Timothy Collins is listed as an executive officer and director on 9 SEC Form D filings by 3 issuers between Feb 2012 and Mar 2015: Flux Power Holdings, Inc. (Vista, CA — industry reported as "Other" — 2014–2015; $10.7M reported sold to 41 investors), SRAFB Securities, LLC (Larkspur, CA — investing — 2012; $5.73M reported sold to 62 investors) and KLEENSPEED TECHNOLOGIES INC. (Moffett Field, CA — other technology — 2012; $5,960 reported sold to 46 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $16.4M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for Timothy Collins and found 11 differences, 1 worth asking the sponsor about: Form D filed 1,511 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.