PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:19 AM ET

Sponsor Check › Person

TS
No photo found yet (own website and image search run after this page is viewed)

Tom Soto

Named as an officer, director or promoter on SEC Form D filings · CA · Mar 30, 2009 → Dec 16, 2019

3deals (issuers)
$42.2Mreported sold
21investors
8Form D filings
2009–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Tom Soto is listed as a director on 8 SEC Form D filings by 3 issuers between Mar 2009 and Dec 2019: Liquid Environmental Solutions Corp (San Diego, CA — environmental services — 2009–2014; $31.6M reported sold to 5 investors), ENLINK GEOENERGY SERVICES INC (Long Beach, CA — other energy — 2009–2011; $8.92M reported sold to 3 investors) and ORCHID VENTURES, INC. (Ladera Ranch, CA — industry reported as "Other" — 2019; $1.63M reported sold to 13 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 10 years. Across those companies the filings report $42.2M sold in total.

Listed alongside Alan Viterbi (4 shared filings), Bruce Ranck (4 shared filings), Dana King (4 shared filings), Joseph Walker (4 shared filings), Michael Kahn (4 shared filings) and 24 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tom. Each name links to their own page.

1 of the issuers belongs to the sponsor group Liquid (4 issuers, $35.2M reported sold, 2009–2015).

What this means A sponsor group is one team that sets up a new company for each deal. Liquid has 4 companies on file and $35.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 8 public filings for Tom Soto and found 15 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Tom Soto has not run yet — it is joining a line of 51,575 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Tom Soto..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Tom Soto — 3 worth asking about (compared 8 filings on Oct 24, 2026)

Note · Dec 13, 1995 – Aug 23, 2023

4 bankruptcy cases name the subject or team members

Bankruptcy case: ONEMAIN FINANCIAL GROUP, LLC v. Ranck — filed Jun 22, 2023 · Bankruptcy case: Oversight Committee v. Liquid Environmental Solutions Corporation — filed Apr 6, 2015 · Bankruptcy case: FIA Card Services, N.A. v. Gade — filed Jul 12, 2012 · Bankruptcy case: Pan Pacific Fisheries Holdings v. Russel & Mirkovich — filed Dec 13, 1995

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Bruce Ranck — PartnerFacts page ↗Docket · United States Bankruptcy Court, C.D. California ↗Liquid Environmental Solutions Corp — PartnerFacts page ↗
Sources
Worth asking · Jul 27, 2009 – Sep 3, 2009

Amount sold went down between filings — Liquid Environmental Solutions Corp

The Jul 27, 2009 filing says $16,555,000 sold; the Sep 3, 2009 Form D says $15,000,001 sold — $1,554,999 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jul 27, 2009 ↗Form D (later) · Sep 3, 2009 ↗Liquid Environmental Solutions Corp — PartnerFacts page ↗
Sources
Worth asking · Jul 27, 2009 – Sep 3, 2009

Investor count went down between filings — Liquid Environmental Solutions Corp

The Jul 27, 2009 filing reports 2 investors; the Sep 3, 2009 Form D reports 1 investor.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 27, 2009 ↗Form D (later) · Sep 3, 2009 ↗Liquid Environmental Solutions Corp — PartnerFacts page ↗
Sources
Note · Feb 14, 2011

17% of the money raised went to insiders — ENLINK GEOENERGY SERVICES INC

The Feb 14, 2011 Form D reports $3,000,000 sold and $500,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Proceeds shall be used to finance working capital of the Company.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Feb 14, 2011 ↗ENLINK GEOENERGY SERVICES INC — PartnerFacts page ↗
Sources
Note · Mar 30, 2009

15% of the money raised went to insiders — ENLINK GEOENERGY SERVICES INC

The Mar 30, 2009 Form D reports $3,230,000 sold and $500,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Proceeds shall be used to finance working capital needs of the Company, including to hire senior executives, purchase additional equipment, perfect the protections of the Company's intellectual proper".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Mar 30, 2009 ↗ENLINK GEOENERGY SERVICES INC — PartnerFacts page ↗
Sources
Worth asking · Mar 30, 2009

Paid seller listed without a CRD number: ARVCO Capital Research, LLC — ENLINK GEOENERGY SERVICES INC

ARVCO Capital Research, LLC is listed as receiving sales compensation on 1 filing (Mar 30, 2009) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Mar 30, 2009 ↗BrokerCheck search: ARVCO Capital Research, LLC ↗ENLINK GEOENERGY SERVICES INC — PartnerFacts page ↗
Sources
Note · Oct 24, 2019 – Dec 16, 2019

Form D filed 53 days after the first sale — ORCHID VENTURES, INC.

