Tim Roberts is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jul 2019 and Apr 2021: Rubicon Organics Inc. (Vancouver, British Columbia, Canada (as filed: A1) — agriculture — 2019–2021; $869K reported sold to 11 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bryan Disher (2 shared filings), David Donnan (2 shared filings), Jesse McConnell (2 shared filings), John Pigott (2 shared filings), Margaret Brodie (2 shared filings) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tim. Each name links to their own page.
The issuer belongs to the sponsor group Rubicon (2 issuers, $515K reported sold, 2015–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Rubicon has 2 companies on file and $515K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 12 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Tim Roberts and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Tim Roberts" (TN) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.