Tom Frederick is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Aug 2021 and Jul 2022: Tampa Bay Ventures Seed Fund I, LP (Tampa, FL — pooled investment fund — 2021–2022; $21.8M reported sold to 37 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Tampa Bay (2 issuers, $21.8M reported sold, 2021–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Tampa Bay has 2 companies on file and $21.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Tom Frederick and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Tom Frederick" (CA) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.