PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:23 AM ET

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Todd Stein

Named as an officer, director or promoter on SEC Form D filings · TX · Jan 14, 2010 → Jun 29, 2026

2deals (issuers)
$324.1Mreported sold
276investors
36Form D filings
2010–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Todd Stein is listed as a promoter on 36 SEC Form D filings by 2 issuers between Jan 2010 and Jun 2026: Braeside Capital II, L.P. (Dallas, TX — pooled investment fund — 2011–2026; $179.7M reported sold to 155 investors) and Braeside Capital, L.P. (Dallas, TX — pooled investment fund — 2010–2026; $144.4M reported sold to 121 investors).

What this means 2 separate companies raised money with this person listed as promoter, over about 16 years. Across those companies the filings report $324.1M sold in total.

Listed alongside Steven McIntyre (36 shared filings) and Young Cho (30 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Todd. Each name links to their own page.

All 2 issuers belong to the sponsor group Braeside (2 issuers, $324.1M reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Braeside has 2 companies on file and $324.1M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 36 public filings for Todd Stein and found 7 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Todd Stein has not run yet — it is joining a line of 14,675 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Todd Stein..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Todd C. Stein closed
United States Bankruptcy Court, S.D. New York · No. 15-11737 · Filed Jun 30, 2015 · Closed Oct 22, 2015
Role of Todd C. Stein: Debtor · Outcome: Case closed 2015-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Todd Stein — 6 worth asking about (compared 36 filings on Oct 24, 2026)

Worth asking · Jan 11, 2013 – Jan 13, 2014

Amount sold went down between filings — Braeside Capital II, L.P.

The Jan 11, 2013 filing says $116,805,076 sold; the Jan 13, 2014 Form D/A says $111,773,535 sold — $5,031,541 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 11, 2013 ↗Form D/A (later) · Jan 13, 2014 ↗Braeside Capital II, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jan 11, 2013 – Jan 13, 2014

Amount sold went down between filings — Braeside Capital, L.P.

The Jan 11, 2013 filing says $84,981,296 sold; the Jan 13, 2014 Form D/A says $81,000,343 sold — $3,980,953 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 11, 2013 ↗Form D/A (later) · Jan 13, 2014 ↗Braeside Capital, L.P. — PartnerFacts page ↗
Sources
Worth asking · Sep 7, 2010 – Sep 6, 2011

Amount sold went down between filings — Braeside Capital, L.P.

The Sep 7, 2010 filing says $116,687,950 sold; the Sep 6, 2011 Form D/A says $83,862,586 sold — $32,825,364 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Sep 7, 2010 ↗Form D/A (later) · Sep 6, 2011 ↗Braeside Capital, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jul 11, 2022 – Jun 30, 2023

Investor count went down between filings — Braeside Capital II, L.P.

The Jul 11, 2022 filing reports 153 investors; the Jun 30, 2023 Form D/A reports 152 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 11, 2022 ↗Form D/A (later) · Jun 30, 2023 ↗Braeside Capital II, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jan 11, 2013 – Jan 13, 2014

Investor count went down between filings — Braeside Capital, L.P.

The Jan 11, 2013 filing reports 74 investors; the Jan 13, 2014 Form D/A reports 69 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 11, 2013 ↗Form D/A (later) · Jan 13, 2014 ↗Braeside Capital, L.P. — PartnerFacts page ↗
Sources
Worth asking · Sep 7, 2010 – Sep 6, 2011

Investor count went down between filings — Braeside Capital, L.P.

The Sep 7, 2010 filing reports 102 investors; the Sep 6, 2011 Form D/A reports 71 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Sep 7, 2010 ↗Form D/A (later) · Sep 6, 2011 ↗Braeside Capital, L.P. — PartnerFacts page ↗
Sources
Note · Apr 27, 2021

Same name, different state: "Todd Stein" (NY) is a separate record

This page covers filings where the address state is TX. A separate record, "Todd Stein" with address state NY, is listed on 1 filing — most recently by 360 Services Organization, LLC (Apr 27, 2021). Both records have filings in the same period (Apr 27, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Todd Stein (NY) — PartnerFacts page ↗Form D · Apr 27, 2021 ↗360 Services Organization, LLC — PartnerFacts page ↗Todd Stein (TX) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 2 report finder's fees totalling $3,063,352; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 29, 2026 D/A
Braeside Capital, L.P.
File 021-68309
$0$124,486$0
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗
UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗		EDGAR ↗
Jun 29, 2026 D/A
Braeside Capital II, L.P.
File 021-153437
$0$2,938,866$0
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗
UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Todd Stein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BC
Pooled Investment Fund · group: Braeside

Braeside Capital II, L.P.

