PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:34 AM ET

Sponsor Check › Person

TC
No photo found yet (own website and image search run after this page is viewed)

Tom Cooper

Named as an officer, director or promoter on SEC Form D filings · OR · Jun 11, 2013 → Jun 11, 2013

1deal (issuers)
$6.05Mreported sold
8investors
1Form D filing
2013year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:28 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Tom Cooper is listed as a director on 1 SEC Form D filing by 1 issuer in Jun 2013: ESSIA HEALTH, INC. (Woodland Hills, CA — other health care — 2013; $6.05M reported sold to 8 investors).

What this means One deal on file with the SEC, filed Jun 2013. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Christopher Kersey (1 shared filing), JOHN GROTTING (1 shared filing), Kathleen M. Myers (1 shared filing), Mark J Ahn (1 shared filing) and Matt Kirchner (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tom. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 6 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Tom Cooper and found 3 differences: Same name, different state: "Tom Cooper" (CA) is a separate record; Same name, different state: "Tom Cooper" (NH) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Tom Cooper has not run yet — it is joining a line of 24,286 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:28 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Tom Cooper..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

6 cases: 6 closed (disposition not in docket feed)

Tom T Cooper and Nicole N Cooper closed
United States Bankruptcy Court, M.D. Alabama · No. 00-07033 · Filed Dec 15, 2000 · Closed Nov 17, 2001
Role of Tom T Cooper and Nicole N Cooper: Debtor · Outcome: Case closed 2001-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Tom Cooper and Brenda Jean Townes Cooper closed
United States Bankruptcy Court, W.D. Virginia · No. 96-00309 · Filed Mar 18, 1996 · Closed Sep 26, 2001
Role of Tom Cooper and Brenda Jean Townes Cooper: Debtor · Outcome: Case closed 2001-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 4 people with this name in Form D filings; court in VA (not a filing state)
Tom Cooper and Lynn E. Cooper closed
United States Bankruptcy Court, S.D. Florida. · No. 95-31645 · Filed Jun 1, 1995 · Closed Oct 18, 1995
Role of Tom Cooper and Lynn E. Cooper: Debtor · Outcome: Case closed 1995-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Tom E. Cooper closed
United States Bankruptcy Court, M.D. Florida · No. 8:90-bk-10305 · Filed Oct 22, 1990 · Closed Mar 25, 1991
Role of Tom E. Cooper: Debtor · Outcome: Case closed 1991-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Tom M. Cooper and Jennifer S. Cooper closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:89-bk-01188 · Filed Sep 7, 1989 · Closed Feb 14, 1990
Role of Tom M. Cooper and Jennifer S. Cooper: Debtor · Outcome: Case closed 1990-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Tom T. Cooper closed
United States Bankruptcy Court, M.D. Alabama · No. 86-02277 · Filed Oct 14, 1986 · Closed Nov 5, 1987
Role of Tom T. Cooper: Debtor · Outcome: Case closed 1987-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Tom Cooper (compared 1 filing on Oct 24, 2026)

Note · May 17, 2016

Same name, different state: "Tom Cooper" (CA) is a separate record

This page covers filings where the address state is OR. A separate record, "Tom Cooper" with address state CA, is listed on 2 filings — most recently by Vericare Management Inc (May 17, 2016). The two records do not overlap in time: this page has one filing dated Jun 11, 2013; the other has one filing dated May 17, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Tom Cooper (CA) — PartnerFacts page ↗Form D · May 17, 2016 ↗Vericare Management Inc — PartnerFacts page ↗Tom Cooper (OR) — this page ↗
Sources
Note · Dec 8, 2015

Same name, different state: "Tom Cooper" (NH) is a separate record

This page covers filings where the address state is OR. A separate record, "Tom Cooper" with address state NH, is listed on 1 filing — most recently by RECOVER TOGETHER, INC. (Dec 8, 2015). The two records do not overlap in time: this page has one filing dated Jun 11, 2013; the other has one filing dated Dec 8, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Tom Cooper (NH) — PartnerFacts page ↗Form D · Dec 8, 2015 ↗RECOVER TOGETHER, INC. — PartnerFacts page ↗Tom Cooper (OR) — this page ↗
Sources
Note · Dec 30, 2011 – Jan 9, 2013

Same name, different state: "Tom Cooper" (IN) is a separate record

This page covers filings where the address state is OR. A separate record, "Tom Cooper" with address state IN, is listed on 3 filings — most recently by hc1 Insights, Inc. (Jan 9, 2013). The two records do not overlap in time: this page has one filing dated Jun 11, 2013; the other runs Dec 30, 2011 to Jan 9, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Tom Cooper (IN) — PartnerFacts page ↗Form D · Jan 9, 2013 ↗hc1 Insights, Inc. — PartnerFacts page ↗Tom Cooper (OR) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 11, 2013 D
ESSIA HEALTH, INC.
File 021-197797
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Tom Cooper on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EH
Other Health Care

ESSIA HEALTH, INC.

Woodland Hills, CA · Jun 11, 2013
  • Jun 11, 2013 · D · $6,050,000 sold of $6,050,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6.05M from 8 investors (100% of the $6.05M target) as of the latest filing. Tom is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Tom Cooper — IN, 1 issuer, Dec 30, 2011 → Jan 9, 2013 · no shared issuer
  • Tom Cooper — NH, 1 issuer, Dec 8, 2015 → Dec 8, 2015 · no shared issuer
  • Tom Cooper — CA, 1 issuer, May 17, 2016 → May 17, 2016 · no shared issuer

People around Tom 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Kersey

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Tom Cooper. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN GROTTING

Director · 1 shared filing (1 issuer) · also on 4 other issuers

JOHN GROTTING is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Mark J Ahn

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Tom Cooper. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen M. Myers

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Tom Cooper. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Kirchner

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tom Cooper. Their page shows their other deals.

The team behind the deals

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Tom Cooper by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Tom Cooper is listed on: none on file. No website or social profile named in ESSIA HEALTH, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #299,034 of 374,652 in line (1,207 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Woodland Hills, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Oregon state courts — find the court ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Oregon Secretary of State business search ↗California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Tom Cooper appears on a new Form D, or when a court case or SEC action is matched to them. See plans →