Tom Patterson is listed as a director on 4 SEC Form D filings by 2 issuers between Dec 2009 and Sep 2014: Progress Financial Corp (Menlo Park, CA — other banking and financial services — 2009–2010; $27.8M reported sold to 14 investors) and Trumpet Search, LLC (Lakewood, CO — other health care — 2010–2014; $10M reported sold to 22 investors).
What this means 2 separate companies raised money with this person listed as director, over about 5 years. Across those companies the filings report $37.8M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Tom Patterson and found 4 differences: Offering amount changed between filings; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.