PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:54 AM ET

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Todd L. Phillips

Named as an officer, director or promoter on SEC Form D filings · KY · Nov 9, 2012 → Mar 26, 2019

3deals (issuers)
$8.14Mreported sold
24investors
13Form D filings
2012–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Todd L. Phillips is listed as an executive officer and director on 13 SEC Form D filings by 3 issuers between Feb 2010 and Mar 2019: Reprocessing Services, Inc. (Pewee Valley, KY — industry reported as "Other" — 2019; $4.2M reported sold to 11 investors), INDUSTRIAL SERVICES OF AMERICA INC (Louisville, KY — industry reported as "Other" — 2015–2019; $3M reported sold to 7 investors) and GENII INC (Woodbury, MN — manufacturing — 2010–2013; $936K reported sold to 6 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $8.14M sold in total.

Listed alongside Albert Cozzi (6 shared filings), Joshua B Colton (6 shared filings), Marcia L Morris (6 shared filings), Orson Oliver (6 shared filings), V. Thomas Morris (6 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Todd. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 6 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for Todd L. Phillips and found 14 differences, 2 worth asking the sponsor about: 5 filings report more than 10% of the money raised going to insiders; Paid seller listed without a CRD number: GENII INC; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Todd L. Phillips has not run yet — it is joining a line of 43,162 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Todd L. Phillips..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

6 cases: 6 closed (disposition not in docket feed)

Todd Phillips closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 22-10023 · Filed Jan 17, 2022 · Closed Mar 8, 2024
Role of Todd Phillips: Debtor · Outcome: Case closed 2024-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 80 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Todd Phillips closed
United States Bankruptcy Court, E.D. Michigan · No. 11-44805 · Filed Feb 25, 2011 · Closed Jun 10, 2011
Role of Todd Phillips: Debtor · Outcome: Case closed 2011-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 80 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Todd M. Phillips closed
United States Bankruptcy Court, E.D. Kentucky · No. 00-30160 · Filed Mar 27, 2000 · Closed Aug 16, 2000
Role of Todd M. Phillips: Debtor · Outcome: Case closed 2000-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 80 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (KY); middle initial differs
Todd Phillips closed
United States Bankruptcy Court, D. Massachusetts · No. 98-19066 · Filed Sep 17, 1998 · Closed Dec 31, 1998
Role of Todd Phillips: Debtor · Outcome: Case closed 1998-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 80 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Todd L. Phillips closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 96-31872 · Filed Dec 9, 1996 · Closed Apr 29, 1997
Role of Todd L. Phillips: Debtor · Outcome: Case closed 1997-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 80 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Todd Phillips closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:95-bk-01797 · Filed Sep 7, 1995 · Closed Feb 1, 1996
Role of Todd Phillips: Debtor · Outcome: Case closed 1996-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 80 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Todd L. Phillips — 2 worth asking about (compared 13 filings on Oct 24, 2026)

Note · Sep 9, 2009 – Jun 8, 2010

Bankruptcy case: Lyon v. Yarmuth Wilsdon Calfo, PLLC — filed Sep 9, 2009

United States Bankruptcy Court, E.D. Kentucky docket "Lyon v. Yarmuth Wilsdon Calfo, PLLC" filed Sep 9, 2009, closed Jun 8, 2010. William Yarmuth (listed on the same filings) is listed as Defendant ("Yarmuth Wilsdon Calfo, PLLC"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. Kentucky ↗William Yarmuth — PartnerFacts page ↗
Sources
Worth asking · Feb 2, 2010 – Jun 27, 2016

5 filings report more than 10% of the money raised going to insiders

100% of the money raised went to insiders — INDUSTRIAL SERVICES OF AMERICA INC · 100% of the money raised went to insiders — INDUSTRIAL SERVICES OF AMERICA INC · 2075% of the money raised went to insiders — GENII INC · 2075% of the money raised went to insiders — GENII INC · 4776% of the money raised went to insiders — GENII INC

