Tim Bray is listed as a director on 6 SEC Form D filings by 1 issuer between Mar 2017 and Jun 2021: NS Partners Emerging Markets Equity Fund, a Series of NS Partners Trust (London, United Kingdom (as filed: X0) — pooled investment fund — 2017–2021; $883.2M reported sold to 69 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Alliancebernstein (41 issuers, $32.58B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Alliancebernstein has 41 companies on file and $32.58B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Tim Bray and found 2 differences, 1 worth asking the sponsor about: Tim Bray is no longer listed on the Jul 6, 2022 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.