Todd Holmes is listed as an executive officer, director, and promoter on 3 SEC Form D filings by 2 issuers between Mar 2015 and Aug 2023: HM COLUMBUS, LLC (Bartlett, IL — residential — 2015; $2.85M reported sold to 24 investors) and Chelsea B Drugstore LLC (Wheeling, IL — retailing — 2023; $625K reported sold to 8 investors).
What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $3.47M sold in total.
1 of the issuers belongs to the sponsor group Group linked by Peggy Sim (9 issuers, $7.5M reported sold, 2013–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Peggy Sim has 9 companies on file and $7.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 11 bankruptcy cases matching the name listed in Key records below.
What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Todd Holmes and found 9 differences, 1 worth asking the sponsor about: Form D filed 101 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.