PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:31 AM ET

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TB
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Tim Boris

Named as an officer, director or promoter on SEC Form D filings · CA, NC · Jul 11, 2019 → Jan 7, 2026

2deals (issuers)
$44.8Mreported sold
100investors
4Form D filings
2019–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:45 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Tim Boris is listed as a director on 4 SEC Form D filings by 2 issuers between Jul 2018 and Jan 2026: Adhera Therapeutics, Inc. (Wake Forest, NC — pharmaceuticals — 2018–2020; $44M reported sold to 97 investors) and Vogenx, Inc. (Raleigh, NC — pharmaceuticals — 2026; $750K reported sold to 3 investors).

What this means 2 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $44.8M sold in total.

Listed alongside ULI HACKSELL (3 shared filings), Donald Williams (2 shared filings), Erik Emerson (2 shared filings), Issac Blech (2 shared filings), Nancy Phelan (2 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tim. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 4 public filings for Tim Boris and found 8 differences, 1 worth asking the sponsor about: Form D filed 236 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Tim Boris has not run yet — it is joining a line of 23,274 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:45 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Tim Boris..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:45 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Tim Boris — 1 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Jun 28, 2019 – Feb 19, 2020

Form D filed 236 days after the first sale — Adhera Therapeutics, Inc.

The filing says the first sale was Jun 28, 2019. The Form D was filed Feb 19, 2020 — 236 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 221 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Dec 10, 2025 – Jan 7, 2026

Form D filed 28 days after the first sale — Vogenx, Inc.

The filing says the first sale was Dec 10, 2025. The Form D was filed Jan 7, 2026 — 28 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 13 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jun 28, 2019 – Jul 11, 2019

No amendment in the last 12 months on an offering that may still be open — Adhera Therapeutics, Inc. (latest filing Jul 11, 2019)

The latest filing for this offering is dated Jul 11, 2019 (first sale Jun 28, 2019). It reports $3,239,400 sold of $7,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jul 12, 2018 – Jul 25, 2018

No amendment in the last 12 months on an offering that may still be open — Adhera Therapeutics, Inc. (latest filing Jul 25, 2018)

The latest filing for this offering is dated Jul 25, 2018 (first sale Jul 12, 2018). It reports $1,540,000 sold of $11,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · May 26, 2020 – Aug 3, 2023

Same name, different state: "Tim Boris" (NY or NJ) is a separate record

This page covers filings where the address state is CA or NC. A separate record, "Tim Boris" with address state NY or NJ, is listed on 12 filings — most recently by Elucida Oncology, Inc. (Aug 3, 2023). Both records have filings in the same period (May 26, 2020 to Aug 3, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 11, 2019 – Feb 19, 2020

Address moved from Durham, NC to Wake Forest, NC — Adhera Therapeutics, Inc.

The people listed on the Jul 11, 2019 filing give Durham, NC; on the Feb 19, 2020 filing they give Wake Forest, NC.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jul 25, 2018 – Jul 11, 2019

Address moved from City of Industry, CA to Durham, NC — Adhera Therapeutics, Inc.

The people listed on the Jul 25, 2018 filing give City of Industry, CA; on the Jul 11, 2019 filing they give Durham, NC.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 4 offerings report sales commissions totalling $527,935; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 7, 2026 D
Vogenx, Inc.
File 021-569148
$0$0$0
None other than payments of salary in the ordinary course of business.
None listed on this filingEDGAR ↗
Feb 19, 2020 D
Adhera Therapeutics, Inc.
File 021-360856
$49,995 (est.)$0$0
A portion of the proceeds may be used for general corporate purposes, including to pay salaries of some related persons listed in Item 3.
Maxim Group LLC BrokerCheck CRD 120708 ↗EDGAR ↗
Jul 11, 2019 D
Adhera Therapeutics, Inc.
File 021-344076
$323,940 (est.)$0$0
A Portion of the proceeds may be used for general corporate purposes, including to pay salaries of some related persons listed in Item 3.
Maxim Group LLC BrokerCheck CRD 120708 ↗EDGAR ↗
Jul 25, 2018 D
Adhera Therapeutics, Inc.
File 021-317668
$154,000 (est.)$0$0
A Portion of the proceeds may be used for general corporate purposes, including to pay salaries of some related persons listed in Item 3.
Maxim Group LLC BrokerCheck CRD 120708 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Tim Boris on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pharmaceuticals

Vogenx, Inc.

Raleigh, NC · Jan 7, 2026
  • Jan 7, 2026 · D · $750,000 sold of $5,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $750K from 3 investors (15% of the $5M target) as of the latest filing. Tim is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pharmaceuticals

Adhera Therapeutics, Inc.

Wake Forest, NC · Jul 25, 2018 → Feb 19, 2020 · 3 filings
  • Feb 19, 2020 · D · $499,950 sold of $499,950 · 1 investors · min. $499,950 · role: Director EDGAR ↗
  • Jul 11, 2019 · D · $3,239,400 sold of $7,000,000 · 45 investors · min. $10,000 · role: Director EDGAR ↗
  • Jul 25, 2018 · D · $1,540,000 sold of $11,000,000 · 9 investors · min. $30,000 · role: Director EDGAR ↗

Raised $44M from 97 investors (100% of the $500K target) as of the latest filing. Tim is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Tim Boris — NY, NJ, 1 issuer, May 26, 2020 → Aug 3, 2023 · no shared issuer

People around Tim 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

UH
No photo found yet (own website and image search run after this page is viewed)
Person

ULI HACKSELL

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Tim Boris. Their page shows their other deals.

IB
No photo found yet (own website and image search run after this page is viewed)
Person

Issac Blech

Director · 2 shared filings (1 issuer)

Listed on the same filings as Tim Boris. Their page shows their other deals.

EE
No photo found yet (own website and image search run after this page is viewed)
Person

Erik Emerson

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Tim Boris. Their page shows their other deals.

NP
No photo found yet (own website and image search run after this page is viewed)
Person

Nancy Phelan

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Tim Boris. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Williams

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Tim Boris. Their page shows their other deals.

VT
No photo found yet (own website and image search run after this page is viewed)
Person

Vuong Trieu

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Vuong Trieu is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Amit Shah

Executive Officer · 1 shared filing (1 issuer) · also on 22 other issuers

Amit Shah is on 23 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES GREEN

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Tim Boris. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM WILKISON

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Tim Boris. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert C. Moscato

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Tim Boris. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rhonda Stanley

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Tim Boris. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Pete Pieraccini

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tim Boris. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Delmar

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Tim Boris. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Gorman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tim Boris. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Tim Boris by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Tim Boris is listed on: none on file. No website or social profile named in Adhera Therapeutics, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #219,633 of 374,652 in line (1,174 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Wake Forest, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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