Todd Groome is listed as a director and promoter on 80 SEC Form D filings by 11 issuers between Aug 2013 and Oct 2026. Largest by amount reported sold: MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2014–2022; $8.99B reported sold to 304 investors), Peters Thematic SPC Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015–2018; $2.14B reported sold to 142 investors), Symmetry US Fund LP (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015–2026; $1.16B reported sold to 27 investors), Symmetry Adaptive Fund US LP (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2021–2026; $584.4M reported sold to 11 investors), Sand Grove Opportunities Fund Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2016–2022; $572M reported sold to 32 investors) and 6 more (all listed below).
What this means That is a lot of deals — 11 separate companies raised money with this person listed as director and promoter, over about 13 years. Across those companies the filings report $14.6B sold in total.
The issuers belong to 4 sponsor groups: Symmetry (4 issuers, $2.38B reported sold, 2014–2026), Sand Grove (2 issuers, $649.1M reported sold, 2016–2026), One River (5 issuers, $1.62B reported sold, 2013–2026) and Calixto (3 issuers, $159.2M reported sold, 2014–2024).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared the newest 50 of 80 public filings for Todd Groome and found 12 differences, 6 worth asking the sponsor about: 5 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.