Dallas, TX · Jan 11, 2011 → Jun 29, 2026 · 17 filings
  • Jun 29, 2026 · D/A · $179,715,153 sold of Indefinite · 155 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jun 30, 2025 · D/A · $178,738,991 sold of Indefinite · 153 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jun 28, 2024 · D/A · $178,612,369 sold of Indefinite · 153 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jun 30, 2023 · D/A · $177,265,991 sold of Indefinite · 152 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jul 11, 2022 · D/A · $177,147,404 sold of Indefinite · 153 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Dec 28, 2021 · D/A · $177,128,817 sold of Indefinite · 153 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Dec 28, 2020 · D/A · $174,844,230 sold of Indefinite · 149 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Dec 27, 2019 · D/A · $174,131,233 sold of Indefinite · 148 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Dec 27, 2018 · D/A · $167,193,024 sold of Indefinite · 143 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Dec 29, 2017 · D/A · $160,713,985 sold of Indefinite · 136 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jan 10, 2017 · D/A · $157,387,404 sold of Indefinite · 124 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jan 12, 2016 · D/A · $153,079,754 sold of Indefinite · 114 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jan 12, 2015 · D/A · $152,384,587 sold of Indefinite · 113 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jan 13, 2014 · D/A · $111,773,535 sold of Indefinite · 94 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jan 11, 2013 · D/A · $116,805,076 sold of Indefinite · 93 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager and chief investment officer of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jan 11, 2012 · D/A · $101,565,081 sold of Indefinite · 76 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager and chief investment officer of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jan 11, 2011 · D · $73,862,034 sold of Indefinite · 45 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager and chief investment officer of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗

Raised $179.7M from 155 investors as of the latest filing. Todd is listed as promoter on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Braeside

Braeside Capital, L.P.

Dallas, TX · Jan 14, 2010 → Jun 29, 2026 · 19 filings
  • Jun 29, 2026 · D/A · $144,408,759 sold of Indefinite · 121 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jun 30, 2025 · D/A · $139,033,759 sold of Indefinite · 117 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jun 28, 2024 · D/A · $137,533,759 sold of Indefinite · 115 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jun 30, 2023 · D/A · $137,533,759 sold of Indefinite · 115 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jul 11, 2022 · D/A · $137,533,759 sold of Indefinite · 115 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Dec 28, 2021 · D/A · $137,533,759 sold of Indefinite · 115 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Dec 28, 2020 · D/A · $134,573,758 sold of Indefinite · 112 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Dec 27, 2019 · D/A · $134,573,758 sold of Indefinite · 112 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Dec 27, 2018 · D/A · $100,445,460 sold of Indefinite · 81 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Dec 29, 2017 · D/A · $99,126,193 sold of Indefinite · 81 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jan 10, 2017 · D/A · $98,996,317 sold of Indefinite · 81 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jan 12, 2016 · D/A · $97,407,317 sold of Indefinite · 80 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jan 12, 2015 · D/A · $97,166,267 sold of Indefinite · 80 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jan 13, 2014 · D/A · $81,000,343 sold of Indefinite · 69 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jan 11, 2013 · D/A · $84,981,296 sold of Indefinite · 74 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jan 19, 2012 · D/A · $84,412,891 sold of Indefinite · 74 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Sep 6, 2011 · D/A · $83,862,586 sold of Indefinite · 71 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Sep 7, 2010 · D/A · $116,687,950 sold of Indefinite · 102 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗
  • Jan 14, 2010 · D/A · $93,146,656 sold of Indefinite · 90 investors · min. $750,000 · role: Promoter (Mr. Stein is a manager of Braeside Investments, LLC. Braeside Investments, LLC is the investment manager of the Issuer, and the general partner of Braeside Management, L.P., the general partner of the Issuer.) EDGAR ↗

Raised $144.4M from 121 investors as of the latest filing. Todd is listed as promoter on 19 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Todd Stein — NY, 1 issuer, Apr 27, 2021 → Apr 27, 2021 · no shared issuer

People around Todd 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Steven McIntyre

Promoter · 36 shared filings (2 issuers)

Listed on the same filings as Todd Stein. Their page shows their other deals.

YC
No photo found yet (own website and image search run after this page is viewed)
Person

Young Cho

Promoter · 30 shared filings (2 issuers)

Listed on the same filings as Todd Stein. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Braeside

2 issuers · 36 filings · $324.1M reported sold · 2010–2026

One team, 2 deal companies. Todd Stein is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Todd Stein.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Todd Stein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Todd Stein is listed on: none on file. No website or social profile named in Braeside Capital, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #20,773 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dallas, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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