)
Form D · Nov 30, 2010 ↗ (Nov 30, 2010)

Note · Jul 9, 2010 – Jan 19, 2012

Tralance Addy is written 2 different ways on the filings

listed as "Tralance O Addy" on 2 filings (from Jul 9, 2010), and "Tralance Addy" on 7 filings (from Jan 19, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Jul 9, 2010 ↗Form D · Jan 19, 2012 ↗Tralance Addy — PartnerFacts page ↗

Sources

Note · Jul 9, 2010 – Jan 19, 2012

Industry group changed between filings — WATERHEALTH INTERNATIONAL, INC.

"Other Health Care" (Jul 9, 2010 to Nov 30, 2010); then "Other" (Jan 19, 2012 to Nov 30, 2017).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D/A · Jul 9, 2010 ↗Form D · Jan 19, 2012 ↗WATERHEALTH INTERNATIONAL, INC. — PartnerFacts page ↗

Sources

Form D/A · Jul 9, 2010 ↗ (Jul 9, 2010)
Form D · Jan 19, 2012 ↗ (Jan 19, 2012)
WATERHEALTH INTERNATIONAL, INC. — PartnerFacts page ↗ (May 4, 2018)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 9 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Nov 30, 2017 D WATERHEALTH INTERNATIONAL, INC. File 021-299769	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 26, 2017 D WATERHEALTH INTERNATIONAL, INC. File 021-289404	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 16, 2016 D WATERHEALTH INTERNATIONAL, INC. File 021-259352	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 6, 2014 D WATERHEALTH INTERNATIONAL, INC. File 021-225814	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 6, 2013 D WATERHEALTH INTERNATIONAL, INC. File 021-202456	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 11, 2013 D WATERHEALTH INTERNATIONAL, INC. File 021-190047	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 19, 2012 D WATERHEALTH INTERNATIONAL, INC. File 021-172140	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 30, 2010 D WATERHEALTH INTERNATIONAL, INC. File 021-151158	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 9, 2010 D/A WATERHEALTH INTERNATIONAL, INC. File 021-92526	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Tralance Addy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

WATERHEALTH INTERNATIONAL, INC.

Irvine, CA · Jul 9, 2010 → Nov 30, 2017 · 9 filings

Nov 30, 2017 · D · $400,000 sold of $400,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 26, 2017 · D · $500,005 sold of $1,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Mar 16, 2016 · D · $4,050,000 sold of $5,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 6, 2014 · D · $1,250,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 6, 2013 · D · $11,952,142 sold of $15,014,400 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 11, 2013 · D · $790,075 sold of $5,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 19, 2012 · D · $22,490,177 sold of $36,800,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
Nov 30, 2010 · D · $5,000,000 sold of $13,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 9, 2010 · D/A · $22,183,130 sold of $35,039,794 · 5 investors · min. $1 · role: Director EDGAR ↗

Raised $22.5M from 6 investors (100% of the $400K target) as of the latest filing. Tralance is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Tralance 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Sanjay Bhatnagar

Executive Officer, Director · 9 shared filings (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Hank Habicht

Director · 8 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas E. Weil

Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Greg Casagrande

Director · 6 shared filings (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ranabir Dutt

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dennis Merens

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ken Van Heel

Director · 3 shared filings (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Eytan M. Stibbe

Director · 3 shared filings (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kenneth Van Heel

Director · 3 shared filings (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Vineet Chadha

Director · 3 shared filings (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard Nell

Director · 2 shared filings (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mohan Harsey

Director · 2 shared filings (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Rebecca Mark-Jusbache

Director · 2 shared filings (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Rebecca Mark-Jusbasche

Director · 2 shared filings (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mohan Harshey

Director · 2 shared filings (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Adrian M. Rich

Executive Officer · 1 shared filing (1 issuer) · also on 8 other issuers

Adrian M. Rich is on 9 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Gregory Casagrande

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Usha Rao-Monari

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

F. Henry Habicht

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tralance Addy. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Tralance Addy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Tralance Addy is listed on: none on file. No website or social profile named in WATERHEALTH INTERNATIONAL, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #254,270 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Irvine, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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Tralance Addy

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: Harshey v. U.S. Bank, National Association Successor by Merge — filed Jul 13, 2018

Bankruptcy case: Waterhealth International Inc — filed Jun 24, 2002

8 offerings have no amendment in the last 12 months and may still be open

Tralance Addy is written 2 different ways on the filings

Industry group changed between filings — WATERHEALTH INTERNATIONAL, INC.

5. Money to insiders

Deals 1

People around Tralance 19

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person