The filing says the first sale was Oct 24, 2019. The Form D was filed Dec 16, 2019 — 53 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 38 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 16, 2019 ↗ORCHID VENTURES, INC. — PartnerFacts page ↗
Sources
Note · Mar 13, 2009 – Mar 30, 2009

Form D filed 17 days after the first sale — ENLINK GEOENERGY SERVICES INC

The filing says the first sale was Mar 13, 2009. The Form D was filed Mar 30, 2009 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 30, 2009 ↗ENLINK GEOENERGY SERVICES INC — PartnerFacts page ↗
Sources
Note · Oct 24, 2019 – Dec 16, 2019

No amendment in the last 12 months on an offering that may still be open — ORCHID VENTURES, INC. (latest filing Dec 16, 2019)

The latest filing for this offering is dated Dec 16, 2019 (first sale Oct 24, 2019). It reports $37,575 sold of $93,938 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 16, 2019 ↗ORCHID VENTURES, INC. — PartnerFacts page ↗
Sources
Note · Mar 13, 2009 – Mar 30, 2009

No amendment in the last 12 months on an offering that may still be open — ENLINK GEOENERGY SERVICES INC (latest filing Mar 30, 2009)

The latest filing for this offering is dated Mar 30, 2009 (first sale Mar 13, 2009). It reports $3,230,000 sold of $9,323,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 30, 2009 ↗ENLINK GEOENERGY SERVICES INC — PartnerFacts page ↗
Sources
Note · Jul 27, 2009 – Sep 3, 2009

Offering amount changed between filings — Liquid Environmental Solutions Corp

The Jul 27, 2009 filing says $18,000,000 offered; the Sep 3, 2009 Form D says $19,999,993.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jul 27, 2009 ↗Form D (later) · Sep 3, 2009 ↗Liquid Environmental Solutions Corp — PartnerFacts page ↗
Sources
Note · Mar 30, 2009 – Feb 14, 2011

Reported revenue range changed between filings — ENLINK GEOENERGY SERVICES INC

"$5,000,001 - $25,000,000" (Mar 30, 2009); then "$1,000,001 - $5,000,000" (Feb 14, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 30, 2009 ↗Form D · Feb 14, 2011 ↗ENLINK GEOENERGY SERVICES INC — PartnerFacts page ↗
Sources
Note · Aug 9, 2010 – Jan 14, 2011

Same name, different state: "Tom Soto" (VA) is a separate record

This page covers filings where the address state is CA. A separate record, "Tom Soto" with address state VA, is listed on 2 filings — most recently by GRIDPOINT INC (Jan 14, 2011). Both records have filings in the same period (Aug 9, 2010 to Jan 14, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Tom Soto (VA) — PartnerFacts page ↗Form D · Jan 14, 2011 ↗GRIDPOINT INC — PartnerFacts page ↗Tom Soto (CA) — this page ↗
Sources
Note · Mar 21, 2019 – Dec 16, 2019

Address moved from Costa Mesa, CA to Irvine, CA — ORCHID VENTURES, INC.

The people listed on the Mar 21, 2019 filing give Costa Mesa, CA; on the Dec 16, 2019 filing they give Irvine, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 21, 2019 ↗Form D · Dec 16, 2019 ↗ORCHID VENTURES, INC. — PartnerFacts page ↗
Sources
Note · Mar 30, 2009 – Feb 14, 2011

Address moved from Los Angeles, CA to Rancho Dominguez, CA — ENLINK GEOENERGY SERVICES INC

