Lumen is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people, same business address; automatic match from the filings), filing 22 Form D filings between Jun 2009 and Mar 2025.
What this means One team, 2 deal companies, about 16 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $1.17M to 62 investors (latest filing per issuer). Industries as reported: Other Health Care (1), Manufacturing (1). Issuers are based in MN (2).
What this means $1.17M raised across the group, about $19K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Steven Healy (2 issuers, executive officer and director), Todd Berg (2 issuers, executive officer and director), Andrew ElBardissi (1 issuer, director), Casey Tansey (1 issuer, director), David Gregorka (1 issuer, director) and 22 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Mar 13, 2025.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 2 court cases matching the name listed in Key records below.
What this means 2 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 22 public filings for Lumen and found 16 differences, 2 worth asking the sponsor about: Michael Fulton is no longer listed on the Apr 29, 2019 amendment; Steven P VanNurden is no longer listed on the Jul 23, 2009 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.