Tom Young is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer in Aug 2015: South Dakota Pulse Processors, LLC (Pierre, SD — agriculture — 2015).
What this means One deal on file with the SEC, filed Aug 2015. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brian Baus (2 shared filings), Brian Minish (2 shared filings), Jack Nichols (2 shared filings), Steven Brown (2 shared filings), Tom Tveit (2 shared filings) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tom. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 2 court cases matching the name, 7 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Tom Young and found 4 differences: Bankruptcy case: Virender K Bhogal and Anita Bhogal; Tom Young appears on 1 deal that stopped filing before reaching its target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.