Tom Cox is listed as a director on 2 SEC Form D filings by 1 issuer between Jan 2025 and Mar 2026: SONARMD, INC. (Chicago, IL — other health care — 2025–2026; $4.34M reported sold to 24 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Beth Houck (2 shared filings), Charity Tarn (2 shared filings), LAWRENCE R KOSINSKI (2 shared filings), Beveridge Roy (1 shared filing) and ROY BEVERIDGE (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tom. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Tom Cox and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Tom Cox" (WA) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.