Todd Berg is listed as an executive officer and director on 9 SEC Form D filings by 3 issuers between Apr 2009 and Mar 2025: NEOCHORD INC (Maple Grove, MN — manufacturing — 2024–2025; $33.4M reported sold to 53 investors), TORAX MEDICAL INC (Shoreview, MN — biotechnology — 2009–2016; $25M reported sold to 17 investors) and Lumen Biomedical Inc (Maple Grove, MN — other health care — 2009; $675K reported sold to 9 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $59.1M sold in total.
Listed alongside Timothy Mills (6 shared filings), Brian Mower (5 shared filings), Chris Grant (5 shared filings), Charles Larsen (4 shared filings), Michael DeMane (3 shared filings) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Todd. Each name links to their own page.
2 of the issuers belong to the sponsor group Lumen (2 issuers, $1.17M reported sold, 2009–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Lumen has 2 companies on file and $1.17M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for Todd Berg and found 7 differences: Form D filed 39 days after the first sale; 5 offerings have no amendment in the last 12 months and may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.