TOM NEEDHAM is listed as an executive officer on 3 SEC Form D filings by 1 issuer in May 2016: PORTLANDIA COHOUSING LLC (Portland, OR — residential — 2016; $4.04M reported sold to 31 investors).
What this means One deal on file with the SEC, filed May 2016. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside ANN LEHMAN (3 shared filings), CATHY ROE (3 shared filings), CLARKE BINGHAM (3 shared filings), CLAUDETTE SUMMERVILLE (3 shared filings), COLLEEN MITCHELL (3 shared filings) and 29 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around TOM. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for TOM NEEDHAM and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.