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jun 27, 2016 ↗INDUSTRIAL SERVICES OF AMERICA INC — PartnerFacts page ↗Form D · Apr 6, 2016 ↗Form D/A · Nov 9, 2010 ↗
Sources
Note · Mar 26, 2019

Todd L. Phillips appears on 1 deal that stopped filing before reaching its target

INDUSTRIAL SERVICES OF AMERICA INC (last filing Mar 26, 2019; $3,000,000 sold of $8,900,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

INDUSTRIAL SERVICES OF AMERICA INC — PartnerFacts page ↗
Sources
Worth asking · Feb 2, 2010 – Mar 15, 2013

Paid seller listed without a CRD number: GENII INC — GENII INC

GENII INC is listed as receiving sales compensation on 6 filings (Feb 2, 2010 to Mar 15, 2013) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Mar 15, 2013 ↗BrokerCheck search: GENII INC ↗GENII INC — PartnerFacts page ↗
Sources
Note · Dec 29, 2009 – Feb 2, 2010

Form D filed 35 days after the first sale — GENII INC

The filing says the first sale was Dec 29, 2009. The Form D was filed Feb 2, 2010 — 35 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 20 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 2, 2010 ↗GENII INC — PartnerFacts page ↗
Sources
Note · Dec 29, 2009 – Mar 25, 2019

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Reprocessing Services, Inc. (latest filing Mar 25, 2019) · No amendment in the last 12 months on an offering that may still be open — GENII INC (latest filing Mar 15, 2013) · No amendment in the last 12 months on an offering that may still be open — GENII INC (latest filing Jan 6, 2012) · No amendment in the last 12 months on an offering that may still be open — GENII INC (latest filing Nov 9, 2010) · No amendment in the last 12 months on an offering that may still be open — GENII INC (latest filing Feb 2, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 25, 2019 ↗Reprocessing Services, Inc. — PartnerFacts page ↗Form D/A · Mar 15, 2013 ↗GENII INC — PartnerFacts page ↗
Sources
Note · Jun 27, 2016 – Apr 10, 2018

Todd L. Phillips's role changed at INDUSTRIAL SERVICES OF AMERICA INC: executive officer → executive officer, director

The Jun 27, 2016 filing lists Todd L. Phillips as executive officer; the Apr 10, 2018 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jun 27, 2016 ↗Form D · Apr 10, 2018 ↗Todd L. Phillips — PartnerFacts page ↗INDUSTRIAL SERVICES OF AMERICA INC — PartnerFacts page ↗
Sources
Note · Jan 6, 2012 – Nov 9, 2012

Todd L. Phillips's role changed at GENII INC: director → executive officer, director

The Jan 6, 2012 filing lists Todd L. Phillips as director; the Nov 9, 2012 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jan 6, 2012 ↗Form D · Nov 9, 2012 ↗Todd L. Phillips — PartnerFacts page ↗GENII INC — PartnerFacts page ↗
Sources
Note · Nov 9, 2012 – Mar 15, 2013

Offering amount changed between filings — GENII INC

The Nov 9, 2012 filing says $1,000,000 offered; the Mar 15, 2013 Form D/A says $1,250,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 9, 2012 ↗Form D/A (later) · Mar 15, 2013 ↗GENII INC — PartnerFacts page ↗
Sources
Note · Feb 2, 2010 – Mar 25, 2019

Todd L. Phillips is written 3 different ways on the filings

listed as "Todd Phillips" on 4 filings (from Feb 2, 2010), and "Todd L. Phillips" on 8 filings (from Nov 9, 2012), and "Todd Larry Phillips" on the Mar 25, 2019 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 2, 2010 ↗Form D · Nov 9, 2012 ↗Form D · Mar 25, 2019 ↗Todd L. Phillips — PartnerFacts page ↗
Sources
Note · Jan 7, 2015 – Apr 6, 2016

Reported revenue range changed between filings — INDUSTRIAL SERVICES OF AMERICA INC