The people listed on the Mar 30, 2009 filing give Los Angeles, CA; on the Feb 14, 2011 filing they give Rancho Dominguez, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 30, 2009 ↗Form D · Feb 14, 2011 ↗ENLINK GEOENERGY SERVICES INC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 6 offerings report sales commissions totalling $1,932,800; 0 report finder's fees; 2 report proceeds to related persons totalling $1,000,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 16, 2019 D
ORCHID VENTURES, INC.
File 021-355578
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2019 D
ORCHID VENTURES, INC.
File 021-335438
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2014 D/A
Liquid Environmental Solutions Corp
File 021-220219
$1,500,000$0$0Wedbush Securities Inc. BrokerCheck CRD 877 ↗
via Wedbush Securities Inc. (CRD 877 ↗)
EDGAR ↗
Jun 9, 2014 D/A
Liquid Environmental Solutions Corp
File 021-65606
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2011 D
ENLINK GEOENERGY SERVICES INC
File 021-155284
$0$0$500,000 (est.)
Proceeds shall be used to finance working capital of the Company.
None listed on this filingEDGAR ↗
Mar 30, 2009 D
ENLINK GEOENERGY SERVICES INC
File 021-64216
$432,800 (est.)$0$500,000 (est.)
Proceeds shall be used to finance working capital needs of the Company, including to hire senior executives, purchase additional equipment, perfect the protections of the Company's intellectual property and pay other general and administrative expenses.
ARVCO Capital Research, LLC no CRD number reported
via ARVCO Capital Research, LLC
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Tom Soto on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OV
Other

ORCHID VENTURES, INC.

Ladera Ranch, CA · Mar 21, 2019 → Dec 16, 2019 · 2 filings
  • Dec 16, 2019 · D · $37,575 sold of $93,938 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 21, 2019 · D · $1,631,108 sold of $1,631,108 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.63M from 13 investors (100% of the $94K target) as of the latest filing. Tom is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LE
Environmental Services · group: Liquid

Liquid Environmental Solutions Corp

San Diego, CA · Sep 3, 2009 → Jul 2, 2014 · 4 filings
  • Jul 2, 2014 · D/A · $31,599,991 sold of $31,599,991 · 5 investors · min. $30,000,004 · role: Director EDGAR ↗
  • Jul 2, 2014 · D · $31,599,991 sold of $31,599,991 · 5 investors · min. $30,000,004 · role: Director EDGAR ↗
  • Jun 9, 2014 · D/A · $19,999,993 sold of $19,999,993 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 3, 2009 · D · $15,000,001 sold of $19,999,993 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $31.6M from 5 investors (100% of the $31.6M target) as of the latest filing. Tom is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Environmental Services / 506(b) (83 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Other Energy

ENLINK GEOENERGY SERVICES INC

Long Beach, CA · Mar 30, 2009 → Feb 14, 2011 · 2 filings
  • Feb 14, 2011 · D · $3,000,000 sold of $3,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 30, 2009 · D · $3,230,000 sold of $9,323,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8.92M from 3 investors (100% of the $3M target) as of the latest filing. Tom is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Tom Soto — VA, 1 issuer, Aug 9, 2010 → Jan 14, 2011 · no shared issuer

People around Tom 29

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT MACDONALD

Director · 4 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Tom Soto. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Leib

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Tom Soto. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Ranck

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Tom Soto. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Walker

Director · 4 shared filings (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

AV
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Viterbi

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick L Reilly

Executive Officer · 4 shared filings (1 issuer) · also on 8 other issuers

Patrick L Reilly is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Kahn

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Tom Soto. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Dana King

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

WB
No photo found yet (own website and image search run after this page is viewed)
Person

William Bergstrom

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Nugent

Director · 3 shared filings (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Mathew Lee

Executive Officer · 2 shared filings (1 issuer) · also on 7 other issuers

Mathew Lee is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD HOJEL

Director, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Mizrahi

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

ANNE SMALLING

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Tom Soto. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip Clough

Director · 2 shared filings (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Gade

Director · 2 shared filings (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Corey Mangold

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Tom Soto. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Luke Hemphill

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

EV
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Vaughan

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD STUEBI

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond E. List

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Tamara Rains

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

JAVIER FERNANDEZ

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Steubi

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Brown

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Tom Soto. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rene Matthew Suarez

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Tom Soto. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Clifton

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Mirkovich

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Eales

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Tom Soto. Their page shows their other deals.

The team behind the deals

L
Sponsor group

Liquid

4 issuers · 8 filings · $35.2M reported sold · 2009–2015

One team, 4 deal companies. Tom Soto is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Tom Soto.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 11 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Tom Soto by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — 1 issuer has property records: Liquid Environmental Solutions Corp (11).

Public profiles and social

Websites and social links of the issuers Tom Soto is listed on: none on file. No website or social profile named in Liquid Environmental Solutions Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #315,457 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Diego, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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