"Over $100,000,000" (Jan 7, 2015); then "$25,000,001 - $100,000,000" (Apr 6, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jan 7, 2015 ↗Form D · Apr 6, 2016 ↗INDUSTRIAL SERVICES OF AMERICA INC — PartnerFacts page ↗
Sources
Note · Feb 2, 2010 – Jan 6, 2012

Reported revenue range changed between filings — GENII INC

"No Revenues" (Feb 2, 2010); then "$1 - $1,000,000" (Jan 6, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 2, 2010 ↗Form D · Jan 6, 2012 ↗GENII INC — PartnerFacts page ↗
Sources
Note · Jun 21, 2021

Same name, different state: "Todd Phillips" (IA) is a separate record

This page covers filings where the address state is KY. A separate record, "Todd Phillips" with address state IA, is listed on 1 filing — most recently by MegaStorage USA, LLC (Jun 21, 2021). The two records do not overlap in time: this page runs Nov 9, 2012 to Mar 26, 2019; the other has one filing dated Jun 21, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Todd Phillips (IA) — PartnerFacts page ↗Form D · Jun 21, 2021 ↗MegaStorage USA, LLC — PartnerFacts page ↗Todd L. Phillips (KY) — this page ↗
Sources
Note · Jul 30, 2019

Same name, different state: "Todd Phillips" (MN) is a separate record

This page covers filings where the address state is KY. A separate record, "Todd Phillips" with address state MN, is listed on 1 filing — most recently by Real Estate Publishing Corp (Jul 30, 2019). The two records do not overlap in time: this page runs Nov 9, 2012 to Mar 26, 2019; the other has one filing dated Jul 30, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Todd Phillips (MN) — PartnerFacts page ↗Form D · Jul 30, 2019 ↗Real Estate Publishing Corp — PartnerFacts page ↗Todd L. Phillips (KY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 11 offerings report sales commissions; 0 report finder's fees; 4 report proceeds to related persons totalling $2,711,040. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 26, 2019 D
INDUSTRIAL SERVICES OF AMERICA INC
File 021-335652
$0$0$0
RSUs and option were granted in accordance with the Issuer's 2009 Amended and Restated Long Term Incentive Plan.
None listed on this filingEDGAR ↗
Mar 25, 2019 D
Reprocessing Services, Inc.
File 021-335624
$0$0$0None listed on this filingEDGAR ↗
Apr 10, 2018 D
INDUSTRIAL SERVICES OF AMERICA INC
File 021-309768
$0$0$0
RSUs and option were granted to the CEO and employees in accordance with the Issuer's 2009 Amended and Restated Long Term Incentive Plan.
None listed on this filingEDGAR ↗
Jun 27, 2016 D
INDUSTRIAL SERVICES OF AMERICA INC
File 021-265811
$0$0$181,800 (est.)None listed on this filingEDGAR ↗
Apr 6, 2016 D
INDUSTRIAL SERVICES OF AMERICA INC
File 021-260772
$0$0$90,240 (est.)None listed on this filingEDGAR ↗
Aug 14, 2015 D
INDUSTRIAL SERVICES OF AMERICA INC
File 021-245780
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2015 D
INDUSTRIAL SERVICES OF AMERICA INC
File 021-231599
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2013 D/A
GENII INC
File 021-186773
$0$0$0GENII INC. no CRD number reportedEDGAR ↗
Jan 6, 2012 D
GENII INC
File 021-171341
$0$0$0GENII INC no CRD number reportedEDGAR ↗
Nov 9, 2010 D/A
GENII INC
File 021-150181
$0$0$1,245,000 (est.)
$5,00.00 estimated for legal fees, travel, and entertainment.
GENII INC no CRD number reportedEDGAR ↗
Feb 2, 2010 D
GENII INC
File 021-111889
$0$0$1,194,000 (est.)
$6,00.00 estimated for legal fees, accounting fees, travel and entertainment
GENII INC no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Todd L. Phillips on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

IS
Other

INDUSTRIAL SERVICES OF AMERICA INC

Louisville, KY · Jan 7, 2015 → Mar 26, 2019 · 6 filings
  • Mar 26, 2019 · D · $188,100 sold of $188,100 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 10, 2018 · D · $194,280 sold of $194,280 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 27, 2016 · D · $181,800 sold of $181,800 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 6, 2016 · D · $90,240 sold of $90,240 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 14, 2015 · D · $188,999 sold of $188,999 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 7, 2015 · D · $39,996 sold of $39,996 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $3M from 7 investors (100% of the $188K target) as of the latest filing. Todd is listed as executive officer, director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RS
Other

Reprocessing Services, Inc.

Pewee Valley, KY · Mar 25, 2019
  • Mar 25, 2019 · D · $4,200,000 sold of $5,000,000 · 11 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗

Raised $4.2M from 11 investors (84% of the $5M target) as of the latest filing. Todd is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

G
Manufacturing

GENII INC

Woodbury, MN · Feb 2, 2010 → Mar 15, 2013 · 6 filings
  • Mar 15, 2013 · D/A · $936,250 sold of $1,250,000 · 2 investors · min. $20,000 · role: Executive Officer, Director (Beneficial Owner) EDGAR ↗
  • Nov 9, 2012 · D · $100,000 sold of $1,000,000 · 2 investors · min. $20,000 · role: Executive Officer, Director (Beneficial Owner) EDGAR ↗
  • Jan 6, 2012 · D · $120,000 sold of $500,000 · 2 investors · min. $25,000 · role: Director (BENEFICIAL OWNER) EDGAR ↗
  • Nov 9, 2010 · D/A · $60,000 sold of $1,250,000 · 1 investors · min. $30,000 · role: Director (Beneficial Owner) EDGAR ↗
  • Nov 8, 2010 · D · $60,000 sold of $1,250,000 · 1 investors · min. $30,000 · role: Director (Beneficial Owner) EDGAR ↗
  • Feb 2, 2010 · D · $25,000 sold of $1,200,000 · 6 investors · min. $25,000 · role: Director EDGAR ↗

Raised $936K from 6 investors (75% of the $1.25M target) as of the latest filing. Todd is listed as executive officer, director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Todd Phillips — MN, 1 issuer, Jul 30, 2019 → Jul 30, 2019 · no shared issuer
  • Todd Phillips — IA, 1 issuer, Jun 21, 2021 → Jun 21, 2021 · no shared issuer

People around Todd 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Marcia L Morris

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua B Colton

Director · 6 shared filings (1 issuer)

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

VM
No photo found yet (own website and image search run after this page is viewed)
Person

V. Thomas Morris

Director · 6 shared filings (1 issuer)

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

OO
No photo found yet (own website and image search run after this page is viewed)
Person

Orson Oliver

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Albert Cozzi

Director · 6 shared filings (1 issuer)

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

WY
No photo found yet (own website and image search run after this page is viewed)
Person

William Yarmuth

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

VT
No photo found yet (own website and image search run after this page is viewed)
Person

Vince Tyra

Director · 6 shared filings (1 issuer)

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Sampson

Director · 5 shared filings (1 issuer)

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Garber

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Strecker

Director · 4 shared filings (1 issuer)

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

TE
No photo found yet (own website and image search run after this page is viewed)
Person

Teresa Esser

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Schroering

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

FS
No photo found yet (own website and image search run after this page is viewed)
Person

Francesca Scarito

Director · 2 shared filings (1 issuer)

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Sterling Lapinski

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS RYAN

Director · 1 shared filing (1 issuer)

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Wendell

Director · 1 shared filing (1 issuer)

Listed on the same filings as Todd L. Phillips. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Todd L. Phillips by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Todd L. Phillips is listed on: none on file. No website or social profile named in Reprocessing Services, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #888 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Pewee Valley, KY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Kentucky state courts — find the court ↗Minnesota court records online ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Kentucky Secretary of State business search ↗Minnesota Secretary of State business search ↗OpenCorporates ↗

Change history

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